SEC Form 4 · accession 0000896878-18-000220
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry Tayloe Stansbury
Officer — EVP, Chief Technology Officer
Period of report
Nov 27, 2018
Accepted (ET)
Nov 28, 2018 · 6:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 27, 2018 | M | 2,986 | $135.35 | A | 4,876 | D | |
| Common Stock | Nov 27, 2018 | M | 4,316 | $113.19 | A | 9,192 | D | |
| Common StockF2 | Nov 27, 2018 | S | 900 | $196.2989 | D | 8,292 | D | |
| Common StockF3 | Nov 27, 2018 | S | 2,501 | $197.206 | D | 5,791 | D | |
| Common StockF4 | Nov 27, 2018 | S | 3,181 | $198.4091 | D | 2,610 | D | |
| Common StockF5 | Nov 27, 2018 | S | 720 | $199.205 | D | 1,890 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F6 | $135.35 | Nov 27, 2018 | M | 2,986 | D | Nov 20, 2018 | Jul 19, 2024 | Common Stock | 2,986 | 29,858 | D |
| Non-Qualified Stock Option (right to buy)F6 | $113.19 | Nov 27, 2018 | M | 4,316 | D | Nov 21, 2018 | Jul 20, 2023 | Common Stock | 4,316 | 17,263 | D |
Explanation of responses
- F1Transaction effected pursuant to a 10b5-1 trading plan adopted by the reporting person in December 2017.
- F2This transaction was executed in multiple trades ranging from $195.83 to $196.68. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades ranging from $196.86 to $197.71. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades ranging from $197.92 to $198.75. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades ranging from $198.93 to $199.64. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6Represents most recent vest date for the options exercised in this transaction.