SEC Form 4 · accession 0001078271-18-000076
EXTREME NETWORKS INC · EXTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Gault
Officer — EVP Worldwide Sales Services a
Period of report
Nov 23, 2018
Accepted (ET)
Nov 28, 2018 · 7:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001078271
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 23, 2018 | M | 4,042 | $0.00 | A | 197,319 | D | |
| Common StockF1 | Nov 23, 2018 | F | 1,874 | $6.18 | D | 195,445 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RSU AwardF3,F2 | $0.00 | Nov 23, 2018 | M | 4,042 | D | Aug 23, 2018 | Aug 23, 2020 | Common Stock | 4,042 | 28,301 | D |
Explanation of responses
- F1Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release.
- F2This time based RSU award vests as to 1/3 on 8/23/2018 and 1/12 each quarter thereafter.
- F3This is not an applicable reportable field for this type of grant.