SEC Form 4 · accession 0001047122-18-000227
RAYTHEON CO/ · RTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rebecca R Rhoads
Officer — Vice President
Period of report
Nov 26, 2018
Accepted (ET)
Nov 28, 2018 · 6:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001047122
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 26, 2018 | M | 153 | — | A | 13,689 | D | |
| Common Stock | Nov 26, 2018 | F | 153 | $174.63 | D | 13,536 | D | |
| Common StockF2 | holding | — | — | — | 1,799 | I | 401(k) | |
| Common StockF3 | holding | — | — | — | 4,079 | I | Benefit Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F4 | — | Nov 26, 2018 | M | 153 | D | — | Mar 21, 2022 | Common Stock | 153 | 3,594 | D |
Explanation of responses
- F1Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.
- F2The Reporting Person indirectly beneficially owns 1,799 shares of the Issuer's Common Stock based on funds in the Reporting Person's Savings and Investment Plan Account divided by $174.63, the closing price of the Issuer's Common Stock on November 26, 2018.
- F3The Reporting Person indirectly beneficially owns 4,079 shares of the Issuer's Common Stock based on funds in the Reporting Person's other employee benefit plan accounts divided by $174.63, the closing price of the Issuer's Common Stock on November 26, 2018.
- F4Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs awarded on March 21, 2018 pursuant to the Reporting Person's RSU Agreement.