SEC Form 4 · accession 0000027996-18-000109
DELUXE CORP · DLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry C McCarthy
Officer — President and CEO · Director
Period of report
Nov 26, 2018
Accepted (ET)
Nov 28, 2018 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000027996
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Nov 26, 2018 | A | 81,766 | A | — | Nov 26, 2021 | Common Stock | 81,766 | 81,766 | D |
| Common Stock OptionF2 | $48.92 | Nov 26, 2018 | A | 235,018 | A | Nov 26, 2019 | Nov 26, 2025 | Common Stock | 235,018 | 235,018 | D |
Explanation of responses
- F1Restricted Stock Units were granted on 11/26/2018 under the Company's Long Term Incentive Plan. The units will vest 20% on the first anniversary, 40% on the second anniversary, and 40% on the third anniversary of the date of grant and be converted into common stock if, subject to certain exceptions, the holder remains in the employ of the Company through such dates.
- F2Options vest 20% on the first anniversary, 40% on the second anniversary, and 40% on the third anniversary of the date of grant if, subject to certain exceptions, the holder remains in the employ of the Company through such dates. Date entered reflects date on which first installment vests(ed).