SEC Form 4 · accession 0001214659-18-007369
GREAT SOUTHERN BANCORP, INC. · GSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph W Turner
Officer — President/CEO · Director · 10% Owner
Period of report
Nov 28, 2018
Accepted (ET)
Nov 29, 2018 · 11:39 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000854560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | holding | — | — | — | 137,682 | D | ||
| Common stockF1 | holding | — | — | — | 13,106 | I | 401(k) Plan | |
| Common stock | holding | — | — | — | 2,478 | I | Spouse | |
| Common stockF2 | holding | — | — | — | 8,700 | I | Children's Trust | |
| Common stock | holding | — | — | — | 369,738 | I | LTD Family Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase | $55.00 | Nov 28, 2018 | A | 1,750 | A | Nov 28, 2020 | Nov 28, 2028 | Common stock | 1,750 | 1,750 | D |
| Option to purchase | $55.00 | Nov 28, 2018 | A | 1,750 | A | Nov 28, 2021 | Nov 28, 2028 | Common stock | 1,750 | 3,500 | D |
| Option to purchase | $55.00 | Nov 28, 2018 | A | 1,750 | A | Nov 28, 2022 | Nov 28, 2028 | Common stock | 1,750 | 5,250 | D |
| Option to purchase | $55.00 | Nov 28, 2018 | A | 1,750 | A | Nov 28, 2023 | Nov 28, 2028 | Common stock | 1,750 | 7,000 | D |
| Option to purchaseF3 | $19.53 | holding | — | — | — | — | Nov 16, 2021 | Common stock | 6,000 | 13,000 | D |
| Option to purchaseF4 | $24.82 | holding | — | — | — | — | Nov 28, 2022 | Common stock | 6,000 | 19,000 | D |
| Option to purchaseF5 | $29.64 | holding | — | — | — | — | Dec 18, 2023 | Common stock | 6,000 | 25,000 | D |
| Option to purchaseF6 | $32.59 | holding | — | — | — | — | Oct 15, 2024 | Common stock | 6,000 | 31,000 | D |
| Option to purchaseF7 | $50.71 | holding | — | — | — | — | Nov 18, 2025 | Common Stock | 6,000 | 37,000 | D |
| Option to purchaseF8 | $41.30 | holding | — | — | — | — | Oct 24, 2026 | Common Stock | 6,000 | 43,000 | D |
| Option to purchaseF9 | $52.20 | holding | — | — | — | — | Nov 15, 2027 | Common Stock | 6,000 | 49,000 | D |
Explanation of responses
- F1Reflects reporting person's holdings of units in Issuer's common stock fund under Issuer's 401(k) plan. Number of shares shown as beneficially owned under the plan represents the approximate equivalent number of shares of Issuer's common stock.
- F2The reporting person no longer has a reportable beneficial interest in 1,700 shares of the Issuer's common stock owned by the reporting person's children and included in the reporting person's prior ownership reports.
- F31,500 shares vest on 11/16/2013, 11/16/2014, 11/16/2015 and 11/16/2016
- F41,500 shares vest on 11/28/2014, 11/28/2015, 11/28/2016 and 11/28/2017
- F51,500 shares vest on 12/18/2015, 12/18/2016, 12/18/2017 and 12/18/2018
- F61,500 shares vest on 10/15/2016, 10/15/2017, 10/15/2018 and 10/15/2019
- F71,500 shares vest on 11/18/2017, 11/18/2018, 11/18/2019 and 11/18/2020
- F81,500 shares vest on 10/24/2018, 10/24/2019, 10/24/2020 and 10/24/2021
- F91,500 shares vest on 11/15/2019, 11/15/2020, 11/15/2021 and 11/15/2022