SEC Form 4 · accession 0001246360-18-002657
Stitch Fix, Inc. · SFIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katrina Lake
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Dec 12, 2018
Accepted (ET)
Dec 14, 2018 · 8:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001576942
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 12, 2018 | A | 92,628 | $0.00 | A | 92,628 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $22.32 | Dec 12, 2018 | A | 243,248 | A | — | Dec 11, 2028 | Class A Common Stock | 243,248 | 243,248 | D |
Explanation of responses
- F11/3 of the restricted stock units will vest on 9/18/2019 and 1/12 of the total number of restricted stock units will vest quarterly thereafter. All vesting is subject to the Reporting Person's continuous service through the applicable vesting date.
- F21/3 of the options will vest on 6/30/2019 and 1/36 of the total number of options will vest monthly thereafter. All vesting is subject to the Reporting Person's continuous service through the applicable vesting date.