Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Dec 17, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

266 filings · trading day Dec 17, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 8, 2017 PForm 4 →	Dec 17, 2018, 9:51 am EST	Cure Pharmaceutical Holding Corp.CURR	Climate Change Investigation, Innovation & Investment Company, LLC10% Owner	198,644	$250,000.00	$49,661,000,000	198,644	—	late
Dec 13, 2018 MForm 4 →	Dec 17, 3:24 pm EST	Blue Hills Bancorp, Inc.BHBK	William M ParentPresident + CEO	214,000	$14.07	$3,010,980	186,000	—
Dec 12, 2018 AForm 4 →	Dec 14, 4:35 pm EST	NEOGENOMICS INCNEO	Lawrence Martin WeissChief Scientific Officer	25,000	$13.87	$346,750	25,000	—
Dec 13, 2018 MForm 4 →	Dec 14, 5:29 pm EST	TransUnionTRU	David M NeenanEVP - International	60,000	$4.99	$299,400	119,549	—
Nov 29, 2018 AForm 4 →	Dec 14, 4:11 pm EST	Precipio, Inc.PRPO	David Seth CohenDirector, 10% Owner	189,466	$0.36	$68,208	189,466	—	late
Dec 11, 2018 AForm 4 →	Dec 17, 3:38 pm EST	NAPCO SECURITY TECHNOLOGIES, INCNSSC	Arnold BlumenthalDirector	4,000	$16.20	$64,800	4,000	—	late
Dec 11, 2018 AForm 4 →	Dec 17, 3:59 pm EST	NAPCO SECURITY TECHNOLOGIES, INCNSSC	Andrew WilderDirector	4,000	$16.20	$64,800	4,000	—	late
Dec 14, 2018 MForm 4 →	Dec 17, 12:26 pm EST	GTT Communications, Inc.GTT	Richard CalderPresident and CEO, Director	810	$28.72	$23,263	0	—
Dec 13, 2018 MForm 4 →	Dec 14, 5:09 pm EST	Nuvectra CorpNVTR	Joseph A MillerDirector	1,922	$5.36	$10,302	32,928	—
Dec 13, 2018 AForm 4 →	Dec 14, 4:24 pm EST	METLIFE INCMET	Robert Glenn HubbardDirector	220	$39.52	$8,689	220	—
Dec 14, 2018 AForm 4 →	Dec 17, 12:20 pm EST	CHURCH & DWIGHT CO INC /DE/CHD	Carlos G. LinaresE.V.P. Global Research & Dev.	87	$68.73	$5,960	2,461	—
Dec 14, 2018 AForm 4 →	Dec 17, 12:19 pm EST	CHURCH & DWIGHT CO INC /DE/CHD	Rick SpannE.V.P. Global Operations	81	$68.73	$5,558	4,905	—
Dec 13, 2018 AForm 4 →	Dec 14, 4:29 pm EST	METLIFE INCMET	James M KiltsDirector	121	$39.52	$4,777	121	—
Dec 14, 2018 AForm 4 →	Dec 17, 12:12 pm EST	CHURCH & DWIGHT CO INC /DE/CHD	Richard A DierkerE.V.P. Finance & C.F.O.	51	$68.73	$3,528	4,339	—
Dec 13, 2018 AForm 4 →	Dec 17, 12:30 pm EST	VERIZON COMMUNICATIONS INCVZ	Lowell C McAdamExecutive Chairman, Director	188	$16.25	$3,057	410,452	—
Dec 13, 2018 AForm 4 →	Dec 17, 12:32 pm EST	VERIZON COMMUNICATIONS INCVZ	Hans Erik VestbergChief Executive Officer, Director	174	$16.25	$2,827	3,736	—
Dec 14, 2018 AForm 4 →	Dec 17, 12:14 pm EST	CHURCH & DWIGHT CO INC /DE/CHD	Britta BomhardE.V.P. Chief Marketing Officer	40	$68.73	$2,725	4,936	—
Dec 14, 2018 AForm 4 →	Dec 17, 12:16 pm EST	CHURCH & DWIGHT CO INC /DE/CHD	Judy A. ZagorskiE.V.P. Global Human Resources	38	$68.73	$2,580	1,637	—
Dec 14, 2018 AForm 4 →	Dec 17, 2:04 pm EST	PPG INDUSTRIES INCPPG	Michael H McGarryChairman of the Board and CEO, Director	25	$100.14	$2,475	3,013	—
Dec 13, 2018 AForm 4 →	Dec 17, 12:31 pm EST	VERIZON COMMUNICATIONS INCVZ	Craig L. SillimanEVP of PubPolicy & Gen Counsel	135	$16.25	$2,192	161,364	—
Dec 14, 2018 AForm 4 →	Dec 17, 12:17 pm EST	CHURCH & DWIGHT CO INC /DE/CHD	Matthew FarrellPresident and CEO, Director	31	$68.73	$2,146	86,434	—
Dec 14, 2018 AForm 4 →	Dec 17, 3:41 pm EST	PFIZER INCPFE	Dawn RogersExecutive Vice President	40	$43.80	$1,752	7,455	—
Dec 13, 2018 AForm 4 →	Dec 17, 12:28 pm EST	VERIZON COMMUNICATIONS INCVZ	Ronan DunneEVP and President VZW	82	$16.25	$1,327	18,159	—
Dec 13, 2018 AForm 4 →	Dec 17, 12:29 pm EST	VERIZON COMMUNICATIONS INCVZ	Kumara Guru GowrappanEVP and CEO - Oath	82	$16.25	$1,327	1,408	—
Dec 13, 2018 AForm 4 →	Dec 17, 12:30 pm EST	VERIZON COMMUNICATIONS INCVZ	Marc C ReedEVP & Chief Admin. Officer	78	$16.25	$1,269	82,808	—
Dec 13, 2018 AForm 4 →	Dec 17, 12:28 pm EST	VERIZON COMMUNICATIONS INCVZ	Matthew D. EllisEVP and CFO	75	$16.25	$1,211	21,378	—
Dec 14, 2018 PForm 4 →	Dec 17, 2:17 pm EST	OLD NATIONAL BANCORP /IN/ONB	James C Ryan IIISEVP-CFO	58	$16.29	$945	1,359	—
Dec 14, 2018 AForm 4 →	Dec 17, 3:41 pm EST	PFIZER INCPFE	Albert BourlaChief Operating Officer, Director	20	$43.80	$876	12,612	—
Dec 14, 2018 AForm 4 →	Dec 17, 2:05 pm EST	PPG INDUSTRIES INCPPG	Rebecca B. LiebertSr. VP, Automotive Coatings	9	$100.14	$875	82	—
Dec 14, 2018 AForm 4 →	Dec 17, 2:03 pm EST	PPG INDUSTRIES INCPPG	Vincent J MoralesSenior VP & CFO	8	$100.14	$846	516	—
Dec 14, 2018 AForm 4 →	Dec 17, 12:44 pm EST	INTERNATIONAL BUSINESS MACHINES CORPIBM	Kenneth M KeverianSenior Vice President	7	$119.90	$839	8,280	—
Dec 14, 2018 AForm 4 →	Dec 17, 2:13 pm EST	PPG INDUSTRIES INCPPG	Timothy M KnavishSr. VP, Industrial Coatings	8	$100.14	$781	8,745	—
Dec 13, 2018 AForm 4 →	Dec 17, 12:31 pm EST	VERIZON COMMUNICATIONS INCVZ	Anthony T SkiadasSVP & Controller	34	$16.25	$560	56,578	—
Dec 14, 2018 PForm 4 →	Dec 17, 2:17 pm EST	OLD NATIONAL BANCORP /IN/ONB	James A SandgrenPRESIDENT & COO	34	$16.29	$554	876	—
Dec 14, 2018 AForm 4 →	Dec 17, 11:25 am EST	PRINCIPAL FINANCIAL GROUP INCPFG	Timothy Mark DunbarEVP & Chief Investment Officer	12	$43.62	$506	7,344	—
Dec 13, 2018 AForm 4 →	Dec 14, 4:22 pm EST	METLIFE INCMET	Gerald L HassellDirector	11	$39.52	$443	11	—
Dec 14, 2018 PForm 4 →	Dec 17, 2:16 pm EST	OLD NATIONAL BANCORP /IN/ONB	Scott J EvernhamEXEC VP - WEALTH MANAGEMENT	25	$16.29	$407	2,009	—
Dec 14, 2018 AForm 4 →	Dec 17, 3:41 pm EST	PFIZER INCPFE	John D YoungGroup President	9	$43.80	$394	10,608	—
Dec 14, 2018 AForm 4 →	Dec 17, 12:15 pm EST	CHURCH & DWIGHT CO INC /DE/CHD	Paul Richard WoodEVP, Sales	5	$68.73	$374	18	—
Dec 13, 2018 MForm 4 →	Dec 14, 4:05 pm EST	UNITY BANCORP INC /NJ/UNTY	Alan J BednerChief Financial Officer	28	$5.82	$163	74,011	—
Dec 14, 2018 AForm 4 →	Dec 17, 3:41 pm EST	PFIZER INCPFE	Rady A JohnsonExecutive Vice President	3	$43.80	$131	4,646	—
Dec 12, 2018 AForm 4 →	Dec 14, 4:00 pm EST	JETBLUE AIRWAYS CORPJBLU	Brandon NelsonSVP General Counsel Corp Sec	4,721	—	—	22,369	—
Dec 12, 2018 AForm 4 →	Dec 14, 4:00 pm EST	SYNOPSYS INCSNPS	Sudhindra KankanwadiVP and Corporate Controller	19,633	—	—	3,760	—
Dec 12, 2018 ADForm 4 →	Dec 14, 4:00 pm EST	SYNOPSYS INCSNPS	Joseph W LoganEVP, Sales & Corp Marketing	60,844	—	—	8,286	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:00 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Malcolm FrankExec. VP, Strategy & Marketing	855	—	—	8,546	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:01 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Matthew W. FriedrichGeneral Counsel	864	—	—	8,638	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:02 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Sumithra GomatamPresident - Digital Operations	1,136	—	—	2,665	—
Dec 13, 2018 MForm 4 →	Dec 14, 4:02 pm EST	BIOLIFE SOLUTIONS INCBLFS	Michael RicePresident & CEO, Director	14,781	—	—	14,781	—
Dec 12, 2018 AForm 4 →	Dec 14, 4:02 pm EST	National Western Life Group, Inc.NWLI	Kitty Kennedy NelsonNWLIC President & COO	1,138	—	—	910	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:03 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Gajakarnan Vibushanan KandiahPresident - Digital Business	1,949	—	—	7,588	—
Dec 12, 2018 AForm 4 →	Dec 14, 4:03 pm EST	REGENERON PHARMACEUTICALS INCREGN	Daniel P Van PlewEVP & General Mgr Industrial O	46,250	—	—	46,250	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:04 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	James Patrick LennoxEVP - Chief People Officer	2,176	—	—	7,189	—
Dec 12, 2018 AForm 4 →	Dec 14, 4:05 pm EST	REGENERON PHARMACEUTICALS INCREGN	Neil StahlEVP Research and Development	20,000	—	—	20,000	—
Dec 12, 2018 AForm 4 →	Dec 14, 4:05 pm EST	Corvus Pharmaceuticals, Inc.CRVS	Erik J. VernerV.P., Chemistry Research	50,000	—	—	50,000	—
Dec 12, 2018 AForm 4 →	Dec 14, 4:05 pm EST	Corvus Pharmaceuticals, Inc.CRVS	Daniel W. HuntSVP, Chief Business Officer	50,000	—	—	50,000	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:05 pm EST	INSIGHT ENTERPRISES INCNSIT	Girish D RishiDirector	407	—	—	814	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:05 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Karen McLoughlinChief Financial Officer	639	—	—	6,390	—
Dec 12, 2018 AForm 4 →	Dec 14, 4:06 pm EST	Corvus Pharmaceuticals, Inc.CRVS	Leiv LeaChief Financial Officer	100,000	—	—	100,000	—
Dec 12, 2018 AForm 4 →	Dec 14, 4:06 pm EST	ARGAN INCAGX	John Ronald Jeffrey Jr.Director	10,000	—	—	30,000	—
Dec 12, 2018 AForm 4 →	Dec 14, 4:06 pm EST	Corvus Pharmaceuticals, Inc.CRVS	Joseph J BuggyEVP Discovery Research	100,000	—	—	100,000	—
Dec 12, 2018 AForm 4 →	Dec 14, 4:06 pm EST	ARGAN INCAGX	James E QuinnDirector	10,000	—	—	60,000	—
Dec 12, 2018 AForm 4 →	Dec 14, 4:06 pm EST	ARGAN INCAGX	Peter W GetsingerDirector	10,000	—	—	37,000	—
Dec 12, 2018 AForm 4 →	Dec 14, 4:06 pm EST	REGENERON PHARMACEUTICALS INCREGN	Marion McCourtSVP Commercial	10,000	—	—	10,000	—
Dec 12, 2018 AForm 4 →	Dec 14, 4:06 pm EST	ARGAN INCAGX	W G Champion MitchellDirector	10,000	—	—	80,000	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:07 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Sean MiddletonPres - Cognizant Accelerator	748	—	—	6,390	—
Dec 12, 2018 AForm 4 →	Dec 14, 4:07 pm EST	Corvus Pharmaceuticals, Inc.CRVS	Richard A Miller M.D.President and CEO, Director	250,000	—	—	250,000	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:07 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Allen ShaheenEVP, NA Digital Hubs	1,763	—	—	6,566	—
Dec 12, 2018 AForm 4 →	Dec 14, 4:08 pm EST	PENSKE AUTOMOTIVE GROUP, INC.PAG	Lisa Ann DavisDirector	5,011	—	—	9,705	—
Dec 12, 2018 AForm 4 →	Dec 14, 4:08 pm EST	REGENERON PHARMACEUTICALS INCREGN	Robert E LandrySVP Finance & CFO	20,000	—	—	20,000	—
Dec 12, 2018 AForm 4 →	Dec 14, 4:08 pm EST	PENSKE AUTOMOTIVE GROUP, INC.PAG	Wolfgang DuerheimerDirector	4,000	—	—	4,000	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:09 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Dharmendra Kumar SinhaPresident Global Client Serv.	2,307	—	—	7,588	—
Dec 12, 2018 AForm 4 →	Dec 14, 4:09 pm EST	Corvus Pharmaceuticals, Inc.CRVS	William Benton JonesSee Remarks	100,000	—	—	100,000	—
Dec 12, 2018 AForm 4 →	Dec 14, 4:10 pm EST	PENSKE AUTOMOTIVE GROUP, INC.PAG	Kimberly J McWatersDirector	4,000	—	—	35,083	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:10 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Robert TelesmanicSVP, Cont. & Chief Acct. Offc.	1,328	—	—	10,618	—
Dec 13, 2018 MForm 4 →	Dec 14, 4:10 pm EST	HAYNES INTERNATIONAL INCHAYN	Jean C NeelVP - Corporate Affairs	3,500	—	—	0	—
Dec 12, 2018 AForm 4 →	Dec 14, 4:10 pm EST	National Western Life Group, Inc.NWLI	Rey Perez Jr.Sr VP - CLO & Secretary	469	—	—	375	—
Dec 13, 2018 MForm 4 →	Dec 14, 4:10 pm EST	HAYNES INTERNATIONAL INCHAYN	Marlin C Losch IIIVP, Sales and Distribution	2,084	—	—	0	—
Dec 12, 2018 AForm 4 →	Dec 14, 4:10 pm EST	PENSKE AUTOMOTIVE GROUP, INC.PAG	Roger S Penske Jr.Director	4,000	—	—	8,123	—
Dec 14, 2018 MForm 4 →	Dec 14, 4:11 pm EST	HAYNES INTERNATIONAL INCHAYN	Scott R PinkhamVP - Manufacturing	6,500	—	—	0	—
Dec 12, 2018 AForm 4 →	Dec 14, 4:11 pm EST	PENSKE AUTOMOTIVE GROUP, INC.PAG	Sandra E. PierceDirector	1,011	—	—	7,100	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:11 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Santosh ThomasPres. Global Growth Markets	3,022	—	—	8,105	—
Dec 12, 2018 AForm 4 →	Dec 14, 4:12 pm EST	REGENERON PHARMACEUTICALS INCREGN	Joseph J LarosaSVP General Counsel and Secret	20,000	—	—	20,000	—
Dec 12, 2018 AForm 4 →	Dec 14, 4:12 pm EST	PENSKE AUTOMOTIVE GROUP, INC.PAG	Greg C SmithDirector	4,000	—	—	8,123	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:12 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Srinivasan VeeraraghavacharyEVP - Chief Operating Officer	2,016	—	—	7,987	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:13 pm EST	LIBERTY PROPERTY TRUSTLRY	Mary Beth MorrisseySVP & Chief Accounting Officer	2,142	—	—	2,000	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:14 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Joseph M VelliDirector	1,417	—	—	0	—
Dec 13, 2018 MForm 4 →	Dec 14, 4:14 pm EST	Quanterix CorpQTRX	Joseph DriscollChief Financial Officer	20,000	—	—	214,385	—
Dec 12, 2018 AForm 4/A →	Dec 14, 4:15 pm EST	REDWOOD TRUST INCRWT	Sasha G. MacomberChief Human Resource Officer	15,451	—	—	15,451	—
Dec 12, 2018 AForm 4 →	Dec 14, 4:17 pm EST	National Western Life Group, Inc.NWLI	Brian Mark PribylSr VP - CFO	415	—	—	332	—
Dec 12, 2018 AForm 4 →	Dec 14, 4:18 pm EST	REGENERON PHARMACEUTICALS INCREGN	Christopher R. FenimoreVP Controller	11,400	—	—	11,400	—
Dec 12, 2018 AMForm 4 →	Dec 14, 4:19 pm EST	REGENERON PHARMACEUTICALS INCREGN	Leonard S SchleiferPresident & CEO, Director	441,513	—	—	129,013	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:21 pm EST	BlackRock Enhanced Equity Dividend TrustBDJ	Richard CavanaghDirector	252	—	—	21,643	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:21 pm EST	BlackRock Energy & Resources TrustBGR	Richard CavanaghDirector	94	—	—	9,824	—
Dec 12, 2018 AForm 4 →	Dec 14, 4:21 pm EST	REGENERON PHARMACEUTICALS INCREGN	George YancopoulosPresident and CSO, Director	129,013	—	—	129,013	—
Dec 12, 2018 AForm 4 →	Dec 14, 4:22 pm EST	National Western Life Group, Inc.NWLI	Robert Bruce WallaceNWLIC - SVP CMO	284	—	—	227	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:22 pm EST	BLACKROCK FLOATING RATE INCOME TRUSTBGT	Richard CavanaghDirector	159	—	—	14,382	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:22 pm EST	BlackRock Enhanced International Dividend TrustBGY	Richard CavanaghDirector	235	—	—	24,832	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:23 pm EST	BLACKROCK Ltd DURATION INCOME TRUSTBLW	Richard CavanaghDirector	157	—	—	13,455	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:23 pm EST	BLACKROCK CREDIT ALLOCATION INCOME TRUSTBTZ	Richard CavanaghDirector	167	—	—	14,513	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:24 pm EST	BLACKROCK CORPORATE HIGH YIELD FUND, INC.HYT	Richard CavanaghDirector	253	—	—	20,819	—
Dec 12, 2018 AForm 4 →	Dec 14, 4:26 pm EST	National Western Life Group, Inc.NWLI	Steven Walter MillsNWLIC - SVP CAO	271	—	—	217	—
Dec 13, 2018 CForm 4 →	Dec 14, 4:28 pm EST	KITE REALTY GROUP TRUSTKRG	John A KiteChairman & CEO, Director	13,500	—	—	740,059	—
Dec 12, 2018 AForm 4 →	Dec 14, 4:30 pm EST	National Western Life Group, Inc.NWLI	Patricia L ScheuerNWLIC Sr VP-Chief Inv Officer	357	—	—	286	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:30 pm EST	Coupa Software IncCOUP	Steven M WinterChief Revenue Officer	11,336	—	—	238,057	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:30 pm EST	Coupa Software IncCOUP	Anthony D TiscorniaPrincipal Accounting Officer	782	—	—	3,646	—
Dec 12, 2018 AForm 4 →	Dec 14, 4:30 pm EST	Equitrans Midstream CorpETRN	David L PorgesDirector	6,980	—	—	6,980	—
Dec 12, 2018 AForm 4 →	Dec 14, 4:31 pm EST	ASSEMBLY BIOSCIENCES, INC.ASMB	Jacqueline Sybil PapkoffSee Remarks	21,250	—	—	21,250	—
Dec 13, 2018 MForm 4 →	Dec 14, 4:31 pm EST	UNIFIRST CORPUNF	Cynthia CroattiExecutive VP and Treasurer, Director, 10% Owner	8,000	—	—	4,000	—
Dec 12, 2018 AForm 4 →	Dec 14, 4:31 pm EST	Equitrans Midstream CorpETRN	Vicky A BaileyDirector	6,980	—	—	36,901	—
Dec 13, 2018 AForm 4 →	Dec 14, 4:31 pm EST	Savara IncSVRA	Richard J HawkinsDirector	12,000	—	—	12,000	—
Dec 12, 2018 AForm 4 →	Dec 14, 4:31 pm EST	Equitrans Midstream CorpETRN	Kenneth Michael BurkeDirector	6,980	—	—	22,190	—
Dec 12, 2018 AForm 4 →	Dec 14, 4:32 pm EST	Equitrans Midstream CorpETRN	Margaret K DormanDirector	6,980	—	—	22,190	—
Dec 12, 2018 AForm 4 →	Dec 14, 4:32 pm EST	Equitrans Midstream CorpETRN	Norman J SzydlowskiDirector	6,980	—	—	11,204	—
Dec 13, 2018 AForm 4 →	Dec 14, 4:33 pm EST	SOLIGENIX, INC.SNGX	Oreola DoniniSVP and CSO	40,000	—	—	40,000	—
Dec 12, 2018 AForm 4 →	Dec 14, 4:33 pm EST	Equitrans Midstream CorpETRN	Robert F VagtDirector	6,980	—	—	10,033	—
Dec 13, 2018 AForm 4 →	Dec 14, 4:33 pm EST	Savara IncSVRA	Joseph S McCrackenDirector	12,000	—	—	12,000	—
Dec 13, 2018 AForm 4 →	Dec 14, 4:33 pm EST	Savara IncSVRA	Yuri PikoverDirector	12,000	—	—	12,000	—
Dec 13, 2018 AForm 4 →	Dec 14, 4:33 pm EST	SOLIGENIX, INC.SNGX	Karen R KrumeichSVP and CFO	40,000	—	—	40,000	—
Dec 13, 2018 AForm 4 →	Dec 14, 4:34 pm EST	SOLIGENIX, INC.SNGX	Christopher J SchaberChairman, CEO and President	60,000	—	—	60,000	—
Dec 13, 2018 AForm 4 →	Dec 14, 4:34 pm EST	SOLIGENIX, INC.SNGX	Richard StraubeSVP and CMO	40,000	—	—	40,000	—
Dec 13, 2018 AForm 4 →	Dec 14, 4:37 pm EST	Savara IncSVRA	David A RamsayDirector	12,000	—	—	12,000	—
Dec 12, 2018 AForm 4 →	Dec 14, 4:37 pm EST	TE Connectivity Ltd.TEL	Kevin N RockPresident, Industrial Solution	13,240	—	—	24,875	—
Dec 13, 2018 AForm 4 →	Dec 14, 4:38 pm EST	Savara IncSVRA	Matthew PaulsDirector	12,000	—	—	12,000	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:40 pm EST	BlackRock Enhanced Equity Dividend TrustBDJ	Frank FabozziDirector	231	—	—	13,593	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:41 pm EST	BlackRock Energy & Resources TrustBGR	Frank FabozziDirector	86	—	—	5,398	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:41 pm EST	BLACKROCK FLOATING RATE INCOME TRUSTBGT	Frank FabozziDirector	143	—	—	9,031	—
Dec 13, 2018 AForm 4 →	Dec 14, 4:41 pm EST	Savara IncSVRA	Nevan C ElamDirector	12,000	—	—	12,000	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:42 pm EST	BlackRock Enhanced International Dividend TrustBGY	Frank FabozziDirector	216	—	—	13,823	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:42 pm EST	BLACKROCK Ltd DURATION INCOME TRUSTBLW	Frank FabozziDirector	141	—	—	8,629	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:43 pm EST	BLACKROCK CREDIT ALLOCATION INCOME TRUSTBTZ	Frank FabozziDirector	153	—	—	9,237	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:43 pm EST	BLACKROCK CORPORATE HIGH YIELD FUND, INC.HYT	Frank FabozziDirector	228	—	—	14,111	—
Dec 13, 2018 AForm 4 →	Dec 14, 4:47 pm EST	NOVAVAX INCNVAX	James F YoungDirector	200,000	—	—	200,000	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:47 pm EST	NEWLINK GENETICS CORP(NLNK)	Carl W. LangrenChief Financial Officer	2,564	—	—	0	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:47 pm EST	NEWLINK GENETICS CORP(NLNK)	Charles J. Link Jr.Chairman of the Board and CEO, Director	2,564	—	—	0	—
Dec 12, 2018 CJForm 4 →	Dec 14, 4:48 pm EST	APPIAN CORPAPPN	Novak Biddle Co V, LLC +210% Owner	1,439,045	—	—	143,101	—	amended
Dec 13, 2018 AForm 4 →	Dec 14, 4:48 pm EST	NOVAVAX INCNVAX	Richard DouglasDirector	90,000	—	—	90,000	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:48 pm EST	Liberty Media CorpLSXMA	Robert R BennettDirector	2,991	—	—	0	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:49 pm EST	Liberty Media CorpLSXMA	Brian DeevyDirector	1,495	—	—	0	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:49 pm EST	Liberty Media CorpLSXMA	David E RapleyDirector	1,495	—	—	0	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:49 pm EST	Liberty Media CorpLSXMA	Andrea L WongDirector	544	—	—	0	—
Dec 12, 2018 AForm 4 →	Dec 14, 4:49 pm EST	REGENERON PHARMACEUTICALS INCREGN	P Roy VagelosChairman of the Board, Director	36,273	—	—	36,273	—
Dec 12, 2018 CJForm 4 →	Dec 14, 4:49 pm EST	APPIAN CORPAPPN	Albert G.W. Biddle IIIDirector, 10% Owner	1,290,663	—	—	291,481	—	amended
Dec 13, 2018 AForm 4 →	Dec 14, 4:49 pm EST	NOVAVAX INCNVAX	Gary C EvansDirector	90,000	—	—	90,000	—
Dec 13, 2018 AForm 4 →	Dec 14, 4:50 pm EST	NOVAVAX INCNVAX	Michael A McManus Jr.Director	90,000	—	—	90,000	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:51 pm EST	BlackRock Enhanced Equity Dividend TrustBDJ	Robert Glenn HubbardDirector	659	—	—	36,297	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:51 pm EST	BlackRock Energy & Resources TrustBGR	Robert Glenn HubbardDirector	244	—	—	16,495	—
Dec 13, 2018 AForm 4 →	Dec 14, 4:52 pm EST	NOVAVAX INCNVAX	Stanley C ErckPresident and CEO, Director	1,970,000	—	—	1,970,000	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:52 pm EST	BLACKROCK FLOATING RATE INCOME TRUSTBGT	Robert Glenn HubbardDirector	420	—	—	24,140	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:52 pm EST	BlackRock Enhanced International Dividend TrustBGY	Robert Glenn HubbardDirector	616	—	—	42,496	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:53 pm EST	BLACKROCK Ltd DURATION INCOME TRUSTBLW	Robert Glenn HubbardDirector	414	—	—	22,695	—
Dec 13, 2018 AForm 4 →	Dec 14, 4:53 pm EST	NOVAVAX INCNVAX	Gregory M GlennPresident, R&D	635,000	—	—	635,000	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:53 pm EST	GCI LIBERTY, INC.GLIBA	Gregg L EnglesDirector	1,555	—	—	0	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:53 pm EST	GCI LIBERTY, INC.GLIBA	Richard R GreenDirector	1,555	—	—	0	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:53 pm EST	GCI LIBERTY, INC.GLIBA	Sue Ann HamiltonDirector	1,555	—	—	0	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:53 pm EST	Qurate Retail, Inc.QRTEA	Fiona P DiasDirector	3,070	—	—	0	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:53 pm EST	BLACKROCK CREDIT ALLOCATION INCOME TRUSTBTZ	Robert Glenn HubbardDirector	429	—	—	24,105	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:53 pm EST	Qurate Retail, Inc.QRTEA	Evan Daniel MaloneDirector	3,070	—	—	0	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:53 pm EST	Qurate Retail, Inc.QRTEA	David E RapleyDirector	1,535	—	—	0	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:54 pm EST	Qurate Retail, Inc.QRTEA	Mark C VadonDirector	3,070	—	—	0	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:54 pm EST	Qurate Retail, Inc.QRTEA	Andrea L WongDirector	3,070	—	—	0	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:54 pm EST	BLACKROCK CORPORATE HIGH YIELD FUND, INC.HYT	Robert Glenn HubbardDirector	664	—	—	34,758	—
Dec 12, 2018 AForm 4 →	Dec 14, 4:54 pm EST	MYnd Analytics, Inc.MYND	George C Carpenter IVChief Innovation Officer	50,000	—	—	50,000	—
Dec 13, 2018 AForm 4 →	Dec 14, 4:54 pm EST	NOVAVAX INCNVAX	John TrizzinoSVP, CBO and CFO	500,000	—	—	500,000	—
Dec 12, 2018 AForm 4 →	Dec 14, 4:55 pm EST	MYnd Analytics, Inc.MYND	Patrick HerguthChief Executive Officer	400,000	—	—	400,000	—
Dec 13, 2018 AForm 4 →	Dec 14, 4:55 pm EST	NOVAVAX INCNVAX	John A Herrmann IIISVP, General Counsel	400,000	—	—	400,000	—
Dec 12, 2018 MForm 4 →	Dec 14, 4:56 pm EST	MCGRATH RENTCORPMGRC	John P SkeneskyVP and Division Manager	3,750	—	—	9,750	—
Dec 13, 2018 MForm 4 →	Dec 14, 4:58 pm EST	AUTOZONE INCAZO	William Andrew McKennaDirector	3,000	—	—	0	—
Dec 14, 2018 MForm 4 →	Dec 14, 4:58 pm EST	AUTOZONE INCAZO	Kristen C. WrightSr. VP, Sec. & Gen Counsel	1,500	—	—	0	—
Dec 12, 2018 AMForm 4 →	Dec 14, 5:00 pm EST	National Western Life Group, Inc.NWLI	Thomas A BlackwellDirector	361	—	—	163	—
Dec 12, 2018 MForm 4 →	Dec 14, 5:01 pm EST	Norwegian Cruise Line Holdings Ltd.NCLH	Andrew StuartPres. & CEO of NCL	6,500	—	—	84,051	—
Dec 13, 2018 MForm 4 →	Dec 14, 5:01 pm EST	Yext, Inc.YEXT	Phillip M FernandezDirector	2,000	—	—	182,000	—
Dec 13, 2018 MForm 4 →	Dec 14, 5:02 pm EST	AUTOZONE INCAZO	Domingo HurtadoSr. Vice President	590	—	—	0	—
Dec 12, 2018 MForm 4 →	Dec 14, 5:03 pm EST	CDW CorpCDW	Christina M CorleySee Remarks	14,900	—	—	33,367	—
Dec 12, 2018 AForm 4 →	Dec 14, 5:03 pm EST	AMERICAN INTERNATIONAL GROUP INCAIG	Mark Donald LyonsExecutive VP & CFO	9,796	—	—	8,213	—
Dec 12, 2018 MForm 4 →	Dec 14, 5:03 pm EST	CDW CorpCDW	Thomas E RichardsSee Remarks, Director	16,216	—	—	416,096	—
Dec 13, 2018 CForm 4 →	Dec 14, 5:04 pm EST	Goosehead Insurance, Inc.GSHD	Mark & Robyn Jones Descendants Trust 201410% Owner	61,972	—	—	13,305,845	—
Dec 12, 2018 MForm 4 →	Dec 14, 5:04 pm EST	SIGA TECHNOLOGIES INCSIGA	Daniel J LuckshireExecutive VP & CFO	132,000	—	—	0	—
Dec 13, 2018 CForm 4 →	Dec 14, 5:05 pm EST	Goosehead Insurance, Inc.GSHD	Mark Evan JonesCEO, Director, 10% Owner	61,972	—	—	15,092,249	—
Dec 13, 2018 MForm 4 →	Dec 14, 5:05 pm EST	AMERICOLD REALTY TRUSTNYSE: COLD	Andrea DarweeshChief HR Officer and EVP	120,000	—	—	180,000	—
Dec 13, 2018 CForm 4 →	Dec 14, 5:06 pm EST	Goosehead Insurance, Inc.GSHD	Robyn Mary Elizabeth JonesDirector, 10% Owner	61,972	—	—	15,092,249	—
Dec 12, 2018 MForm 4 →	Dec 14, 5:07 pm EST	AFFILIATED MANAGERS GROUP, INC.AMG	Jide James ZeitlinDirector	2,034	—	—	0	—
Dec 12, 2018 MForm 4 →	Dec 14, 5:07 pm EST	Acacia Communications, Inc.ACIA	Bhupendra C ShahVice President of Engineering	4,000	—	—	18,546	—
Dec 12, 2018 AMForm 4 →	Dec 14, 5:08 pm EST	National Western Life Group, Inc.NWLI	Ann M MoodyDirector	361	—	—	163	—
Dec 12, 2018 AForm 4 →	Dec 14, 5:11 pm EST	Ophthotech Corp.OPHT	Adrienne L GravesDirector	32,000	—	—	32,000	—
Dec 14, 2018 MForm 4 →	Dec 14, 5:12 pm EST	DYCOM INDUSTRIES INCDY	Steven E NielsenPresident & CEO, Director	3,178	—	—	53,117	—
Dec 12, 2018 AForm 4 →	Dec 14, 5:12 pm EST	Ophthotech Corp.OPHT	David Francis CarrollSVP, CFO and Treasurer	150,000	—	—	50,000	—
Dec 12, 2018 AForm 4 →	Dec 14, 5:13 pm EST	Ophthotech Corp.OPHT	Glenn SblendorioPresident and CEO, Director	275,300	—	—	91,800	—
Dec 12, 2018 CForm 4 →	Dec 14, 5:13 pm EST	MongoDB, Inc.MDB	Kevin P RyanDirector	24,000	—	—	962,166	—
Dec 12, 2018 AForm 4 →	Dec 14, 5:14 pm EST	Ophthotech Corp.OPHT	Keith WestbySVP & COO	150,000	—	—	50,000	—
Dec 12, 2018 MForm 4 →	Dec 14, 5:14 pm EST	MongoDB, Inc.MDB	Thomas BullPrincipal Accounting Officer	5,000	—	—	7,500	—
Dec 12, 2018 AForm 4 →	Dec 14, 5:15 pm EST	Ophthotech Corp.OPHT	David R GuyerExecutive Chairman, Director	206,300	—	—	68,800	—
Dec 11, 2018 MForm 4 →	Dec 14, 5:18 pm EST	Waterstone Financial, Inc.WSBF	Eric J EgenhoeferSubsidiary President	6	—	—	9,994	—	late amended
Dec 12, 2018 AForm 4 →	Dec 14, 5:20 pm EST	ALDER BIOPHARMACEUTICALS INCALDR	Carlos CampoyChief Financial Officer	270,000	—	—	270,000	—
Dec 13, 2018 MForm 4 →	Dec 14, 5:21 pm EST	Dave & Buster's Entertainment, Inc.PLAY	J Michael PlunkettSVP of Purch & Intl Ops	1,000	—	—	27,744	—
Dec 12, 2018 MForm 4 →	Dec 14, 5:27 pm EST	ILLINOIS TOOL WORKS INCITW	Ernest Scott SantiChairman & CEO, Director	108,885	—	—	0	—
Dec 12, 2018 AMForm 4 →	Dec 14, 5:27 pm EST	National Western Life Group, Inc.NWLI	Russell S. MoodyOther	361	—	—	0	—
Dec 12, 2018 CForm 4 →	Dec 14, 5:33 pm EST	Square, Inc.SQ	Jack DorseyPresident, CEO & Chairman, Director, 10% Owner	103,035	—	—	53,581,816	—
Dec 12, 2018 AMForm 4 →	Dec 14, 5:33 pm EST	GOODRICH PETROLEUM CORPGDP	Thomas M SouersDirector	21,028	—	—	9,032	—
Dec 12, 2018 AMForm 4 →	Dec 14, 5:34 pm EST	National Western Life Group, Inc.NWLI	Stephen E GlasgowDirector	361	—	—	0	—
Dec 12, 2018 CForm 4 →	Dec 14, 5:34 pm EST	Square, Inc.SQ	James Morgan McKelvey Jr.Director	400,000	—	—	2,922,000	—
Dec 12, 2018 AMForm 4 →	Dec 14, 5:37 pm EST	GOODRICH PETROLEUM CORPGDP	Kenneth Adam LeightDirector	21,028	—	—	9,032	—
Dec 12, 2018 AMForm 4 →	Dec 14, 5:39 pm EST	National Western Life Group, Inc.NWLI	E Douglas McLeodDirector	361	—	—	0	—
Dec 12, 2018 AMForm 4 →	Dec 14, 5:39 pm EST	GOODRICH PETROLEUM CORPGDP	Ronald F ColemanDirector	21,028	—	—	9,032	—
Dec 12, 2018 AMForm 4 →	Dec 14, 5:42 pm EST	GOODRICH PETROLEUM CORPGDP	Timothy D LeulietteDirector	21,028	—	—	9,032	—
Dec 12, 2018 AMForm 4 →	Dec 14, 5:47 pm EST	National Western Life Group, Inc.NWLI	Charles D MilosNWLIC Sr VP - Loans & Real Est, Director	710	—	—	0	—
Dec 12, 2018 AMForm 4 →	Dec 14, 5:48 pm EST	GOODRICH PETROLEUM CORPGDP	Steven J PullyDirector	21,028	—	—	9,032	—
Dec 12, 2018 MForm 4 →	Dec 14, 5:49 pm EST	Argo Group International Holdings, Ltd.ARGO	Mural R JosephsonDirector	7,652	—	—	0	—
Dec 12, 2018 MForm 4 →	Dec 14, 5:49 pm EST	MB FINANCIAL INC /MDMBFI	James N HalleneDirector	2,883	—	—	0	—
Dec 12, 2018 AMForm 4 →	Dec 14, 5:53 pm EST	National Western Life Group, Inc.NWLI	E J PedersonDirector	361	—	—	0	—
Dec 12, 2018 AMForm 4 →	Dec 14, 5:58 pm EST	National Western Life Group, Inc.NWLI	Frances A Moody-DahlbergDirector	361	—	—	0	—
Dec 13, 2018 AForm 4 →	Dec 14, 6:01 pm EST	MICROSOFT CORPMSFT	Reid HoffmanDirector	25	—	—	6,087	—
Dec 13, 2018 AForm 4 →	Dec 14, 6:03 pm EST	MICROSOFT CORPMSFT	Teri List-StollDirector	65	—	—	15,588	—
Dec 12, 2018 AMForm 4 →	Dec 14, 6:04 pm EST	National Western Life Group, Inc.NWLI	Ross R MoodyPresident & CEO, Director	8,859	—	—	0	—
Dec 14, 2018 MForm 4 →	Dec 14, 6:04 pm EST	Jazz Pharmaceuticals plcJAZZ	Suzanne Sawochka HooperEVP & General Counsel	3,295	—	—	35,337	—
Dec 13, 2018 AForm 4 →	Dec 14, 6:05 pm EST	MICROSOFT CORPMSFT	Charles H NoskiDirector	400	—	—	95,620	—
Dec 12, 2018 XForm 4 →	Dec 14, 6:06 pm EST	FIDELITY SOUTHERN CORPLION	William Millard ChoateDirector	6,000	—	—	0	—
Dec 13, 2018 AForm 4 →	Dec 14, 6:07 pm EST	MICROSOFT CORPMSFT	Sandra E PetersonDirector	58	—	—	13,889	—
Dec 13, 2018 AForm 4 →	Dec 14, 6:09 pm EST	MICROSOFT CORPMSFT	Penny S PritzkerDirector	13	—	—	3,201	—
Dec 13, 2018 AForm 4 →	Dec 14, 6:11 pm EST	MICROSOFT CORPMSFT	John Wendell ThompsonDirector	245	—	—	33,212	—
Dec 13, 2018 AForm 4 →	Dec 14, 6:12 pm EST	MICROSOFT CORPMSFT	Padmasree WarriorDirector	11	—	—	2,670	—
Dec 12, 2018 MForm 4 →	Dec 14, 6:20 pm EST	BOYD GAMING CORPBYD	William S BoydExecutive Chairman, Director, 10% Owner	26,936	—	—	0	—
Mar 1, 2018 MForm 4 →	Dec 14, 6:25 pm EST	ONE STOP SYSTEMS, INC.OSS	Jim IsonVice President of Sales	2,895	—	—	35,776	—	late
Dec 14, 2018 MForm 4 →	Dec 14, 6:27 pm EST	BOYD GAMING CORPBYD	Josh HirsbergEVP, CFO & Treasurer	20,000	—	—	0	—
Dec 13, 2018 AForm 4 →	Dec 14, 6:49 pm EST	ANTARES PHARMA, INC.ATRS	Peter GreenleafDirector	20,000	—	—	20,000	—
Dec 12, 2018 MForm 4 →	Dec 14, 6:51 pm EST	QUINSTREET, INCQNST	Douglas ValentiChief Executive Officer, Director	32,500	—	—	61,987	—
Dec 12, 2018 AForm 4 →	Dec 14, 7:08 pm EST	CIRRUS LOGIC INCCRUS	Deirdre HanfordDirector	15,515	—	—	15,515	—
Dec 12, 2018 MForm 4 →	Dec 14, 7:13 pm EST	IMPERVA INCIMPV	Mike BurnsCFO and Treasurer	900	—	—	47,900	—
Dec 13, 2018 MForm 4 →	Dec 14, 7:13 pm EST	SCHWAB CHARLES CORPSCHW	Robert N WilsonDirector	42,180	—	—	0	—
Dec 13, 2018 MForm 4 →	Dec 14, 7:27 pm EST	Monster Beverage CorpMNST	Thomas J KellyEVP Finance Monster Energy Co.	14,661	—	—	19,089	—
Dec 12, 2018 MForm 4 →	Dec 14, 7:27 pm EST	CHEGG, INCCHGG	Andrew J BrownCHIEF FINANCIAL OFFICER	56,352	—	—	137,418	—	amended
Dec 13, 2018 MForm 4 →	Dec 14, 7:27 pm EST	Monster Beverage CorpMNST	Harold C Taber Jr.Director	9,000	—	—	4,002	—
Dec 12, 2018 MForm 4 →	Dec 14, 7:28 pm EST	CHEGG, INCCHGG	Daniel RosensweigPRESIDENT, CEO & CHAIRMAN, Director	65,082	—	—	0	—
Dec 13, 2018 MForm 4 →	Dec 14, 7:28 pm EST	VEEVA SYSTEMS INCVEEV	Timothy C BarabeDirector	727	—	—	1,454	—
Dec 13, 2018 MForm 4 →	Dec 14, 7:28 pm EST	VEEVA SYSTEMS INCVEEV	Mark T CargesDirector	612	—	—	1,224	—
Dec 13, 2018 MForm 4 →	Dec 14, 7:29 pm EST	VEEVA SYSTEMS INCVEEV	Paul Edward ChamberlainDirector	688	—	—	1,377	—
Dec 13, 2018 MForm 4 →	Dec 14, 7:30 pm EST	VEEVA SYSTEMS INCVEEV	Ronald E F CoddDirector	803	—	—	1,607	—
Dec 13, 2018 MForm 4 →	Dec 14, 7:30 pm EST	VEEVA SYSTEMS INCVEEV	Gordon RitterDirector	842	—	—	1,683	—
Dec 13, 2018 MForm 4 →	Dec 14, 7:31 pm EST	VEEVA SYSTEMS INCVEEV	Paul J SekhriDirector	627	—	—	1,255	—
Dec 12, 2018 MForm 4 →	Dec 14, 7:44 pm EST	WALT DISNEY CO/DIS	Brent WoodfordEVP, Control, Fin Plan & Tax	4,500	—	—	8,500	—
Dec 12, 2018 MForm 4 →	Dec 14, 7:50 pm EST	CORCEPT THERAPEUTICS INCCORT	Joseph K BelanoffChief Executive Officer, Director	217,115	—	—	282,885	—	amended
Dec 12, 2018 MForm 4 →	Dec 14, 7:51 pm EST	CORCEPT THERAPEUTICS INCCORT	Gary Charles RobbChief Financial Officer	25,000	—	—	75,000	—
Dec 12, 2018 AForm 4 →	Dec 14, 7:56 pm EST	Stitch Fix, Inc.SFIX	Scott DarlingChief Legal Officer & Sec	57,643	—	—	57,643	—
Dec 12, 2018 AForm 4 →	Dec 14, 7:56 pm EST	Stitch Fix, Inc.SFIX	Mike C. SmithPresident and COO	123,054	—	—	123,054	—
Dec 12, 2018 AForm 4 →	Dec 14, 8:00 pm EST	Stitch Fix, Inc.SFIX	Katrina LakeChief Executive Officer, Director, 10% Owner	243,248	—	—	243,248	—
Dec 12, 2018 MForm 4 →	Dec 14, 8:00 pm EST	LPL Financial Holdings Inc.LPLA	Thomas GooleyManaging Director	29,876	—	—	14,938	—
Dec 12, 2018 MForm 4 →	Dec 14, 8:01 pm EST	TherapeuticsMD, Inc.TXMD	Brian BernickDirector	183,310	—	—	0	—
Dec 12, 2018 MForm 4 →	Dec 14, 8:07 pm EST	LPL Financial Holdings Inc.LPLA	James S RiepeDirector	13,500	—	—	0	—
Dec 12, 2018 MForm 4 →	Dec 14, 8:09 pm EST	AMERICAN STATES WATER COAWR	Eva G TangSr. Vice President & CFO	1,200	—	—	0	—
Dec 12, 2018 MForm 4 →	Dec 14, 8:12 pm EST	CORCEPT THERAPEUTICS INCCORT	Sean MaduckSee Remarks	70,000	—	—	25,000	—
Dec 13, 2018 AForm 4 →	Dec 14, 8:13 pm EST	GENOCEA BIOSCIENCES, INC.GNCA	Girish N AakaluCHIEF BUSINESS OFFICER	650,000	—	—	650,000	—
Dec 12, 2018 MForm 4 →	Dec 14, 9:00 pm EST	AMEDISYS INCAMED	Michael Paul NorthChief Information Officer	7,520	—	—	5,682	—
Dec 12, 2018 MForm 4 →	Dec 14, 9:12 pm EST	AMEDISYS INCAMED	David L KemmerlySee Remarks	3,125	—	—	6,250	—
Dec 14, 2018 MForm 4 →	Dec 14, 9:33 pm EST	FORESCOUT TECHNOLOGIES, INCFSCT	Darren J. MillikenSVP, GC & Corp Compliance Ofcr	3,870	—	—	64,636	—
Dec 13, 2018 MForm 4 →	Dec 17, 6:01 am EST	LKQ CORPLKQ	Michael S. ClarkVP of Finance and Controller	10,000	—	—	0	—
Dec 13, 2018 MForm 4 →	Dec 17, 8:50 am EST	TRECORA RESOURCESTREC	Nicholas CarterExecutive Chairman, Director	87,878	—	—	0	—
Dec 10, 2018 AForm 4 →	Dec 17, 9:55 am EST	Fat Brands, IncFAT	Marc HoltzmanDirector	15,000	—	—	30,000	—	late
Dec 14, 2018 GForm 4 →	Dec 17, 11:20 am EST	RICHARDSON ELECTRONICS LTD/DERELL	Edward J RichardsonChairman & CEO, Director, 10% Owner	1,000	—	—	2,066,966	—
Dec 13, 2018 AForm 4 →	Dec 17, 11:36 am EST	ENTERPRISE FINANCIAL SERVICES CORPEFSC	John Q ArnoldDirector	445	—	—	1,513	—
Dec 13, 2018 AForm 4 →	Dec 17, 11:53 am EST	ENTERPRISE FINANCIAL SERVICES CORPEFSC	Sandra Van TreaseDirector	341	—	—	1,354	—
Dec 13, 2018 AForm 4 →	Dec 17, 12:46 pm EST	JONES SODA COJSDA	Vanessa WalkerDirector	23,659	—	—	23,659	—
Dec 13, 2018 MForm 4 →	Dec 17, 12:50 pm EST	NATIONAL FUEL GAS CONFG	John R PustulkaCOO	20,000	—	—	0	—
Dec 14, 2018 MForm 4 →	Dec 17, 1:38 pm EST	NOVAGOLD RESOURCES INCNG	Gregory A. LangPresident and CEO, Director	150,000	—	—	200,000	—
Dec 14, 2018 MForm 4 →	Dec 17, 1:52 pm EST	Metropolitan Bank Holding Corp.MCB	Robert C PatentDirector	3,000	—	—	0	—
Dec 14, 2018 MForm 4 →	Dec 17, 2:48 pm EST	BOK FINANCIAL CORP ET ALBOKF	Martin E GrunstEVP, Chief Risk Officer	419	—	—	0	—
Dec 7, 2018 MForm 4 →	Dec 17, 3:12 pm EST	P&F INDUSTRIES INCPFIN	Joseph A Molino Jr.Vice President, COO & CFO	15,678	—	—	0	—	late
Dec 15, 2018 MForm 4 →	Dec 17, 3:13 pm EST	WELLS FARGO & COMPANY/MNWFC	Jonathan G. WeissSr. Executive Vice President	4,926	—	—	9,852	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.