SEC Form 4 · accession 0001213900-18-017382
SOLIGENIX, INC. · SNGX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Straube
Officer — SVP and CMO
Period of report
Dec 13, 2018
Accepted (ET)
Dec 14, 2018 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000812796
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F1 | $0.97 | Dec 13, 2018 | A | 40,000 | A | Dec 13, 2018 | Dec 12, 2028 | Common Stock | 40,000 | 40,000 | D |
Explanation of responses
- F1The stock option vested immediately as to 10,000 shares and vests as to the remainder at a rate of 2,500 of the shares on each three (3) month anniversary of December 13, 2018.