SEC Form 4 · accession 0001567619-18-007052
TRANSACT TECHNOLOGIES INC · TACT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Graham Y Tanaka
Director
Period of report
Nov 26, 2018
Accepted (ET)
Nov 28, 2018 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001017303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 26, 2018 | M | 7,500 | $4.84 | A | 124,471 | D | |
| Common StockF1 | Nov 26, 2018 | S | 7,500 | $10.51 | D | 116,971 | D | |
| Common StockF2 | Nov 27, 2018 | S | 1,691 | $10.39 | D | 115,280 | D | |
| Common StockF3 | Nov 28, 2018 | S | 4,786 | $10.36 | D | 110,494 | D | |
| Common Stock | holding | — | — | — | 3,015 | I | Custodian for Children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $4.84 | Nov 26, 2018 | M | 7,500 | D | May 28, 2009 | May 28, 2019 | Common Stock | 7,500 | 0 | D |
Explanation of responses
- F1Represents the sale of 7,500 shares in 54 different transactions ranging from $10.50 to $10.55 per share, resulting in a weighted average sale price per share of $10.51. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.
- F2Represents the sale of 1,691 shares in 13 different transactions ranging from $10.35 to $10.49 per share, resulting in a weighted average sale price per share of $10.39. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.
- F3Represents the sale of 4,786 shares in 59 different transactions ranging from $10.35 to $10.43 per share, resulting in a weighted average sale price per share of $10.36. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.