SEC Form 4 · accession 0001209191-19-019220
DUNKIN' BRANDS GROUP, INC. · DNKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William David Mann
Officer — SVP, Chief Legal Officer
Period of report
Mar 11, 2019
Accepted (ET)
Mar 13, 2019 · 6:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001357204
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | Mar 11, 2019 | A | 5,913 | $67.65 | A | 5,913 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF3 | $70.76 | Mar 11, 2019 | A | 37,519 | A | — | Mar 11, 2026 | Common Stock | 37,519 | 37,519 | D |
Explanation of responses
- F1Securities acquired represent a grant of restricted stock units to the Reporting Person in connection with his hiring by the Company. Each restricted stock unit represents the right to receive one share of the Company's common stock, and will vest in three equal annual installments beginning on March 11, 2020, subject to the Reporting Person's continued employment by the Company on such dates.
- F2Represents the grant date fair value of the restricted stock unit based on ASC Topic 718.
- F3The option vests in four equal annual installments.