SEC Form 4 · accession 0001144204-18-064688
Norwegian Cruise Line Holdings Ltd. · NCLH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Stuart
Officer — Pres. & CEO of NCL
Period of report
Dec 12, 2018
Accepted (ET)
Dec 14, 2018 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001513761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 12, 2018 | M | 6,500 | $19.00 | A | 353,934 | D | |
| Common StockF1 | Dec 12, 2018 | S | 6,500 | $48.22 | D | 347,434 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $19.00 | Dec 12, 2018 | M | 6,500 | D | — | Jan 17, 2020 | Common Stock | 6,500 | 84,051 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.21 to $48.26, inclusive. The reporting person undertakes to provide to Norwegian Cruise Line Holdings Ltd.'s ("NCLH"), any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).
- F2All 6,500 of the options were vested as of January 18, 2013.