SEC Form 4 · accession 0001209191-19-019274
BSQUARE CORP /WA · BSQR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralph C Derrickson
Officer — Chief Executive Officer · Director
Period of report
Mar 11, 2019
Accepted (ET)
Mar 13, 2019 · 8:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001054721
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $1.97 | Mar 11, 2019 | A | 375,000 | A | Mar 11, 2020 | Mar 10, 2029 | Common Stock | 375,000 | 375,000 | D |
| Non-qualified Stock Option (Right to Buy)F2 | $1.97 | Mar 11, 2019 | A | 187,500 | A | Mar 11, 2021 | Mar 10, 2029 | Common Stock | 187,500 | 187,500 | D |
Explanation of responses
- F1The option vests 25% on March 11, 2020 and the balance vests in equal monthly installments for three years thereafter.
- F2The option vests 25% on March 11, 2021 and the balance vests in equal monthly installments for three years thereafter.