SEC Form 4 · accession 0001179110-18-013267
Helmerich & Payne, Inc. · HP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hans Helmerich
Director
Period of report
Nov 26, 2018
Accepted (ET)
Nov 28, 2018 · 4:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046765
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 26, 2018 | M | 60,000 | $21.065 | A | 845,418 | D | |
| Common Stock | Nov 26, 2018 | F | 38,314 | $60.10 | D | 807,104 | D | |
| Common Stock | holding | — | — | — | 65,600 | I | The Helmerich Trust | |
| Common Stock | holding | — | — | — | 1,515,915 | I | Family Trust | |
| Common Stock | holding | — | — | — | 120,000 | I | Saddleridge, LLC | |
| Common Stock | holding | — | — | — | 67,100 | I | Children's Trusts | |
| Common Stock | holding | — | — | — | 40,000 | I | Family Holding Company | |
| Common Stock | holding | — | — | — | 27,470 | I | By Spouse | |
| Common Stock | holding | — | — | — | 21,324 | I | 401(k) account | |
| Common Stock | holding | — | — | — | 4,000 | I | By LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $21.065 | Nov 26, 2018 | M | 60,000 | D | Dec 2, 2009 | Dec 2, 2018 | Common Stock | 60,000 | 0 | D |
Explanation of responses
- F1The options vest 25% per year over 4 years. The noted date represents the first date options vest.