SEC Form 4 · accession 0000920427-18-000126
UNITY BANCORP INC /NJ/ · UNTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan J Bedner
Officer — Chief Financial Officer
Period of report
Dec 13, 2018
Accepted (ET)
Dec 14, 2018 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920427
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 14,161 | D | ||
| Restricted StockF2 | holding | — | — | — | 9,150 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3,F4 | $5.82 | Dec 13, 2018 | M | 28 | D | Nov 17, 2012 | Nov 17, 2021 | Common Stock | 28 | 74,011 | D |
Explanation of responses
- F110,047 shares are held in an account at Shareworks, an additional 4,114 shares are held in Mr. Bedner's 401K.
- F29,150 shares are held in an account at Computershare, which have upcoming vesting dates.
- F3Mr. Bedner exercised 28 stock options at $5.82 per share, and sold at $21.50 per share.
- F474,011 stock option were granted to Mr. Bedner, of which 53,678 are currently exercisable.
Remarks
Total Beneficial Ownership: 76,989