SEC Form 4 · accession 0000775158-18-000186
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank R. Nerenhausen
Officer — EVP & Pres. Access Segment
Period of report
Nov 28, 2018
Accepted (ET)
Nov 29, 2018 · 12:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 28, 2018 | M | 10,000 | $28.96 | A | 62,385 | D | |
| Common Stock | Nov 28, 2018 | S | 10,000 | $70.00 | D | 52,385 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF2,F3 | $28.96 | Nov 28, 2018 | M | 10,000 | D | — | Sep 17, 2019 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Reporting Person completed a cashless exercise of OSK stock options granted in 2012 and due to expire on September 17, 2019.
- F2Option (right to buy) granted pursuant to the Company's Stock Plan.
- F3Options vest in one-third (1/3) annual increments commencing on 9/17/2013.