SEC Form 4/A · accession 0001209191-19-019238

RB GLOBAL INC. · RBA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Officer — Chief Financial Officer

Period of report

Mar 1, 2019

Accepted (ET)

Mar 13, 2019 · 7:12 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001046102

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares^F1	Mar 1, 2019	M	12,484	$0.00	A	21,490	D
Common Shares^F1	Mar 1, 2019	M	796	$0.00	A	22,286	D
Common Shares	holding	—	—		—	2,926	I	Employee Stock Purchase Plan
Common Shares	holding	—	—		—	1,375	I	Held by spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Performance Share Units (2016 PSUs)^F2	—	Mar 1, 2019	A	9,201	A	Mar 1, 2019	Mar 1, 2019	Common Shares	9,201	12,484	D
Dividend Equivalent Rights (2016 PSUs)^F2	—	Mar 1, 2019	A	540	A	Mar 1, 2019	Mar 1, 2019	Common Shares	540	796	D
Performance Share Units (2016 PSUs)^F2	—	Mar 1, 2019	M	12,484	D	Mar 1, 2019	Mar 1, 2019	Common Shares	12,484	0	D
Dividend Equivalent Rights (2016 PSUs)^F2	—	Mar 1, 2019	M	796	D	Mar 1, 2019	Mar 1, 2019	Common Shares	796	0	D

F1Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW"). TW will be reported on separately within 2 business days of the TW determination date.
F2Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 1, 2019, the same date on which the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSUs and DERs will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable.