SEC Form 4 · accession 0001214659-18-007349
GREAT SOUTHERN BANCORP, INC. · GSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Earl A Steinert Jr.
Director
Period of report
Nov 28, 2018
Accepted (ET)
Nov 28, 2018 · 6:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000854560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | holding | — | — | — | 936,096 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase | $55.00 | Nov 28, 2018 | A | 500 | A | Nov 28, 2020 | Nov 28, 2028 | Common stock | 500 | 500 | D |
| Option to purchase | $55.00 | Nov 28, 2018 | A | 500 | A | Nov 28, 2021 | Nov 28, 2028 | Common stock | 500 | 1,000 | D |
| Option to purchase | $55.00 | Nov 28, 2018 | A | 500 | A | Nov 28, 2022 | Nov 28, 2028 | Common stock | 500 | 1,500 | D |
| Option to purchase | $55.00 | Nov 28, 2018 | A | 500 | A | Nov 28, 2023 | Nov 28, 2028 | Common stock | 500 | 2,000 | D |
| Option to purchaseF1 | $32.59 | holding | — | — | — | — | Oct 15, 2024 | Common stock | 2,500 | 4,500 | D |
| Option to purchaseF2 | $41.30 | holding | — | — | — | — | Oct 24, 2026 | Common Stock | 2,000 | 6,500 | D |
| Option to purchaseF3 | $52.20 | holding | — | — | — | — | Nov 15, 2027 | Common stock | 2,000 | 8,500 | D |
Explanation of responses
- F11,250 shares vest on 10/15/2018 and 10/15/2019
- F2500 shares vest on 10/24/2018, 10/24/2019, 10/24/2020 and 10/24/2021
- F3500 shares on 11/15/2019, 11/15/2020, 11/15/2021 and 11/15/2022