SEC Form 4 · accession 0001441816-18-000146
MongoDB, Inc. · MDB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Bull
Officer — Principal Accounting Officer
Period of report
Dec 12, 2018
Accepted (ET)
Dec 14, 2018 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001441816
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 12, 2018 | M | 5,000 | $8.40 | A | 12,865 | D | |
| Class A Common StockF1 | Dec 12, 2018 | S | 5,000 | $89.13 | D | 7,865 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $8.40 | Dec 12, 2018 | M | 5,000 | D | — | Apr 5, 2027 | Class A Common Stock | 5,000 | 7,500 | D |
Explanation of responses
- F1The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $89.12 to $89.26, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2All shares underlying this option are immediately exercisable, subject to a repurchase right in the Issuer's favor which lapses in accordance with the option's vesting schedule. 5,208 shares are vested. The remaining shares shall vest in equal monthly installments, subject to the Reporting Person providing continuous service to the Issuer on each such date.