Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Nov 29, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

177 filings · trading day Nov 29, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 27, 2018 DForm 4 →	Nov 28, 8:02 pm EST	Corium International, Inc.CORI	Peter D StaplePresident & CEO, Director	964,285	$12.50	$12,053,563	0	—
Nov 27, 2018 DForm 4 →	Nov 28, 7:49 pm EST	Corium International, Inc.CORI	Robert S BreuilChief Financial Officer	491,987	$12.50	$6,149,838	0	—
Nov 27, 2018 DForm 4 →	Nov 28, 8:00 pm EST	Corium International, Inc.CORI	Parminder SinghCTO & Vice President, R&D	374,166	$12.50	$4,677,075	0	—
Nov 26, 2018 AForm 4 →	Nov 28, 4:12 pm EST	DELUXE CORPDLX	Barry C McCarthyPresident and CEO, Director	316,784	$48.92	$3,999,993	235,018	—
Nov 27, 2018 DForm 4 →	Nov 28, 7:57 pm EST	Corium International, Inc.CORI	Joseph J. SarretChief Business Officer	297,187	$12.50	$3,714,838	0	—
Nov 27, 2018 DForm 4 →	Nov 28, 7:55 pm EST	Corium International, Inc.CORI	David GreenwoodDirector	286,439	$12.50	$3,580,488	0	—
Nov 27, 2018 DForm 4 →	Nov 28, 8:05 pm EST	Corium International, Inc.CORI	Timothy D SweemerChief Accounting Officer	143,959	$12.50	$1,799,488	0	—
Nov 27, 2018 DForm 4 →	Nov 28, 7:50 pm EST	Corium International, Inc.CORI	Bhaskar ChaudhuriDirector	96,123	$12.50	$1,201,538	0	—
Nov 27, 2018 DForm 4 →	Nov 28, 7:45 pm EST	Corium International, Inc.CORI	Eric BjerkholtDirector	62,000	$12.50	$775,000	0	—
Nov 27, 2018 DForm 4 →	Nov 28, 7:53 pm EST	Corium International, Inc.CORI	Ivan P. GergelDirector	62,000	$12.50	$775,000	0	—
Nov 27, 2018 DForm 4 →	Nov 28, 7:54 pm EST	Corium International, Inc.CORI	Paul GoddardDirector	62,000	$12.50	$775,000	0	—
Nov 27, 2018 DForm 4 →	Nov 28, 7:52 pm EST	Corium International, Inc.CORI	Phyllis GardnerDirector	61,920	$12.50	$774,000	0	—
Nov 27, 2018 DForm 4 →	Nov 28, 8:10 pm EST	Corium International, Inc.CORI	Robert ThomasDirector	61,920	$12.50	$774,000	0	—
Nov 27, 2018 DForm 4 →	Nov 29, 12:50 pm EST	Corium International, Inc.CORI	Ronald W EastmanDirector, 10% Owner	50,000	$12.50	$625,000	0	—
Nov 26, 2018 MForm 4 →	Nov 28, 5:56 pm EST	ServiceNow, Inc.NOW	Ronald E F CoddDirector	15,000	$36.74	$551,100	0	—
Nov 26, 2018 AForm 4 →	Nov 28, 5:35 pm EST	HARLEY DAVIDSON INCHOG	Luke Christopher MansfieldVP Chief Strategy	9,662	$41.40	$400,007	9,662	—
Nov 28, 2018 AForm 4 →	Nov 29, 11:39 am EST	GREAT SOUTHERN BANCORP, INC.GSBC	Joseph W TurnerPresident/CEO, Director, 10% Owner	7,000	$55.00	$385,000	7,000	—
Nov 28, 2018 AForm 4 →	Nov 29, 11:41 am EST	GREAT SOUTHERN BANCORP, INC.GSBC	William V TurnerDirector	7,000	$55.00	$385,000	7,000	—
Nov 28, 2018 AForm 4 →	Nov 29, 8:59 am EST	GREAT SOUTHERN BANCORP, INC.GSBC	Rex A CopelandTreasurer	4,200	$55.00	$231,000	4,200	—
Nov 28, 2018 AForm 4 →	Nov 28, 7:24 pm EST	GREAT SOUTHERN BANCORP, INC.GSBC	Kevin L BakerOther	3,500	$55.00	$192,500	3,500	—
Nov 28, 2018 AForm 4 →	Nov 28, 7:46 pm EST	GREAT SOUTHERN BANCORP, INC.GSBC	John M BughOther	3,500	$55.00	$192,500	3,500	—
Nov 28, 2018 AForm 4 →	Nov 28, 7:55 pm EST	GREAT SOUTHERN BANCORP, INC.GSBC	Linton J ThomasonOther	3,500	$55.00	$192,500	3,500	—
Nov 28, 2018 AForm 4 →	Nov 28, 8:06 pm EST	GREAT SOUTHERN BANCORP, INC.GSBC	Douglas W MarrsSecretary	3,500	$55.00	$192,500	3,500	—
Nov 28, 2018 AForm 4 →	Nov 28, 5:25 pm EST	GREAT SOUTHERN BANCORP, INC.GSBC	Kevin R AusburnDirector	2,000	$55.00	$110,000	2,000	—
Nov 28, 2018 AForm 4 →	Nov 28, 5:44 pm EST	GREAT SOUTHERN BANCORP, INC.GSBC	William E BarclayOther	2,000	$55.00	$110,000	2,000	—
Nov 28, 2018 AForm 4 →	Nov 28, 6:04 pm EST	GREAT SOUTHERN BANCORP, INC.GSBC	Larry D FrazierDirector	2,000	$55.00	$110,000	2,000	—
Nov 28, 2018 AForm 4 →	Nov 28, 6:12 pm EST	GREAT SOUTHERN BANCORP, INC.GSBC	Thomas J CarlsonDirector	2,000	$55.00	$110,000	2,000	—
Nov 28, 2018 AForm 4 →	Nov 28, 6:27 pm EST	GREAT SOUTHERN BANCORP, INC.GSBC	Douglas M PittDirector	2,000	$55.00	$110,000	2,000	—
Nov 28, 2018 AForm 4 →	Nov 28, 6:35 pm EST	GREAT SOUTHERN BANCORP, INC.GSBC	Earl A Steinert Jr.Director	2,000	$55.00	$110,000	2,000	—
Nov 28, 2018 AForm 4 →	Nov 28, 6:46 pm EST	GREAT SOUTHERN BANCORP, INC.GSBC	Debra Mallonee HartDirector	2,000	$55.00	$110,000	2,000	—
Nov 28, 2018 AForm 4 →	Nov 28, 7:02 pm EST	GREAT SOUTHERN BANCORP, INC.GSBC	Julie A BrownDirector	2,000	$55.00	$110,000	2,000	—
Nov 26, 2018 MForm 4 →	Nov 28, 6:26 pm EST	INSEEGO CORP.INSG	Jeffrey TuderDirector	53,862	$1.25	$67,328	35,033	—
Nov 26, 2018 MForm 4 →	Nov 28, 5:30 pm EST	TRANSACT TECHNOLOGIES INCTACT	Graham Y TanakaDirector	7,500	$4.84	$36,300	0	—
Sep 6, 2017 AMForm 4 →	Nov 29, 2018, 1:34 pm EST	SELECT BANCORP, INC.SLCT	James H. Glen Jr.Director	10,287	$4.56	$14,989	7,000	—	late
Nov 26, 2018 AForm 4 →	Nov 28, 5:46 pm EST	CATERPILLAR INCCAT	Suzette M LongGeneral Counsel/Corporate Sec.	96	$124.80	$11,981	4,219	—
Nov 26, 2018 AForm 4 →	Nov 28, 5:45 pm EST	CATERPILLAR INCCAT	Denise C JohnsonGroup President	91	$124.80	$11,357	7,441	—
Nov 26, 2018 AForm 4 →	Nov 28, 5:45 pm EST	CATERPILLAR INCCAT	Bob De LangeGroup President	60	$124.80	$7,488	1,276	—
Nov 26, 2018 AForm 4 →	Nov 28, 5:45 pm EST	CATERPILLAR INCCAT	Jananne A. CopelandChief Accounting Officer	23	$124.80	$2,870	3,268	—
Nov 28, 2018 CMForm 4 →	Nov 28, 7:02 pm EST	RingCentral IncRNG	David SipesChief Operating Officer	6,325	$0.99	$1,485	0	—
Nov 26, 2018 PSForm 4 →	Nov 28, 7:45 pm EST	Bloom Energy CorpBE	Stanley Morgan10% Owner	22	$3.70	$81	10	—
Nov 26, 2018 AForm 4 →	Nov 28, 4:01 pm EST	BECTON DICKINSON & COBDX	Christopher R ReidyCFO and EVP of Administration	22,043	—	—	22,043	—
Nov 27, 2018 AForm 4 →	Nov 28, 4:03 pm EST	PACIFIC BIOSCIENCES OF CALIFORNIA, INC.PACB	Kathy OrdonezChief Commercial Officer, Director	25,000	—	—	350,000	—
Nov 26, 2018 MForm 4 →	Nov 28, 4:05 pm EST	CELGENE CORP /DE/CELG	Ernest MarioDirector	10,000	—	—	8,600	—
Nov 26, 2018 MForm 4 →	Nov 28, 4:13 pm EST	Motorola Solutions, Inc.MSI	Rajan NaikSVP, Chief Strtgy&Inn Offcr	14,606	—	—	4,916	—
Nov 28, 2018 DForm 4 →	Nov 28, 4:18 pm EST	AETNA INC /PA/AET	Heather Brianne DixonVP, Controller & CAO	8,338	—	—	0	—
Nov 28, 2018 DForm 4 →	Nov 28, 4:19 pm EST	AETNA INC /PA/AET	Shawn M GuertinExec. Vice President, CFO	232,269	—	—	0	—
Nov 26, 2018 MForm 4 →	Nov 28, 4:20 pm EST	REGENXBIO Inc.RGNX	Luke M BesharDirector	20,507	—	—	65,784	—
Nov 28, 2018 DForm 4 →	Nov 28, 4:20 pm EST	AETNA INC /PA/AET	Richard M JelinekEVP, Enterprise Strategy	234,298	—	—	0	—
Nov 28, 2018 DForm 4 →	Nov 28, 4:21 pm EST	AETNA INC /PA/AET	Karen S LynchPresident	393,206	—	—	0	—
Nov 28, 2018 DForm 4 →	Nov 28, 4:22 pm EST	AETNA INC /PA/AET	Margaret M McCarthyEVP, Operations & Technology	305,393	—	—	0	—
Nov 26, 2018 MForm 4 →	Nov 28, 4:22 pm EST	ANGI Homeservices Inc.ANGI	Bowman Angela R. HicksDirector	3,543	—	—	17,716	—
Nov 28, 2018 DForm 4 →	Nov 28, 4:23 pm EST	AETNA INC /PA/AET	Harold L PazEVP & Chief Medical Officer	132,569	—	—	0	—
Nov 28, 2018 DForm 4 →	Nov 28, 4:24 pm EST	AETNA INC /PA/AET	Thomas J Sabatino Jr.EVP & General Counsel	234,659	—	—	0	—
Nov 28, 2018 DForm 4 →	Nov 28, 4:25 pm EST	AETNA INC /PA/AET	Francis S Soistman Jr.Exec. VP, Government Services	192,698	—	—	0	—
Nov 28, 2018 DMForm 4 →	Nov 28, 4:31 pm EST	AETNA INC /PA/AET	Mark T BertoliniChairman and CEO, Director	2,061,005	—	—	0	—
Nov 26, 2018 AForm 4 →	Nov 28, 4:34 pm EST	BECTON DICKINSON & COBDX	Vincent A ForlenzaChairman, CEO and President, Director	92,502	—	—	92,502	—
Nov 28, 2018 DForm 4 →	Nov 28, 4:35 pm EST	AETNA INC /PA/AET	Fernando AguirreDirector	11,318	—	—	0	—
Nov 28, 2018 DForm 4 →	Nov 28, 4:36 pm EST	AETNA INC /PA/AET	Frank M ClarkDirector	26,005	—	—	0	—
Nov 27, 2018 MForm 4 →	Nov 28, 4:36 pm EST	COLUMBIA SPORTSWEAR COCOLM	Sarah BanyDirector	19,946	—	—	0	—
Nov 28, 2018 DForm 4 →	Nov 28, 4:37 pm EST	AETNA INC /PA/AET	Molly Joel CoyeDirector	15,954	—	—	0	—
Nov 28, 2018 DForm 4 →	Nov 28, 4:38 pm EST	AETNA INC /PA/AET	Roger N FarahDirector	58,994	—	—	0	—
Nov 28, 2018 DForm 4 →	Nov 28, 4:39 pm EST	AETNA INC /PA/AET	Jeffrey E GartenDirector	25,746	—	—	0	—
Nov 28, 2018 DForm 4 →	Nov 28, 4:40 pm EST	AETNA INC /PA/AET	Ellen M HancockDirector	109,030	—	—	0	—
Nov 28, 2018 DForm 4 →	Nov 28, 4:41 pm EST	AETNA INC /PA/AET	Richard J HarringtonDirector	40,895	—	—	0	—
Nov 28, 2018 DForm 4 →	Nov 28, 4:41 pm EST	AETNA INC /PA/AET	Edward J LudwigDirector	45,360	—	—	0	—
Nov 26, 2018 MForm 4 →	Nov 28, 4:41 pm EST	HORMEL FOODS CORP /DE/HRL	Luis G MarconiGroup Vice President	28,700	—	—	5,700	—
Nov 28, 2018 DForm 4 →	Nov 28, 4:42 pm EST	AETNA INC /PA/AET	Olympia J. SnoweDirector	3,762	—	—	0	—
Nov 26, 2018 MForm 4 →	Nov 28, 4:43 pm EST	REPLIGEN CORPRGEN	Jon SnodgresCFO	31,753	—	—	5,127	—
Nov 27, 2018 MForm 4 →	Nov 28, 4:43 pm EST	RYDER SYSTEM INCR	John J GleasonEVP & Chief Sales Officer	12,795	—	—	0	—
Nov 26, 2018 MForm 4 →	Nov 28, 4:49 pm EST	Helmerich & Payne, Inc.HP	John R. BellVP, Drilling Subsidiary	13,000	—	—	0	—	amended
Nov 26, 2018 MForm 4 →	Nov 28, 4:49 pm EST	Helmerich & Payne, Inc.HP	Hans HelmerichDirector	60,000	—	—	0	—
Nov 27, 2018 MForm 4 →	Nov 28, 4:50 pm EST	Helmerich & Payne, Inc.HP	John W LindsayPresident and CEO, Director	35,000	—	—	0	—
Nov 26, 2018 JForm 4 →	Nov 28, 4:51 pm EST	CONDUENT IncCNDT	Carl C Icahn +310% Owner	3	—	—	1	—
Nov 27, 2018 MForm 4 →	Nov 28, 4:55 pm EST	COLUMBIA SPORTSWEAR COCOLM	Walter KlenzDirector	8,800	—	—	0	—
Nov 26, 2018 AForm 4 →	Nov 28, 4:57 pm EST	OCWEN FINANCIAL CORPOCN	Timothy J YanotiEVP & Chief Growth Officer	232,558	—	—	81,395	—
Nov 26, 2018 AForm 4 →	Nov 28, 5:00 pm EST	NORDSON CORPNDSN	Jeffrey A PembrokeVice President	8,300	—	—	8,300	—
Nov 26, 2018 AForm 4 →	Nov 28, 5:00 pm EST	NORDSON CORPNDSN	Shelly PeetVice President	6,100	—	—	6,100	—
Nov 26, 2018 AForm 4 →	Nov 28, 5:00 pm EST	NORDSON CORPNDSN	Michael F HiltonPresident & CEO, Director	51,400	—	—	51,400	—
Nov 27, 2018 MForm 4 →	Nov 28, 5:01 pm EST	Avery Dennison CorpAVY	David E I PyottDirector	2,000	—	—	0	—
Nov 27, 2018 MForm 4 →	Nov 28, 5:01 pm EST	BADGER METER INCBMI	Beverly L P SmileyVP-Controller	3,302	—	—	1,585	—
Nov 26, 2018 MForm 4 →	Nov 28, 5:05 pm EST	HP INCHPQ	Kim M RiveraChief Legal Officer, GC & Sec	142,726	—	—	0	—
Nov 26, 2018 MForm 4 →	Nov 28, 5:06 pm EST	HP INCHPQ	Enrique LoresPresident, PSS	192,957	—	—	0	—
Nov 27, 2018 MForm 4 →	Nov 28, 5:06 pm EST	MERCANTILE BANK CORPMBWM	Thomas R SullivanDirector	1,488	—	—	0	—
Nov 27, 2018 MForm 4 →	Nov 28, 5:06 pm EST	GEOSPACE TECHNOLOGIES CORPGEOS	Walter R. WheelerPresident & CEO, Director	6,000	—	—	0	—
Nov 27, 2018 MForm 4 →	Nov 28, 5:07 pm EST	SendGrid, Inc.SEND	Stephen M SloanChief Product Officer	15,000	—	—	304,124	—
Nov 26, 2018 MForm 4 →	Nov 28, 5:07 pm EST	HP INCHPQ	Tracy S KeoghChief HR Officer	156,331	—	—	0	—
Nov 26, 2018 MForm 4 →	Nov 28, 5:08 pm EST	Loxo Oncology, Inc.LOXO	Joshua H. BilenkerPresident & CEO, Director	49,000	—	—	338,514	—
Nov 26, 2018 MForm 4 →	Nov 28, 5:09 pm EST	Loxo Oncology, Inc.LOXO	Jennifer BursteinSenior VP of Finance	2,500	—	—	20,000	—
Nov 26, 2018 MForm 4 →	Nov 28, 5:10 pm EST	CORVEL CORPCRVL	Jennifer YossVice President of Accounting	83	—	—	0	—
Nov 27, 2018 MForm 4 →	Nov 28, 5:13 pm EST	SendGrid, Inc.SEND	Yancey L. SpruillCFO, COO and Treasurer	50,000	—	—	432,965	—
Nov 26, 2018 MForm 4 →	Nov 28, 5:13 pm EST	Loxo Oncology, Inc.LOXO	Jacob Van NaardenChief Business Officer	10,000	—	—	87,943	—
Nov 26, 2018 MForm 4 →	Nov 28, 5:17 pm EST	HP INCHPQ	Dion J WeislerPresident and CEO, Director	646,883	—	—	0	—
Nov 26, 2018 MForm 4 →	Nov 28, 5:18 pm EST	HP INCHPQ	Catherine A LesjakInterim COO	269,533	—	—	0	—
Nov 26, 2018 AForm 4 →	Nov 28, 5:19 pm EST	NORDSON CORPNDSN	Joseph StockunasVice President	7,100	—	—	7,100	—
Nov 26, 2018 MForm 4 →	Nov 28, 5:22 pm EST	NETGEAR, INCNTGR	Michael F FalconSVP, Operations	521	—	—	8,334	—
Nov 26, 2018 MForm 4 →	Nov 28, 5:22 pm EST	TripAdvisor, Inc.TRIP	Stephen KauferPresident and CEO, Director	235,950	—	—	0	—
Nov 27, 2018 MForm 4 →	Nov 28, 5:25 pm EST	Clovis Oncology, Inc.CLVS	Daniel W MuehlSee Remarks	546	—	—	3,828	—
Nov 26, 2018 CForm 4 →	Nov 28, 5:26 pm EST	CARVANA CO.CVNA	Ernest C. Garcia II +110% Owner	108,656	—	—	3,876,142	—
Nov 28, 2018 MForm 4 →	Nov 28, 5:27 pm EST	DAKTRONICS INC /SD/DAKT	Matthew John KurtenbachVP of Manufacturing	10,500	—	—	0	—
Nov 26, 2018 AForm 4 →	Nov 28, 5:36 pm EST	NORDSON CORPNDSN	Gregory P MerkSenior Vice President	8,800	—	—	8,800	—
Nov 26, 2018 AForm 4 →	Nov 28, 5:44 pm EST	NORDSON CORPNDSN	Gina A. BeredoVP, General Counsel & Sec	5,100	—	—	5,100	—
Nov 26, 2018 MForm 4 →	Nov 28, 5:45 pm EST	JACOBS ENGINEERING GROUP INC /DE/JEC	Kevin C BerrymanCHIEF FINANCIAL OFFICER	32,670	—	—	0	—
Nov 26, 2018 MForm 4 →	Nov 28, 5:50 pm EST	JACOBS ENGINEERING GROUP INC /DE/JEC	Steven J. DemetriouCHAIRMAN AND CEO, Director	130,680	—	—	0	—
Nov 26, 2018 MForm 4 →	Nov 28, 5:53 pm EST	NATIONAL HEALTHCARE CORPNHC	Emil E HassanDirector	7,500	—	—	0	—
Nov 26, 2018 MForm 4 →	Nov 28, 5:54 pm EST	JACOBS ENGINEERING GROUP INC /DE/JEC	Terence D HagenCOO	25,523	—	—	0	—
Nov 26, 2018 MForm 4 →	Nov 28, 5:57 pm EST	JACOBS ENGINEERING GROUP INC /DE/JEC	Vinayak Ratnakar PaiPresident, ECR	6,126	—	—	0	—
Nov 27, 2018 MForm 4 →	Nov 28, 6:01 pm EST	Global Blood Therapeutics, Inc.GBT	Jeffrey S FarrowChief Financial Officer	3,048	—	—	33,952	—
Nov 26, 2018 MForm 4 →	Nov 28, 6:01 pm EST	JACOBS ENGINEERING GROUP INC /DE/JEC	Michael R TylerSVP & GENERAL COUNSEL	10,210	—	—	0	—
Nov 26, 2018 MForm 4 →	Nov 28, 6:02 pm EST	JACOBS ENGINEERING GROUP INC /DE/JEC	Robert V PragadaCOO	28,993	—	—	0	—
Nov 26, 2018 XForm 4 →	Nov 28, 6:04 pm EST	usell.com, Inc.USEL	Daniel BrauserDirector	60,000	—	—	0	—
Mar 30, 2018 ACForm 4/A →	Nov 28, 6:05 pm EST	QS Energy, Inc.QSEP	Eric BuntingDirector	550,000	—	—	552,778	—
Nov 26, 2018 ACForm 4 →	Nov 28, 6:06 pm EST	QS Energy, Inc.QSEP	Eric BuntingDirector	825,000	—	—	552,778	—
Nov 26, 2018 AForm 4 →	Nov 28, 6:06 pm EST	QS Energy, Inc.QSEP	Don DicksonDirector	275,000	—	—	2,836,759	—
Nov 27, 2018 AForm 4 →	Nov 28, 6:11 pm EST	NETWORK 1 TECHNOLOGIES INCNTIP-NYSE	Jonathan M GreeneExecutive Vice President	50,000	—	—	50,000	—
Nov 26, 2018 CForm 4 →	Nov 28, 6:14 pm EST	Tableau Software IncDATA	Chris StolteCo-Founder & Technical Advisor, Director	95,000	—	—	1,423,125	—
Nov 28, 2018 MForm 4 →	Nov 28, 6:15 pm EST	ZILLOW GROUP, INC.Z AND ZG	Erik C BlachfordDirector	27,003	—	—	0	—
Nov 26, 2018 CForm 4 →	Nov 28, 6:18 pm EST	Shake Shack Inc.SHAK	Jeffrey Flug +3Director, 10% Owner	72,574	—	—	100,000	—
Nov 26, 2018 MForm 4 →	Nov 28, 6:20 pm EST	RAYTHEON CO/RTN	Thomas A KennedyChairman and CEO, Director	894	—	—	68,505	—
Nov 26, 2018 MForm 4 →	Nov 28, 6:21 pm EST	RAYTHEON CO/RTN	Rebecca R RhoadsVice President	153	—	—	3,594	—
Nov 27, 2018 MForm 4 →	Nov 28, 6:31 pm EST	INTUIT INCINTU	Henry Tayloe StansburyEVP, Chief Technology Officer	7,302	—	—	17,263	—
Nov 26, 2018 AForm 4 →	Nov 28, 6:31 pm EST	UNITED TECHNOLOGIES CORP /DE/UTX	Robert Kelly OrtbergCEO, Collins Aerospace Systems	50,569	—	—	30,341	—	amended
Nov 26, 2018 MForm 4 →	Nov 28, 6:55 pm EST	ROCKWELL COLLINS INCCOL	Robert A SturgellSr. VP, Washington Operations	11,414	—	—	0	—
Nov 21, 2018 PForm 4 →	Nov 28, 6:59 pm EST	Gogo Inc.GOGO	Thorndale Farm, Inc. +110% Owner	—	—	—	—	—	late
Nov 28, 2018 AJForm 4 →	Nov 28, 7:00 pm EST	Surna Inc.SRNA	Anthony K McDonaldCEO/President, Director	5,197,368	—	—	5,000,000	—
Nov 27, 2018 AForm 4 →	Nov 28, 7:01 pm EST	GLYCOMIMETICS INCGLYC	Scott Thomas JacksonDirector	22,000	—	—	22,000	—
Nov 26, 2018 MForm 4 →	Nov 28, 7:01 pm EST	TRUPANION, INC.TRUP	Chad M CohenDirector	10,000	—	—	10,482	—
Nov 26, 2018 MForm 4 →	Nov 28, 7:02 pm EST	ROCKWELL COLLINS INCCOL	Tatum J. BuseVP, Finance and Controller	16,891	—	—	0	—
Nov 26, 2018 MForm 4 →	Nov 28, 7:03 pm EST	ROCKWELL COLLINS INCCOL	Patrick E AllenSr. VP and CFO	261,875	—	—	0	—
Nov 26, 2018 MForm 4 →	Nov 28, 7:04 pm EST	ROCKWELL COLLINS INCCOL	Philip J JasperExec. VP & COO, Government Sys	148,397	—	—	0	—
Nov 26, 2018 MForm 4 →	Nov 28, 7:04 pm EST	ROCKWELL COLLINS INCCOL	Bruce Michael KingSr. VP, Operations	94,562	—	—	0	—
Nov 26, 2018 MForm 4 →	Nov 28, 7:05 pm EST	ROCKWELL COLLINS INCCOL	Jeffrey D MaclauchlanSR. VP, CORPORATE DEVELOPMENT	16,738	—	—	0	—
Nov 26, 2018 MForm 4 →	Nov 28, 7:06 pm EST	ROCKWELL COLLINS INCCOL	Colin R MahoneySr. VP International & Service	68,202	—	—	0	—
Nov 26, 2018 MForm 4 →	Nov 28, 7:06 pm EST	ROCKWELL COLLINS INCCOL	Nan MattaiSr VP, Engineering & Info Tech	45,507	—	—	0	—
Nov 26, 2018 MForm 4 →	Nov 28, 7:07 pm EST	ROCKWELL COLLINS INCCOL	David J NieuwsmaEVP & COO	12,199	—	—	0	—
Nov 26, 2018 MForm 4 →	Nov 28, 7:08 pm EST	ROCKWELL COLLINS INCCOL	Robert Kelly OrtbergChairman, Pres & CEO, Director	411,264	—	—	0	—
Nov 26, 2018 MForm 4 →	Nov 28, 7:08 pm EST	ROCKWELL COLLINS INCCOL	Robert J PernaSr. VP, Gnrl Counsel & Secy	19,364	—	—	0	—
Nov 26, 2018 MForm 4 →	Nov 28, 7:09 pm EST	ROCKWELL COLLINS INCCOL	Jeffrey A. StanderskiSr. VP, Human Resources	27,442	—	—	0	—
Nov 26, 2018 MForm 4 →	Nov 28, 7:10 pm EST	ROCKWELL COLLINS INCCOL	Kent L StatlerExecVP and COO, Commercial Sys	168,605	—	—	0	—
Nov 26, 2018 MForm 4 →	Nov 28, 7:10 pm EST	Keysight Technologies, Inc.KEYS	John C. SkinnerVP and Controller	2,637	—	—	0	—
Nov 26, 2018 MForm 4 →	Nov 28, 7:11 pm EST	ROCKWELL COLLINS INCCOL	Douglas E StenskeVP Treas & Risk Mgmt	37,271	—	—	0	—
Nov 26, 2018 MForm 4 →	Nov 28, 7:25 pm EST	BeiGene, Ltd.BGNE	Jane HuangCMO, Hematology	39,000	—	—	1,328,500	—
Nov 26, 2018 AForm 4 →	Nov 28, 7:25 pm EST	EXTREME NETWORKS INCEXTR	Remi ThomasEVP Chief Financial Officer	357,142	—	—	357,142	—
Nov 23, 2018 MForm 4 →	Nov 28, 7:26 pm EST	EXTREME NETWORKS INCEXTR	Edward MeyercordPRESIDENT AND CEO, Director	12,218	—	—	85,532	—	late
Nov 23, 2018 MForm 4 →	Nov 28, 7:26 pm EST	EXTREME NETWORKS INCEXTR	Robert J GaultEVP Worldwide Sales Services a	4,042	—	—	28,301	—	late
Nov 27, 2018 AForm 4 →	Nov 28, 7:59 pm EST	MAXLINEAR INCMXL	Daniel A ArtusiDirector	12,148	—	—	8,527	—
Nov 26, 2018 MForm 4 →	Nov 28, 8:01 pm EST	TherapeuticsMD, Inc.TXMD	Robert G FinizioCEO, Director	184,000	—	—	368,910	—
Nov 26, 2018 XForm 4 →	Nov 28, 8:06 pm EST	usell.com, Inc.USEL	Amitabh JhawarDirector	70,000	—	—	0	—
Nov 27, 2018 MForm 4 →	Nov 28, 8:35 pm EST	LPL Financial Holdings Inc.LPLA	Michelle OroschakoffManaging Director	6,000	—	—	16,734	—
Nov 26, 2018 MForm 4 →	Nov 28, 8:40 pm EST	QUANTENNA COMMUNICATIONS INCQTNA	Sam HeidariChairman and CEO, Director	6,000	—	—	74,491	—
Nov 26, 2018 AForm 4 →	Nov 28, 8:52 pm EST	NORDSON CORPNDSN	Gregory A ThaxtonSenior Vice President, CFO	11,800	—	—	11,800	—
Nov 26, 2018 AForm 4 →	Nov 28, 8:53 pm EST	NORDSON CORPNDSN	James E DeVriesVice President	6,100	—	—	6,100	—
Nov 26, 2018 AForm 4 →	Nov 28, 8:53 pm EST	NORDSON CORPNDSN	John J KeaneSenior Vice President	11,700	—	—	11,700	—
Nov 26, 2018 AForm 4 →	Nov 28, 8:54 pm EST	KushCo Holdings, Inc.KSHB	Christopher TedfordChief Financial Officer	600,000	—	—	600,000	—
Nov 27, 2018 MForm 4 →	Nov 28, 8:56 pm EST	REINSURANCE GROUP OF AMERICA INCRGA	John P Laughlin Jr.EVP	2,000	—	—	2,753	—
Nov 26, 2018 CForm 4 →	Nov 28, 9:49 pm EST	DROPBOX, INC.DBX	R. Bryan SchreierDirector, 10% Owner	4,358,573	—	—	7,327,630	—
Nov 26, 2018 CForm 4 →	Nov 28, 9:51 pm EST	DROPBOX, INC.DBX	SC XII MANAGEMENT LLC +610% Owner	4,358,573	—	—	7,327,630	—
Nov 27, 2018 AForm 4 →	Nov 29, 6:07 am EST	ON TRACK INNOVATIONS LTDOTIV	Assaf CohenChief Financial Officer	20,000	—	—	20,000	—
Nov 27, 2018 AForm 4 →	Nov 29, 8:31 am EST	Summer Infant, Inc.SUMR	Paul FranceseSVP & Chief Financial Officer	30,000	—	—	30,000	—
Nov 28, 2018 MForm 4 →	Nov 29, 9:18 am EST	TELEPHONE & DATA SYSTEMS INC /DE/TDS	James W ButmanPresident & CEO of subsidiary, Director	42,826	—	—	0	—
Nov 27, 2018 MForm 4 →	Nov 29, 9:33 am EST	Mueller Water Products, Inc.MWA	Lydia W ThomasDirector	9,546	—	—	0	—
Nov 29, 2018 MForm 4 →	Nov 29, 12:10 pm EST	DEERE & CODE	Rajesh KalathurSenior V.P., CFO & CIO	11,133	—	—	0	—
Nov 28, 2018 MForm 4 →	Nov 29, 12:19 pm EST	OSHKOSH CORPOSK	Frank R. NerenhausenEVP & Pres. Access Segment	10,000	—	—	10,000	—
Nov 27, 2018 MForm 4 →	Nov 29, 12:36 pm EST	MONRO, INC.MNRO	Frederick M DanzigerDirector	20,000	—	—	0	—
Nov 23, 2018 AForm 4/A →	Nov 29, 12:41 pm EST	JONES LANG LASALLE INCJLL	Matthew Carter Jr.Director	537	—	—	537	—
Nov 28, 2018 MForm 4 →	Nov 29, 12:42 pm EST	MISONIX INCMSON	Christopher H WrightVP - US Sales	10,000	—	—	0	—
Nov 27, 2018 MForm 4 →	Nov 29, 1:43 pm EST	METTLER TOLEDO INTERNATIONAL INC/MTD	Hans Ulrich MaerkiDirector	3,384	—	—	0	—
Oct 18, 2018 MForm 4 →	Nov 29, 1:45 pm EST	SURGE COMPONENTS INCSPRS	Alan PlafkerDirector	25,000	—	—	0	—	late
Nov 27, 2018 MForm 4 →	Nov 29, 1:48 pm EST	METTLER TOLEDO INTERNATIONAL INC/MTD	William P DonnellyExecutive Vice President	3,816	—	—	10,317	—
Nov 27, 2018 AForm 4 →	Nov 29, 2:42 pm EST	UNIFIRST CORPUNF	Steven S SintrosPresident and CEO, Director	7,538	—	—	7,538	—
Nov 28, 2018 AForm 4 →	Nov 29, 3:00 pm EST	PARK OHIO HOLDINGS CORPPKOH	Dan T Moore IIIDirector	15	—	—	4,565	—
Nov 28, 2018 AForm 4 →	Nov 29, 3:00 pm EST	PARK OHIO HOLDINGS CORPPKOH	John D GrampaDirector	32	—	—	9,348	—
Nov 28, 2018 AForm 4 →	Nov 29, 3:01 pm EST	PARK OHIO HOLDINGS CORPPKOH	Patrick V AulettaDirector	26	—	—	7,833	—
Nov 28, 2018 AForm 4 →	Nov 29, 3:01 pm EST	PARK OHIO HOLDINGS CORPPKOH	Edward F CrawfordPresident, Director, 10% Owner	173	—	—	51,319	—
Nov 27, 2018 MForm 4 →	Nov 29, 3:19 pm EST	Midland States Bancorp, Inc.MSBI	Leon J HolschbachCEO, Director	6,000	—	—	14,190	—
Nov 27, 2018 MForm 4 →	Nov 29, 3:42 pm EST	AGCO CORP /DEAGCO	Thomas Frederick WelkeSr.VP Global Grain and Protein	1,000	—	—	0	—
Nov 27, 2018 AForm 4 →	Nov 29, 3:57 pm EST	MCCORMICK & CO INCMKC	Jeffery D SchwartzVice President, Gen Counsel	7,011	—	—	7,011	—
Nov 27, 2018 AForm 4 →	Nov 29, 3:59 pm EST	MCCORMICK & CO INCMKC	Michael R SmithExecutive VP & CFO	21,031	—	—	21,031	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.