SEC Form 4 · accession 0001567619-18-008035
Waterstone Financial, Inc. · WSBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Eric J Egenhoefer
Officer — Subsidiary President
Period of report
Dec 11, 2018
Accepted (ET)
Dec 14, 2018 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001569994
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 11, 2018 | M | 6 | $12.75 | A | 84,443 | D | |
| Common Stock | Dec 11, 2018 | S | 6 | $16.50 | D | 84,437 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $12.75 | Dec 11, 2018 | M | 6 | D | Mar 4, 2016 | Mar 4, 2025 | Common Stock | 6,950 | 9,994 | D |