SEC Form 4 · accession 0001588968-19-000004
BIOVIE INC. · BIVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hari Kumar
Director
Period of report
Aug 14, 2017
Accepted (ET)
Mar 13, 2019 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001580149
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 14, 2017 | A | 90,908 | $0.22 | A | 227,272 | D | |
| Common Stock | Jan 2, 2018 | A | 200,000 | $0.15 | A | 427,272 | D | |
| Common Stock | Jun 15, 2018 | A | 100,000 | $0.02 | A | 527,272 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| warrants | $0.60 | Aug 14, 2017 | A | 45,455 | A | Aug 14, 2017 | Aug 14, 2022 | Common Stock | 45,455 | 213,637 | D |