SEC Form 4 · accession 0001209191-18-062758
BlackRock Energy & Resources Trust · BGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Glenn Hubbard
Director
Period of report
Dec 12, 2018
Accepted (ET)
Dec 14, 2018 · 4:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001306550
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Dec 12, 2018 | M | 244 | — | A | 801 | D | |
| Common StockF1,F2,F3,F4 | Dec 12, 2018 | D | 244 | $11.71 | D | 557 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance RightsF2,F1,F3 | — | Dec 12, 2018 | M | 244 | D | — | — | Common Stock | 244 | 16,495 | D |
Explanation of responses
- F1The Performance Rights were accrued under the BlackRock Deferred Compensation Plan ("Plan").
- F2One Performance Right is convertible into the cash value of one share of BlackRock Energy and Resources Trust.
- F3The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan.
- F4As of April 30, 2018. This figure does not include shares obtained through dividend reinvestment through the date of this filing.