Form
4
insider filings, from the source
Buys
Significant
Penny
Sales
Options
Clusters
Screener
Ratios
Learn
/
Insider · CIK 0001203072
James S Riepe
Files at:
GNW
,
LPLA
.
On EDGAR ↗
Period
1M
3M
6M
1Y
2Y
All data
shares as filed — not split-adjusted
Open-market buys & sales
buys $0 · 0
sales $628k · 2
net −$628k
$10k
$10k
$100k
$100k
$1M
$1M
buys
sales
Mar 1
Apr 17
Jun 4
Jul 22
Sep 8
Oct 26
Dec 13
Reported trades — common stock
Trade
Reported (ET)
Company
Shares
Avg price
Total
Owned after
Δ stake
Flags
Dec 12, 2018
S
Form 4 →
Dec 14, 8:07 pm EST
LPL Financial Holdings Inc.
LPLA
4,517
$60.69
$274,137
91,925
−4.68%
plan?
Dec 12, 2018
M
Form 4 →
Dec 14, 8:07 pm EST
LPL Financial Holdings Inc.
LPLA
13,500
$20.27
$273,600
96,442
—
plan?
Nov 26, 2018
A
Form 4 →
Nov 28, 8:22 pm EST
LPL Financial Holdings Inc.
LPLA
35
—
—
82,942
—
plan?
Aug 23, 2018
A
Form 4 →
Aug 27, 6:16 pm EDT
LPL Financial Holdings Inc.
LPLA
32
—
—
82,907
—
plan?
Jun 1, 2018
A
Form 4 →
Jun 5, 7:02 pm EDT
LPL Financial Holdings Inc.
LPLA
30
—
—
82,875
—
plan?
May 18, 2018
A
Form 4 →
May 22, 6:30 pm EDT
LPL Financial Holdings Inc.
LPLA
3,734
—
—
82,845
—
plan?
Mar 23, 2018
A
Form 4 →
Mar 27, 7:43 pm EDT
LPL Financial Holdings Inc.
LPLA
22
—
—
79,111
—
plan?
Mar 2, 2018
S
Form 4 →
Mar 2, 5:44 pm EST
LPL Financial Holdings Inc.
LPLA
5,632
$62.77
$353,521
79,089
−6.65%
plan?
Mar 2, 2018
M
Form 4 →
Mar 2, 5:44 pm EST
LPL Financial Holdings Inc.
LPLA
13,500
$26.15
$353,070
84,721
—
plan?
Jan 8, 2018
M
Form 4 →
Jan 9, 5:17 pm EST
LPL Financial Holdings Inc.
LPLA
4,500
$27.80
$125,100
71,221
—
plan?
Nov 27, 2017
A
Form 4 →
Nov 29, 5:38 pm EST
LPL Financial Holdings Inc.
LPLA
25
—
—
66,721
—
plan?
Aug 24, 2017
A
Form 4 →
Aug 28, 9:32 pm EDT
LPL Financial Holdings Inc.
LPLA
28
—
—
66,696
—
plan?
May 25, 2017
A
Form 4 →
May 30, 5:55 pm EDT
LPL Financial Holdings Inc.
LPLA
33
—
—
66,668
—
plan?
May 18, 2017
A
Form 4 →
May 22, 9:46 pm EDT
LPL Financial Holdings Inc.
LPLA
5,167
—
—
66,635
—
plan?
Mar 24, 2017
A
Form 4 →
Mar 28, 8:26 pm EDT
LPL Financial Holdings Inc.
LPLA
33
—
—
61,468
—
plan?
Dec 14, 2016
A
Form 4 →
Dec 16, 7:26 pm EST
LPL Financial Holdings Inc.
LPLA
5,202
—
—
61,435
—
plan?
May 18, 2015
A
Form 4 →
May 20, 6:10 pm EDT
LPL Financial Holdings Inc.
LPLA
1,592
$42.85
$68,217
56,233
—
plan?
May 12, 2015
A
Form 4 →
May 14, 5:59 pm EDT
LPL Financial Holdings Inc.
LPLA
3,185
$40.81
$129,980
54,641
—
plan?
Reported trades — derivatives (options, RSUs, warrants)
Trade
Reported (ET)
Company
Shares
Avg price
Total
Owned after
Δ stake
Flags
Dec 31, 2018
A
Form 4 →
Jan 2, 2019, 4:20 pm EST
GENWORTH FINANCIAL INC
GNW
2,746
—
—
347,056
—
Dec 12, 2018
M
Form 4 →
Dec 14, 8:07 pm EST
LPL Financial Holdings Inc.
LPLA
13,500
—
—
0
—
Sep 28, 2018
A
Form 4 →
Oct 1, 4:41 pm EDT
GENWORTH FINANCIAL INC
GNW
14,982
—
—
344,309
—
Jun 29, 2018
A
Form 4 →
Jul 3, 4:20 pm EDT
GENWORTH FINANCIAL INC
GNW
15,083
—
—
329,327
—
Mar 29, 2018
A
Form 4 →
Apr 2, 4:21 pm EDT
GENWORTH FINANCIAL INC
GNW
22,188
—
—
314,244
—
Mar 2, 2018
M
Form 4 →
Mar 2, 5:44 pm EST
LPL Financial Holdings Inc.
LPLA
13,500
—
—
0
—
Jan 8, 2018
M
Form 4 →
Jan 9, 5:17 pm EST
LPL Financial Holdings Inc.
LPLA
4,500
—
—
0
—
Dec 31, 2017
A
Form 4 →
Jan 2, 2018, 4:21 pm EST
GENWORTH FINANCIAL INC
GNW
4,283
—
—
292,056
—
Sep 30, 2017
A
Form 4 →
Oct 2, 4:18 pm EDT
GENWORTH FINANCIAL INC
GNW
17,129
—
—
287,773
—
Jun 30, 2017
A
Form 4 →
Jul 5, 4:13 pm EDT
GENWORTH FINANCIAL INC
GNW
17,577
—
—
270,644
—
Mar 31, 2017
A
Form 4 →
Apr 4, 4:11 pm EDT
GENWORTH FINANCIAL INC
GNW
16,011
—
—
253,067
—
Sep 30, 2016
A
Form 4 →
Oct 3, 4:21 pm EDT
GENWORTH FINANCIAL INC
GNW
11,976
—
—
237,056
—
Jun 30, 2016
A
Form 4 →
Jul 1, 4:16 pm EDT
GENWORTH FINANCIAL INC
GNW
20,293
—
—
225,080
—
Mar 31, 2016
A
Form 4 →
Apr 1, 4:22 pm EDT
GENWORTH FINANCIAL INC
GNW
22,731
—
—
204,787
—
Dec 31, 2015
A
Form 4 →
Jan 4, 2016, 4:27 pm EST
GENWORTH FINANCIAL INC
GNW
16,460
—
—
182,056
—
Sep 30, 2015
A
Form 4 →
Oct 1, 4:23 pm EDT
GENWORTH FINANCIAL INC
GNW
13,119
—
—
165,595
—
Jun 30, 2015
A
Form 4 →
Jul 1, 4:20 pm EDT
GENWORTH FINANCIAL INC
GNW
8,186
—
—
152,476
—
Mar 31, 2015
A
Form 4 →
Apr 1, 6:02 pm EDT
GENWORTH FINANCIAL INC
GNW
8,708
—
—
144,290
—
Dec 31, 2014
A
Form 4 →
Jan 5, 2015, 4:31 pm EST
GENWORTH FINANCIAL INC
GNW
7,758
—
—
135,582
—