SEC Form 4 · accession 0001562762-18-000398
JONES SODA CO. · JSDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vanessa Walker
Director
Period of report
Dec 13, 2018
Accepted (ET)
Dec 17, 2018 · 12:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001083522
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Dec 13, 2018 | A | 23,659 | A | — | Dec 12, 2028 | Common Stock | 23,659 | 23,659 | D |
Explanation of responses
- F1Restricted stock units convert to shares on a one-for-one-basis.
- F2The restricted stock units vest in full on 12/13/2019 subject to the reporting person continuing to be a member of the Board of Directors as of such date.