SEC Form 4 · accession 0001214659-18-007356
GREAT SOUTHERN BANCORP, INC. · GSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Bugh
Other
Period of report
Nov 28, 2018
Accepted (ET)
Nov 28, 2018 · 7:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000854560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | holding | — | — | — | 1,790 | D | ||
| Common stockF1 | holding | — | — | — | 1,739 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase | $55.00 | Nov 28, 2018 | A | 875 | A | Nov 28, 2020 | Nov 28, 2028 | Common stock | 875 | 875 | D |
| Option to purchase | $55.00 | Nov 28, 2018 | A | 875 | A | Nov 28, 2021 | Nov 28, 2028 | Common stock | 875 | 1,750 | D |
| Option to purchase | $55.00 | Nov 28, 2018 | A | 875 | A | Nov 28, 2022 | Nov 28, 2028 | Common stock | 875 | 2,625 | D |
| Option to purchase | $55.00 | Nov 28, 2018 | A | 875 | A | Nov 28, 2023 | Nov 28, 2028 | Common stock | 875 | 3,500 | D |
| Option to purchaseF2 | $16.81 | holding | — | — | — | — | Sep 26, 2021 | Common stock | 6,317 | 9,817 | D |
| Option to purchaseF3 | $24.82 | holding | — | — | — | — | Nov 28, 2022 | Common stock | 1,500 | 11,317 | D |
| Option to purchaseF4 | $29.64 | holding | — | — | — | — | Dec 18, 2023 | Common stock | 1,500 | 12,817 | D |
| Common stockF5 | $32.59 | holding | — | — | — | — | Oct 15, 2024 | Common stock | 1,750 | 14,567 | D |
| Common stockF6 | $50.71 | holding | — | — | — | — | Nov 18, 2025 | Common stock | 1,750 | 16,317 | D |
| Common stockF7 | $41.30 | holding | — | — | — | — | Oct 24, 2026 | Common stock | 2,500 | 18,817 | D |
| Option to purchaseF8 | $52.20 | holding | — | — | — | — | Nov 15, 2027 | Common stock | 2,800 | 21,617 | D |
Explanation of responses
- F1Reflects reporting person's holdings of units in Issuer's common stock fund under Issuer's 401(k) plan. Number of shares shown as beneficially owned under the plan represents the approximate equivalent number of shares of Issuer's common stock.
- F22,500 shares vest on 09/26/2013, 09/26/2014, 09/26/2015 and 09/26/2016
- F3375 shares vest on 11/28/2014, 11/28/2015, 11/28/2016 and 11/28/2017
- F4375 shares vest on 12/18/2015, 12/18/2016, 12/18/2017 and 12/18/2018
- F5438 shares vest on 10/15/2016 and 10/15/2017, and 437 shares vest on 10/15/2018 and 10/15/2019
- F6438 shares vest on 11/18/2017 and 11/18/2018, and 437 shares vest on 11/18/2019 and 11/18/2020
- F7625 shares vest on 10/24/2018, 10/24/2019, 10/24/2020 and 10/24/2021
- F8700 shares vest on 11/15/2019, 11/15/2020, 11/15/2021 and 11/15/2022