SEC Form 4 · accession 0001209191-18-062865
RICHARDSON ELECTRONICS, LTD. · RELL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward J Richardson
Officer — Chairman & CEO · Director · 10% Owner
Period of report
Dec 14, 2018
Accepted (ET)
Dec 17, 2018 · 11:20 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000355948
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2,F1,F3,F4 | $0.00 | Dec 14, 2018 | G | 500 | D | — | — | Common stock | 500 | 2,067,466 | D |
| Class B Common StockF5,F1,F3,F4 | $0.00 | Dec 14, 2018 | G | 500 | D | — | — | Common stock | 500 | 2,066,966 | D |
Explanation of responses
- F1Each share of Class B Common Stock is convertible into one share of Common Stock
- F2This was a bona fide gift to Alexander Richardson, son
- F3Immediately convertible
- F4No expiration date
- F5This was a bona fide gift to Nicholas Richardson, son