SEC Form 4 · accession 0001127602-18-036320
FIDELITY SOUTHERN CORP · LION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Millard Choate
Director
Period of report
Dec 12, 2018
Accepted (ET)
Dec 14, 2018 · 6:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822662
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Fidelity Southern Corporation - Common Stock | Dec 12, 2018 | X | 6,000 | $15.56 | A | 237,689 | D | |
| Fidelity Southern Corporation - Common Stock | holding | — | — | — | 0 | I | By Family Partnership | |
| Fidelity Southern Corporation - Common Stock | holding | — | — | — | 0 | I | By partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $15.56 | Dec 12, 2018 | X | 6,000 | D | Jan 23, 2015 | Jan 23, 2019 | Fidelity Southern Corporation - Common Stock | 6,000 | 0 | D |
| Stock Option (Right to Buy)F2 | $17.87 | holding | — | — | — | Jan 21, 2017 | Jan 21, 2021 | Fidelity Southern Corporation - Common Stock | 10,000 | 10,000 | D |
| Stock Option (Right to Buy)F3 | $22.91 | holding | — | — | — | Jan 19, 2018 | Jan 19, 2022 | Fidelity Southern Corporation - Common Stock | 10,000 | 10,000 | D |
| Stock Option (Right to Buy)F4 | $23.75 | holding | — | — | — | Jan 18, 2019 | Jan 18, 2023 | Fidelity Southern Corporation - Common Stock | 10,000 | 10,000 | D |
| Stock Option (Right to Buy)F5 | $16.82 | holding | — | — | — | Mar 19, 2016 | Mar 19, 2020 | Fidelity Southern Corporation - Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Exercisable: 1/3 on 1/23/15; 1/3 on 1/23/16; 1/3 on 1/23/17
- F2Exercisable: 1/3 on 1/21/2017; 1/3 on 1/21/2018; 1/3 on 1/21/2019
- F3Exercisable: 1/3 on 1/19/2018, 1/3 on 1/19/2019, 1/3 on 1/19/2020
- F4Exercisable: 1/3 on 1/18/2019, 1/3 on 1/18/2020, 1/3 on 1/18/2021
- F5Exercisable: 1/3 on 3/19/16, 1/3 on 3/19/17, 1/3 on 3/19/18