SEC Form 4 · accession 0001351952-18-000071
COLUMBIA SPORTSWEAR CO · COLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter Klenz
Director
Period of report
Nov 27, 2018
Accepted (ET)
Nov 28, 2018 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001050797
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 27, 2018 | M | 5,630 | $30.865 | A | 16,730 | D | |
| Common Stock | Nov 27, 2018 | M | 3,170 | $57.05 | A | 19,900 | D | |
| Common StockF1 | Nov 27, 2018 | S | 8,800 | $88.24 | D | 11,100 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F3 | $30.865 | Nov 27, 2018 | M | 5,630 | D | Jul 1, 2014 | Jun 3, 2023 | Common Stock | 5,630 | 0 | D |
| Stock Option (right to buy)F4 | $57.05 | Nov 27, 2018 | M | 3,170 | D | Jun 1, 2016 | May 18, 2025 | Common Stock | 3,170 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.22 to $88.38, inclusive. The reporting person undertakes to provide to Columbia Sportswear Company, any security holder of Columbia Sportswear Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote to this Form 4.
- F2On September 26, 2014 the option price and number of shares were adjusted to reflect COLM 2-for-1 stock split.
- F3On 6/4/2013, the reporting person was granted 5,630 stock options. The option grant vested one-third of the shares on each of 7/1/2014, 7/1/2015, and 7/1/2016.
- F4On 5/19/2015, the reporting person was granted 3,170 stock options. The option grant vested one-third of the shares on each of 6/1/2016, 6/1/2017, and 6/1/2018.