SEC Form 4 · accession 0001209191-18-060121
GEOSPACE TECHNOLOGIES CORP · GEOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter R. Wheeler
Officer — President & CEO · Director
Period of report
Nov 27, 2018
Accepted (ET)
Nov 28, 2018 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001115
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 27, 2018 | M | 6,000 | $0.00 | A | 88,425 | D | |
| Common Stock | Nov 27, 2018 | A | 10,400 | $0.00 | A | 98,825 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (right to buy)F1 | $8.78 | Nov 27, 2018 | M | 6,000 | D | — | Dec 5, 2018 | Common Stock | 6,000 | 0 | D |
Explanation of responses
- F1The option vested in four equal installments beginning February 5, 2012 and is now fully exercisable.