SEC Form 4 · accession 0001214659-18-007337
GREAT SOUTHERN BANCORP, INC. · GSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin R Ausburn
Director
Period of report
Nov 28, 2018
Accepted (ET)
Nov 28, 2018 · 5:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000854560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | holding | — | — | — | 100 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase | $55.00 | Nov 28, 2018 | A | 500 | A | Nov 28, 2020 | Nov 28, 2028 | Common stock | 500 | 500 | D |
| Option to purchase | $55.00 | Nov 28, 2018 | A | 500 | A | Nov 28, 2021 | Nov 28, 2028 | Common stock | 500 | 1,000 | D |
| Option to purchase | $55.00 | Nov 28, 2018 | A | 500 | A | Nov 28, 2022 | Nov 28, 2028 | Common stock | 500 | 1,500 | D |
| Option to purchase | $55.00 | Nov 28, 2018 | A | 500 | A | Nov 28, 2023 | Nov 28, 2028 | Common stock | 500 | 2,000 | D |
| Option to purchaseF1 | $51.40 | holding | — | — | — | — | Mar 15, 2027 | Common Stock | 5,000 | 7,000 | D |
| Option to purchaseF2 | $52.20 | holding | — | — | — | — | Nov 15, 2027 | Common Stock | 2,000 | 9,000 | D |
Explanation of responses
- F11,250 shares vest on 03/15/2019, 03/15/2020, 03/15/2021 and 03/15/2022
- F2500 shares vest on 11/15/2019, 11/15/2020, 11/15/2021 and 11/15/2022