SEC Form 4 · accession 0000950103-18-013762
Bloom Energy Corp · BE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stanley Morgan
10% Owner
Period of report
Nov 26, 2018
Accepted (ET)
Nov 28, 2018 · 7:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001664703
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 26, 2018 | S | 31 | $15.03 | D | 1,638 | I | By subsidiary |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Put Option (obligation to buy)F1 | $20.00 | Nov 26, 2018 | S | 9 | D | — | May 17, 2019 | Class A Common Stock | 900 | 9 | I |
| Put Option (obligation to buy)F1 | $20.00 | Nov 26, 2018 | S | 1 | D | — | May 17, 2019 | Class A Common Stock | 100 | 1 | I |
| Call Option (right to buy)F2 | $17.50 | Nov 26, 2018 | P | 1 | D | — | Dec 21, 2018 | Class A Common Stock | 100 | 1 | I |
| Call Option (right to buy)F2 | $15.00 | Nov 26, 2018 | P | 1 | D | — | Dec 21, 2018 | Class A Common Stock | 100 | 1 | I |
| Put Option (right to sell)F2 | $15.00 | Nov 26, 2018 | P | 10 | D | — | Jan 18, 2019 | Class A Common Stock | 1,000 | 10 | I |
Explanation of responses
- F1Exercisable by the holder at any time.
- F2Exercisable by the reporting person at any time.