SEC Form 4 · accession 0001209191-18-062782
Dave & Buster's Entertainment, Inc. · PLAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Michael Plunkett
Officer — SVP of Purch & Intl Ops
Period of report
Dec 13, 2018
Accepted (ET)
Dec 14, 2018 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001525769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 13, 2018 | M | 1,000 | $4.44 | A | 2,671 | D | |
| Common StockF1 | Dec 13, 2018 | S | 1,000 | $46.975 | D | 1,671 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $4.44 | Dec 13, 2018 | M | 1,000 | D | — | Jun 1, 2020 | Common Stock | 1,000 | 27,744 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $46.81 to $47.03, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- F2All of the shares subject to the option have previously vested.