SEC Form 4 · accession 0000915779-18-000103
DAKTRONICS INC /SD/ · DAKT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew John Kurtenbach
Officer — VP of Manufacturing
Period of report
Nov 28, 2018
Accepted (ET)
Nov 28, 2018 · 5:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915779
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2018 | M | 4,347 | $8.29 | A | 205,399 | D | |
| Common Stock | Nov 28, 2018 | M | 6,153 | $8.29 | A | 211,552 | D | |
| Common Stock | Nov 28, 2018 | S | 10,500 | $8.747 | D | 201,052 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF1 | $8.29 | Nov 28, 2018 | M | 4,347 | D | — | Dec 3, 2018 | Common Stock | 4,347 | 0 | D |
| Incentive Stock OptionsF2 | $8.29 | Nov 28, 2018 | M | 6,153 | D | — | Dec 3, 2018 | Common Stock | 6,153 | 0 | D |
Explanation of responses
- F1Non-qualifying Stock Options: 20% vested each year for a total of five years - vesting schedule: 12/04/2009; 12/04/2010; 12/04/2011; 12/04/2012; 12/04/2013
- F2Incentive Stock Options: 20% vested each year for a total of five years - vesting schedule: 12/04/2009; 12/04/2010; 12/04/2011; 12/04/2012; 12/04/2013