SEC Form 4 · accession 0001371285-18-000239
TRUPANION, INC. · TRUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chad M Cohen
Director
Period of report
Nov 26, 2018
Accepted (ET)
Nov 28, 2018 · 7:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001371285
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 26, 2018 | M | 3,474 | $8.57 | A | 5,859 | D | |
| Common StockF1 | Nov 26, 2018 | S | 3,474 | $27.0632 | D | 2,385 | D | |
| Common Stock | Nov 27, 2018 | M | 6,526 | $8.57 | A | 8,911 | D | |
| Common StockF2 | Nov 27, 2018 | S | 6,526 | $27.3012 | D | 2,385 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $8.57 | Nov 26, 2018 | M | 3,474 | D | — | Feb 5, 2026 | Common Stock | 3,474 | 17,008 | D |
| Stock Option (right to buy)F3 | $8.57 | Nov 27, 2018 | M | 6,526 | D | — | Feb 5, 2026 | Common Stock | 6,526 | 10,482 | D |
Explanation of responses
- F1The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.30 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).
- F2The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.11 to $27.58 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).
- F3The option is fully vested.