SEC Form 4 · accession 0001209191-18-060119
BADGER METER INC · BMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Beverly L P Smiley
Officer — VP-Controller
Period of report
Nov 27, 2018
Accepted (ET)
Nov 28, 2018 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009092
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 27, 2018 | M | 640 | $18.075 | A | 53,156 | D | |
| Common Stock | Nov 27, 2018 | M | 473 | $25.645 | A | 53,629 | D | |
| Common Stock | Nov 27, 2018 | M | 484 | $27.18 | A | 54,113 | D | |
| Common Stock | Nov 27, 2018 | M | 484 | $28.33 | A | 54,596 | D | |
| Common Stock | Nov 27, 2018 | M | 826 | $33.975 | A | 55,422 | D | |
| Common Stock | Nov 27, 2018 | M | 396 | $36.45 | A | 55,818 | D | |
| Common StockF1 | Nov 27, 2018 | S | 3,302 | $53.5313 | D | 52,516 | D | |
| Common Stock | holding | — | — | — | 12,882 | I | ESSOP | |
| Common Stock | holding | — | — | — | 1,000 | I | Family |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $18.075 | Nov 27, 2018 | M | 640 | D | May 4, 2013 | May 4, 2022 | BMI Common Stock | 640 | 0 | D |
| Stock OptionsF2 | $25.645 | Nov 27, 2018 | M | 473 | D | Mar 1, 2014 | Mar 1, 2023 | BMI Common Stock | 473 | 0 | D |
| Stock OptionsF2 | $27.18 | Nov 27, 2018 | M | 484 | D | Mar 7, 2015 | Mar 7, 2024 | BMI Common Stock | 484 | 483 | D |
| Stock OptionsF2 | $28.33 | Nov 27, 2018 | M | 484 | D | Mar 6, 2016 | Mar 6, 2025 | BMI Common Stock | 484 | 966 | D |
| Stock OptionsF2 | $33.975 | Nov 27, 2018 | M | 826 | D | Mar 4, 2017 | Mar 4, 2026 | BMI Common Stock | 826 | 1,238 | D |
| Stock OptionsF2 | $36.45 | Nov 27, 2018 | M | 396 | D | Mar 3, 2018 | Mar 3, 2027 | BMI Common Stock | 396 | 1,585 | D |
| Stock Options | $48.20 | holding | — | — | — | Mar 2, 2019 | Mar 2, 2028 | BMI Common Stock | 1,540 | 1,540 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. Prices actually received ranged from $53.52 to $53.55. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price for all transactions reported in this Form 4.
- F2Stock Options are granted on a one-for-one basis.