SEC Form 4 · accession 0001179110-18-013887
HAYNES INTERNATIONAL INC · HAYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott R Pinkham
Officer — VP - Manufacturing
Period of report
Dec 14, 2018
Accepted (ET)
Dec 14, 2018 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000858655
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2018 | M | 6,500 | $17.82 | A | 19,755 | D | |
| Common StockF1 | Dec 14, 2018 | S | 5,147 | $28.50 | D | 14,608 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $17.82 | Dec 14, 2018 | M | 6,500 | D | — | Mar 31, 2019 | Common Stock | 6,500 | 0 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.28 to $28.68, inclusive. The reporting person undertakes to provide to Haynes International, Inc., any security holder of Haynes International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The option became exercisable in three annual installments beginning on March 31, 2010.