SEC Form 4 · accession 0001225208-18-016661
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert N Wilson
Director
Period of report
Dec 13, 2018
Accepted (ET)
Dec 14, 2018 · 7:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 13, 2018 | M | 16,491 | $12.66 | A | 183,980 | D | |
| Common Stock | Dec 13, 2018 | M | 14,345 | $19.21 | A | 198,325 | D | |
| Common Stock | Dec 13, 2018 | M | 11,344 | $17.62 | A | 209,669 | D | |
| Common Stock | Dec 13, 2018 | F | 4,787 | $41.7475 | D | 204,882 | D | |
| Common Stock | Dec 13, 2018 | F | 5,000 | $41.7475 | D | 199,882 | D | |
| Common Stock | Dec 13, 2018 | F | 6,600 | $41.7475 | D | 193,282 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy)F1 | $17.62 | Dec 13, 2018 | M | 11,344 | D | — | May 19, 2021 | Common Stock | 11,344 | 0 | D |
| Nonqualified Stock Option (right to buy)F2 | $19.21 | Dec 13, 2018 | M | 14,345 | D | — | May 20, 2023 | Common Stock | 14,345 | 0 | D |
| Nonqualified Stock Option (right to buy)F3 | $12.66 | Dec 13, 2018 | M | 16,491 | D | — | May 21, 2022 | Common Stock | 16,491 | 0 | D |
Explanation of responses
- F1The date first exercisable is 5/19/2012.
- F2The date first exercisable is 5/20/2014.
- F3The date first exercisable is 5/21/2013.