SEC Form 4 · accession 0001181580-19-000007
HALLMARK FINANCIAL SERVICES INC · HALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott T Berlin
Director
Period of report
Mar 11, 2019
Accepted (ET)
Mar 13, 2019 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000819913
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Mar 11, 2019 | S | 4,900 | $10.52 | D | 5,100 | D | |
| COMMON STOCKF2 | Mar 12, 2019 | S | 2,549 | $10.53 | D | 2,551 | D | |
| COMMON STOCKF3 | Mar 13, 2019 | S | 2,301 | $10.43 | D | 250 | D | |
| COMMON STOCK | Mar 13, 2019 | M | 15,000 | $6.61 | A | 15,250 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RIGHT TO BUY)F4 | $6.61 | Mar 13, 2019 | M | 15,000 | D | Oct 2, 2009 | Apr 1, 2019 | COMMON STOCK | 15,000 | 0 | D |
Explanation of responses
- F1Represents the weighted average purchase price of transactions effected at prices ranging from $10.50 per share to $10.56 per share. Upon written request by the SEC, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F2Represents the weighted average purchase price of transactions effected at prices ranging from $10.50 per share to $10.58 per share. Upon written request by the SEC, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3Represents the weighted average purchase price of transactions effected at prices ranging from $10.34 per share to $10.53 per share. Upon written request by the SEC, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F4Represents director stock options.