SEC Form 4 · accession 0001104659-19-014661
Cactus, Inc. · WHD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joel Bender
Officer — COO and Senior VP · Director · 10% Owner
Period of report
Mar 11, 2019
Accepted (ET)
Mar 13, 2019 · 8:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001699136
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1,F2 | — | Mar 11, 2019 | A | 40,139 | A | — | — | Class A Common Stock | 40,139 | 75,227 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.
- F2The restricted stock units vest in three equal annual installments beginning on the first anniversary of the award date. Vested shares will be delivered to the reporting person within 60 days of the vesting date.
- F3Includes restricted stock units previously granted to the reporting person that remain subject to vesting.