Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Oct 2, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

501 filings · trading day Oct 2, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Sep 27, 2018 PSForm 4 →	Oct 1, 4:41 pm EDT	SONIC AUTOMOTIVE INCSAH	Bryan Scott Smith10% Owner	1,953,750	$21.44	$41,888,400	9,858,125	—
Sep 27, 2018 PForm 4 →	Oct 1, 4:42 pm EDT	SONIC AUTOMOTIVE INCSAH	O Bruton SmithExecutive Chairman, Director, 10% Owner	976,875	$21.44	$20,944,200	9,858,125	—
Sep 27, 2018 PForm 4 →	Oct 1, 5:11 pm EDT	SONIC AUTOMOTIVE INCSAH	SONIC FINANCIAL CORP10% Owner	976,875	$21.44	$20,944,200	9,858,125	—
Sep 27, 2018 PForm 4 →	Oct 1, 5:31 pm EDT	SONIC AUTOMOTIVE INCSAH	Marcus G Smith10% Owner	976,875	$21.44	$20,944,200	9,858,125	—
Sep 27, 2018 PForm 4 →	Oct 1, 6:12 pm EDT	SONIC AUTOMOTIVE INCSAH	David Bruton SmithChief Executive Officer, Director, 10% Owner	976,875	$21.44	$20,944,200	9,858,125	—
Sep 28, 2018 SForm 4 →	Oct 1, 4:59 pm EDT	Rosehill Resources Inc.ROSEW	K2 PRINCIPAL FUND, L.P. +510% Owner	300,000	$1.00	$300,300	864,548	—
Sep 28, 2010 AMForm 4 →	Oct 2, 2018, 12:37 pm EDT	LEE ENTERPRISES, INCLEE ENT	Michael R GulledgeVice President Publishing	65,215	$2.10	$136,914	0	—	late
Sep 28, 2018 AForm 4 →	Oct 1, 4:11 pm EDT	INTERNATIONAL BUSINESS MACHINES CORPIBM	Michael L EskewDirector	637	$151.21	$96,321	30,335	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:12 pm EDT	INTERNATIONAL BUSINESS MACHINES CORPIBM	Shirley A JacksonDirector	571	$151.21	$86,341	27,245	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:13 pm EDT	INTERNATIONAL BUSINESS MACHINES CORPIBM	Sidney TaurelDirector	571	$151.21	$86,341	33,726	—
Sep 28, 2018 AForm 4 →	Oct 2, 11:22 am EDT	HUMANA INCHUM	Kurt J HilzingerDirector	254	$336.65	$85,509	8,059	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:11 pm EDT	INTERNATIONAL BUSINESS MACHINES CORPIBM	Kenneth I ChenaultDirector	538	$151.21	$81,351	33,934	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:11 pm EDT	INTERNATIONAL BUSINESS MACHINES CORPIBM	Alex GorskyDirector	538	$151.21	$81,351	8,565	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:12 pm EDT	INTERNATIONAL BUSINESS MACHINES CORPIBM	Andrew N LiverisDirector	538	$151.21	$81,351	16,375	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:12 pm EDT	INTERNATIONAL BUSINESS MACHINES CORPIBM	Hutham S OlayanDirector	538	$151.21	$81,351	5,755	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:12 pm EDT	INTERNATIONAL BUSINESS MACHINES CORPIBM	James W OwensDirector	538	$151.21	$81,351	21,674	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:14 pm EDT	INTERNATIONAL BUSINESS MACHINES CORPIBM	Peter R. VoserDirector	538	$151.21	$81,351	7,992	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:15 pm EDT	INTERNATIONAL BUSINESS MACHINES CORPIBM	Frederick H WaddellDirector	538	$151.21	$81,351	2,014	—
Oct 1, 2018 AForm 4 →	Oct 2, 3:40 pm EDT	UNITIL CORPUTL	Albert H Elfner IIIDirector	1,611	$49.63	$79,954	9,643	—
Sep 30, 2018 AForm 4 →	Oct 2, 2:59 pm EDT	TEXTRON INCTXT	Lloyd G TrotterDirector	1,047	$68.22	$71,456	94,246	—
Sep 30, 2018 AForm 4 →	Oct 2, 10:19 am EDT	TEXTRON INCTXT	Ralph D HeathDirector	1,010	$68.22	$68,889	7,979	—
Sep 30, 2018 AForm 4 →	Oct 2, 2:37 pm EDT	Resolute Forest Products Inc.RFP	Bradley MartinDirector	4,513	$13.71	$61,873	166,418	—
Oct 1, 2018 AForm 4 →	Oct 2, 3:18 pm EDT	UNITIL CORPUTL	Robert V AntonucciDirector	1,208	$49.63	$59,953	8,146	—
Oct 1, 2018 AForm 4 →	Oct 2, 3:32 pm EDT	UNITIL CORPUTL	David P BrownellDirector	1,208	$49.63	$59,953	9,240	—
Oct 1, 2018 AForm 4 →	Oct 2, 3:36 pm EDT	UNITIL CORPUTL	Lisa CrutchfieldDirector	1,208	$49.63	$59,953	8,146	—
Oct 1, 2018 AForm 4 →	Oct 2, 3:44 pm EDT	UNITIL CORPUTL	Edward F GodfreyDirector	1,208	$49.63	$59,953	8,146	—
Oct 1, 2018 AForm 4 →	Oct 2, 3:47 pm EDT	UNITIL CORPUTL	Michael B GreenDirector	1,208	$49.63	$59,953	9,240	—
Oct 1, 2018 AForm 4 →	Oct 2, 3:51 pm EDT	UNITIL CORPUTL	Eben S MoultonDirector	1,208	$49.63	$59,953	9,240	—
Oct 1, 2018 AForm 4 →	Oct 2, 3:55 pm EDT	UNITIL CORPUTL	M Brian OshaughnessyDirector	1,208	$49.63	$59,953	9,240	—
Oct 1, 2018 AForm 4 →	Oct 2, 3:58 pm EDT	UNITIL CORPUTL	David A WhiteleyDirector	1,208	$49.63	$59,953	8,146	—
Oct 1, 2018 AForm 4 →	Oct 2, 12:50 pm EDT	DOLLAR TREE INCDLTR	Thomas A SaundersDirector	2,165	$27.14	$58,749	2,165	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:14 pm EDT	CORNING INC /NYGLW	Robert F Cummings Jr.Director	1,599	$35.30	$56,445	99,804	—
Sep 28, 2018 AForm 4 →	Oct 2, 7:56 am EDT	SCHWEITZER MAUDUIT INTERNATIONAL INCSWM	Anderson Davis WarlickDirector	1,394	$38.31	$53,404	29,852	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:11 pm EDT	INTERNATIONAL BUSINESS MACHINES CORPIBM	David N FarrDirector	323	$151.21	$48,841	7,582	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:12 pm EDT	INTERNATIONAL BUSINESS MACHINES CORPIBM	Joseph SwedishDirector	323	$151.21	$48,841	1,209	—
Sep 27, 2018 AForm 4 →	Oct 1, 4:36 pm EDT	PUBLIC SERVICE ENTERPRISE GROUP INCPEG	Thomas A RenyiDirector	952	$51.21	$48,750	62,999	—
Sep 28, 2018 AForm 4 →	Oct 2, 7:50 am EDT	SCHWEITZER MAUDUIT INTERNATIONAL INCSWM	Jeffrey KeenanDirector	1,270	$38.31	$48,654	12,861	—
Sep 30, 2018 AForm 4 →	Oct 2, 2:19 pm EDT	HASBRO INCHAS	Lisa GershDirector	461	$105.12	$48,460	20,632	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:19 pm EDT	PFIZER INCPFE	Shantanu NarayenDirector	1,064	$44.07	$46,875	57,533	—
Sep 30, 2018 AForm 4 →	Oct 2, 1:54 pm EDT	GIBRALTAR INDUSTRIES, INC.ROCK	Frank HeardPresident and CEO, Director	1,601	$43.25	$46,154	123,295	—
Sep 30, 2018 JForm 4 →	Oct 2, 1:37 pm EDT	E.W. SCRIPPS CoSSP	Richard A BoehneDirector	2,742	$16.50	$45,237	9,774	—
Oct 1, 2018 AForm 4 →	Oct 2, 12:49 pm EDT	PPG INDUSTRIES INCPPG	Hugh GrantDirector	410	$109.75	$45,000	66,946	—
Sep 28, 2018 PForm 4 →	Oct 1, 5:47 pm EDT	FlexShopper, Inc.FPAY	Ravi RadhakrishnanChief Risk Officer	195,000	$0.30	$45,000	195,000	—
Sep 30, 2018 AForm 4 →	Oct 2, 2:27 pm EDT	HASBRO INCHAS	Richard S StoddartDirector	419	$105.12	$44,045	8,118	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:19 pm EDT	PFIZER INCPFE	Joseph EchevarriaDirector	979	$44.07	$43,125	36,956	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:29 pm EDT	CATERPILLAR INCCAT	Miles D WhiteDirector	280	$151.74	$42,487	8,795	—
Sep 30, 2018 AForm 4 →	Oct 2, 2:32 pm EDT	HASBRO INCHAS	Linda Kay ZecherDirector	402	$105.12	$42,258	7,371	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:19 pm EDT	PFIZER INCPFE	James C SmithDirector	950	$44.07	$41,875	49,312	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:13 pm EDT	CORNING INC /NYGLW	John A Canning Jr.Director	1,185	$35.30	$41,831	38,964	—
Sep 28, 2018 AForm 4 →	Oct 2, 3:41 pm EDT	Philip Morris International Inc.PM	Jun MakiharaDirector	490	$81.68	$40,023	7,436	—
Sep 28, 2018 AForm 4 →	Oct 2, 8:14 am EDT	LOWES COMPANIES INCLOW	Richard W DreilingDirector	348	$114.82	$40,000	9,354	—
Sep 30, 2018 AForm 4 →	Oct 2, 2:47 pm EDT	TEXTRON INCTXT	Paul E GagneDirector	581	$68.22	$39,647	107,947	—
Sep 30, 2018 AForm 4 →	Oct 1, 5:52 pm EDT	EXELON CorpEXC	Ann C BerzinDirector	905	$43.66	$39,512	24,623	—
Sep 30, 2018 AForm 4 →	Oct 1, 4:03 pm EDT	AMERICAN ELECTRIC POWER CO INCAEP	Linda GoodspeedDirector	556	$70.88	$39,375	21,181	—
Sep 30, 2018 AForm 4 →	Oct 1, 4:06 pm EDT	AMERICAN ELECTRIC POWER CO INCAEP	Thomas E HoaglinDirector	556	$70.88	$39,375	16,371	—
Sep 30, 2018 AForm 4 →	Oct 1, 4:09 pm EDT	AMERICAN ELECTRIC POWER CO INCAEP	Sandra Beach LinDirector	556	$70.88	$39,375	2,843	—
Sep 30, 2018 AForm 4 →	Oct 1, 4:12 pm EDT	AMERICAN ELECTRIC POWER CO INCAEP	Richard C NotebaertDirector	556	$70.88	$39,375	5,979	—
Sep 30, 2018 AForm 4 →	Oct 1, 4:18 pm EDT	AMERICAN ELECTRIC POWER CO INCAEP	Lionel L Nowell IIIDirector	556	$70.88	$39,375	7,366	—
Sep 30, 2018 AForm 4 →	Oct 1, 4:20 pm EDT	AMERICAN ELECTRIC POWER CO INCAEP	Stephen S RasmussenDirector	556	$70.88	$39,375	2,843	—
Sep 30, 2018 AForm 4 →	Oct 1, 4:24 pm EDT	AMERICAN ELECTRIC POWER CO INCAEP	Oliver G Richard IIIDirector	556	$70.88	$39,375	1,713	—
Sep 30, 2018 AForm 4 →	Oct 1, 4:26 pm EDT	AMERICAN ELECTRIC POWER CO INCAEP	Sara Martinez TuckerDirector	556	$70.88	$39,375	12,724	—
Sep 30, 2018 AForm 4 →	Oct 2, 3:08 pm EDT	TEXTRON INCTXT	James L ZiemerDirector	577	$68.22	$39,345	72,430	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:11 pm EDT	CORNING INC /NYGLW	Donald W BlairDirector	1,105	$35.30	$39,006	25,855	—
Sep 30, 2018 AForm 4 →	Oct 1, 4:55 pm EDT	KROGER COKR	Ronald SargentDirector	1,325	$28.78	$38,124	47,701	—
Sep 28, 2018 AForm 4 →	Oct 2, 7:49 am EDT	SCHWEITZER MAUDUIT INTERNATIONAL INCSWM	K C CaldabaughDirector	988	$38.31	$37,850	39,762	—
Sep 30, 2018 AForm 4 →	Oct 2, 3:25 pm EDT	ALLEGHANY CORP /DEY	Weston M HicksPresident and CEO, Director	58	$649.09	$37,717	993	—
Sep 30, 2018 AForm 4 →	Oct 2, 3:32 pm EDT	TEXTRON INCTXT	Maria T ZuberDirector	551	$68.22	$37,587	4,878	—
Sep 28, 2018 AForm 4 →	Oct 2, 3:49 pm EDT	Philip Morris International Inc.PM	Lucio A NotoDirector	460	$81.68	$37,573	95,138	—
Oct 1, 2018 JForm 4 →	Oct 1, 7:07 pm EDT	PACCAR INCPCAR	Charles R WilliamsonDirector	543	$69.00	$37,500	41,810	—
Oct 1, 2018 AForm 4 →	Oct 2, 12:48 pm EDT	PPG INDUSTRIES INCPPG	Victoria F HaynesDirector	342	$109.75	$37,500	43,344	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:27 pm EDT	CATERPILLAR INCCAT	David L CalhounDirector	247	$151.74	$37,480	13,105	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:28 pm EDT	CATERPILLAR INCCAT	Juan GallardoDirector	247	$151.74	$37,480	29,013	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:28 pm EDT	CATERPILLAR INCCAT	Debra L ReedDirector	247	$151.74	$37,480	5,479	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:28 pm EDT	CATERPILLAR INCCAT	Susan C SchwabDirector	247	$151.74	$37,480	11,950	—
Sep 30, 2018 AForm 4 →	Oct 1, 5:56 pm EDT	EXELON CorpEXC	Robert J LawlessDirector	830	$43.66	$36,238	23,563	—
Sep 30, 2018 AForm 4 →	Oct 2, 2:41 pm EDT	TEXTRON INCTXT	Lawrence K FishDirector	523	$68.22	$35,675	96,781	—
Sep 30, 2018 AForm 4 →	Oct 2, 9:47 am EDT	TEXTRON INCTXT	R Kerry ClarkDirector	518	$68.22	$35,315	78,782	—
Sep 30, 2018 AForm 4 →	Oct 2, 9:41 am EDT	TEXTRON INCTXT	Kathleen M BaderDirector	512	$68.22	$34,941	60,065	—
Sep 30, 2018 AForm 4 →	Oct 2, 2:15 pm EDT	HASBRO INCHAS	Sir Crispin DavisDirector	329	$105.12	$34,584	3,921	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:19 pm EDT	PFIZER INCPFE	James M KiltsDirector	780	$44.07	$34,375	156,145	—
Sep 30, 2018 AForm 4 →	Oct 2, 9:57 am EDT	TEXTRON INCTXT	James T ConwayDirector	501	$68.22	$34,210	23,509	—
Oct 1, 2018 MForm 4 →	Oct 2, 12:58 pm EDT	FULLER H B COFUL	Patrick M. KivitsSenior VP, EIMEA	647	$52.64	$34,058	0	—
Sep 30, 2018 AForm 4 →	Oct 2, 10:48 am EDT	Midland States Bancorp, Inc.MSBI	Robert F. SchultzDirector	1,060	$32.10	$34,011	54,801	—
Sep 30, 2018 AForm 4 →	Oct 2, 2:07 pm EDT	AbbVie Inc.ABBV	Edward J RappDirector	359	$94.58	$33,954	13,780	—
Sep 30, 2018 AForm 4 →	Oct 2, 2:53 pm EDT	TEXTRON INCTXT	Deborah L JamesDirector	495	$68.22	$33,795	2,748	—
Sep 30, 2018 AForm 4 →	Oct 2, 11:49 am EDT	MCDONALDS CORPMCD	Jeanne P JacksonDirector	202	$167.29	$33,751	69,034	—
Oct 1, 2018 AForm 4 →	Oct 2, 12:51 pm EDT	PPG INDUSTRIES INCPPG	John V FaraciDirector	308	$109.75	$33,750	14,264	—
Oct 1, 2018 AForm 4 →	Oct 2, 12:52 pm EDT	PPG INDUSTRIES INCPPG	Stephen F AngelDirector	308	$109.75	$33,750	26,458	—
Oct 1, 2018 AForm 4 →	Oct 2, 2:23 pm EDT	FRANKLIN RESOURCES INCBEN	Peter K BarkerDirector	1,107	$30.49	$33,750	18,812	—
Sep 30, 2018 AMForm 4 →	Oct 2, 3:14 pm EDT	Domtar CORPUFS	Brian M LevittDirector	1,157	$52.17	$33,500	2,283	—
Sep 30, 2018 AMForm 4 →	Oct 2, 3:15 pm EDT	Domtar CORPUFS	Pamela B StrobelDirector	1,157	$52.17	$33,500	2,283	—
Sep 30, 2018 AMForm 4 →	Oct 2, 3:15 pm EDT	Domtar CORPUFS	Denis TurcotteDirector	1,157	$52.17	$33,500	2,283	—
Sep 30, 2018 AForm 4 →	Oct 2, 1:47 pm EDT	NAVISTAR INTERNATIONAL CORPNAV	Dennis SuskindDirector	844	$38.50	$32,500	844	—
Sep 30, 2018 AForm 4 →	Oct 2, 2:06 pm EDT	AbbVie Inc.ABBV	Edward M LiddyDirector	343	$94.58	$32,441	21,190	—
Sep 28, 2018 PForm 4 →	Oct 2, 3:18 pm EDT	Spirit of Texas Bancshares, Inc.STXB	Thomas C. SooyDirector	1,500	$21.59	$32,385	24,250	—	amended
Sep 30, 2018 AForm 4 →	Oct 2, 2:23 pm EDT	HASBRO INCHAS	Edward M PhilipDirector	301	$105.12	$31,641	50,545	—
Sep 28, 2018 AForm 4 →	Oct 2, 3:33 pm EDT	Philip Morris International Inc.PM	Massimo FerragamoDirector	383	$81.68	$31,283	2,450	—
Sep 30, 2018 AForm 4 →	Oct 1, 5:58 pm EDT	EXELON CorpEXC	Stephen D SteinourDirector	716	$43.66	$31,261	44,190	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:15 pm EDT	INTEL CORPINTC	Frank D YearyDirector	661	$47.29	$31,250	5,632	—
Sep 28, 2018 AForm 4 →	Oct 2, 7:55 am EDT	SCHWEITZER MAUDUIT INTERNATIONAL INCSWM	John RogersDirector	809	$38.31	$30,993	23,597	—
Sep 30, 2018 AForm 4 →	Oct 2, 10:42 am EDT	Midland States Bancorp, Inc.MSBI	John M SchultzDirector	952	$32.10	$30,550	59,205	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:12 pm EDT	CORNING INC /NYGLW	Stephanie BurnsDirector	863	$35.30	$30,464	10,642	—
Sep 28, 2018 AForm 4 →	Oct 1, 5:24 pm EDT	Univar Inc.UNVR	Christopher D PappasDirector	938	$30.66	$28,759	6,275	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:26 pm EDT	CORNING INC /NYGLW	Deborah A HenrettaDirector	797	$35.30	$28,134	22,656	—
Sep 28, 2018 XForm 4 →	Oct 2, 12:17 pm EDT	FULLNET COMMUNICATIONS INCFULO	Roger P BareselCEO, CFO, Director, 10% Owner	700,000	$0.04	$28,000	0	—
Sep 28, 2018 XForm 4 →	Oct 2, 12:43 pm EDT	FULLNET COMMUNICATIONS INCFULO	Jason C AyersPresident, Director, 10% Owner	700,000	$0.04	$28,000	0	—
Sep 30, 2018 AForm 4 →	Oct 1, 5:44 pm EDT	Mueller Water Products, Inc.MWA	Michael T TokarzDirector	2,433	$11.51	$28,000	155,106	—
Sep 28, 2018 AForm 4 →	Oct 2, 2:16 pm EDT	ALTRIA GROUP, INC.MO	Ennis Debra J KellyDirector	454	$60.61	$27,519	14,475	—
Sep 30, 2018 AForm 4 →	Oct 2, 11:39 am EDT	MCDONALDS CORPMCD	Lloyd H DeanDirector	164	$167.29	$27,501	4,551	—
Oct 1, 2018 JForm 4 →	Oct 1, 7:09 pm EDT	PACCAR INCPCAR	Beth FordDirector	399	$69.00	$27,500	7,807	—
Sep 28, 2018 AForm 4 →	Oct 2, 8:18 am EDT	LOWES COMPANIES INCLOW	Eric C WisemanDirector	240	$114.82	$27,500	11,469	—
Sep 30, 2018 AForm 4 →	Oct 2, 2:03 pm EDT	NCR CORPNCR	Richard L ClemmerDirector	960	$28.41	$27,274	960	—
Sep 30, 2018 AForm 4 →	Oct 2, 10:15 am EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	Maura A. MarkusDirector	207	$131.95	$27,250	5,069	—
Sep 28, 2018 AForm 4 →	Oct 2, 8:11 am EDT	LOWES COMPANIES INCLOW	Angela F BralyDirector	229	$114.82	$26,250	6,603	—
Sep 30, 2018 AForm 4 →	Oct 2, 3:16 pm EDT	CABOT CORPCBT	Sean D KeohanePresident and CEO, Director	408	$62.72	$25,577	18,024	—
Sep 30, 2018 AForm 4 →	Oct 2, 3:22 pm EDT	ALLEGHANY CORP /DEY	John Langton Sennott Jr.SVP, Chief Financial Officer	39	$649.09	$25,267	1,013	—
Sep 28, 2018 AForm 4 →	Oct 2, 1:01 pm EDT	WEST PHARMACEUTICAL SERVICES INCWST	Mark A ButhmanDirector	203	$123.74	$25,119	9,687	—
Sep 28, 2018 AForm 4 →	Oct 2, 1:02 pm EDT	WEST PHARMACEUTICAL SERVICES INCWST	Douglas A MichelsDirector	203	$123.74	$25,119	12,743	—
Oct 1, 2018 AForm 4 →	Oct 2, 11:35 am EDT	ACCO BRANDS CorpACCO	Hans Michael NorkusDirector	2,245	$11.14	$25,009	25,312	—
Sep 30, 2018 AForm 4 →	Oct 1, 4:46 pm EDT	APOGEE ENTERPRISES, INC.APOG	Jerome L DavisDirector	605	$41.32	$24,999	7,160	—
Sep 30, 2018 AForm 4 →	Oct 1, 4:23 pm EDT	Worldpay, Inc.WP	Jeffrey E StieflerDirector	246	$101.27	$24,912	59,136	—
Sep 30, 2018 AForm 4 →	Oct 1, 4:26 pm EDT	Worldpay, Inc.WP	Boon SIMDirector	246	$101.27	$24,912	10,427	—
Sep 28, 2018 AForm 4 →	Oct 2, 7:43 am EDT	SCHWEITZER MAUDUIT INTERNATIONAL INCSWM	Claire L ArnoldDirector	645	$38.31	$24,710	58,230	—
Oct 1, 2018 AForm 4 →	Oct 2, 2:26 pm EDT	FRANKLIN RESOURCES INCBEN	Mark C PigottDirector	779	$30.49	$23,750	44,175	—
Sep 28, 2018 AForm 4 →	Oct 2, 8:08 am EDT	LOWES COMPANIES INCLOW	David H BatchelderDirector	196	$114.82	$22,500	691	—
Sep 28, 2018 AForm 4 →	Oct 2, 8:16 am EDT	LOWES COMPANIES INCLOW	Brian C RogersDirector	196	$114.82	$22,500	433	—
Sep 30, 2018 AForm 4 →	Oct 2, 1:54 pm EDT	GIBRALTAR INDUSTRIES, INC.ROCK	Timothy F. MurphySenior VP and CFO	780	$43.25	$22,500	20,641	—
Sep 30, 2018 AForm 4 →	Oct 1, 4:47 pm EDT	APOGEE ENTERPRISES, INC.APOG	Donald A NolanDirector	540	$41.32	$22,313	7,160	—
Sep 28, 2018 AForm 4 →	Oct 2, 7:52 am EDT	SCHWEITZER MAUDUIT INTERNATIONAL INCSWM	Kimberly E RitrieviDirector	567	$38.31	$21,722	1,790	—
Sep 28, 2018 AForm 4 →	Oct 2, 9:37 am EDT	QEP RESOURCES, INC.QEP	Myles W ScogginsDirector	1,877	$11.32	$21,250	162,397	—
Sep 30, 2018 AForm 4 →	Oct 2, 2:36 pm EDT	Resolute Forest Products Inc.RFP	Randall C BensonDirector	1,504	$13.71	$20,620	16,949	—
Sep 30, 2018 AForm 4 →	Oct 2, 10:06 am EDT	ATLANTIC POWER CORPAT	Irving Russell GersteinDirector	9,535	$2.16	$20,596	139,200	—
Sep 28, 2018 AForm 4 →	Oct 2, 12:03 pm EDT	HUMANA INCHUM	William J. McDonaldDirector	60	$336.65	$20,199	9,701	—
Sep 28, 2018 AForm 4 →	Oct 2, 1:17 pm EDT	WEST PHARMACEUTICAL SERVICES INCWST	Deborah L KellerDirector	162	$123.74	$20,046	1,072	—
Sep 30, 2018 AForm 4 →	Oct 2, 10:46 am EDT	Midland States Bancorp, Inc.MSBI	Jerry L. McDanielDirector	589	$32.10	$18,917	21,235	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:27 pm EDT	CATERPILLAR INCCAT	Kelly AyotteDirector	124	$151.74	$18,816	613	—
Sep 28, 2018 AForm 4 →	Oct 1, 5:39 pm EDT	AVON PRODUCTS INCAVP	Jose ArmarioDirector	8,307	$2.26	$18,750	67,157	—
Sep 28, 2018 AForm 4 →	Oct 1, 8:32 pm EDT	SONOCO PRODUCTS COSON	Robert C TiedePresident & CEO	325	$55.50	$18,026	33,084	—
Sep 30, 2018 AForm 4 →	Oct 2, 10:47 am EDT	Midland States Bancorp, Inc.MSBI	Richard T RamosDirector	559	$32.10	$17,952	22,501	—
Oct 1, 2018 AForm 4 →	Oct 2, 11:18 am EDT	PEOPLES BANCORP INCPEBO	David F DierkerDirector	508	$35.03	$17,795	9,454	—
Sep 30, 2018 AForm 4 →	Oct 2, 10:05 am EDT	ATLANTIC POWER CORPAT	R Foster DuncanDirector	7,802	$2.16	$16,852	171,103	—
Oct 1, 2018 AForm 4 →	Oct 2, 11:19 am EDT	PEOPLES BANCORP INCPEBO	James S. HugginsDirector	479	$35.03	$16,779	6,036	—
Sep 30, 2018 AForm 4 →	Oct 2, 10:45 am EDT	Midland States Bancorp, Inc.MSBI	Dwight A MillerDirector	509	$32.10	$16,325	15,054	—
Sep 30, 2018 AForm 4 →	Oct 2, 10:05 am EDT	ATLANTIC POWER CORPAT	Gilbert Samuel PalterDirector	7,513	$2.16	$16,228	86,720	—
Sep 30, 2018 AForm 4 →	Oct 2, 10:05 am EDT	ATLANTIC POWER CORPAT	Kevin HowellDirector	7,513	$2.16	$16,228	100,898	—
Oct 1, 2018 AForm 4 →	Oct 2, 11:17 am EDT	PEOPLES BANCORP INCPEBO	Tara AbrahamDirector	459	$35.03	$16,079	7,910	—
Sep 30, 2018 AForm 4 →	Oct 1, 7:37 pm EDT	IROBOT CORPIRBT	Mohamad AliDirector	142	$109.92	$15,625	3,041	—
Sep 29, 2018 XForm 4 →	Oct 1, 5:42 pm EDT	NEW JERSEY MINING CONJMC	Robert John MorganVP Exploration	100,000	$0.15	$15,000	125,000	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:16 pm EDT	CORNING INC /NYGLW	Kurt M LandgrafDirector	418	$35.30	$14,755	82,212	—
Aug 15, 2018 AForm 4 →	Oct 1, 4:26 pm EDT	INDEPENDENT BANK CORP /MI/IBCP	Michael J CokDirector	622	$23.69	$14,723	3,777	—	late
Sep 28, 2018 XForm 4 →	Oct 2, 1:00 pm EDT	FULLNET COMMUNICATIONS INCFULO	Timothy J KilkennyChairman of the Board, Director, 10% Owner	350,000	$0.04	$14,000	0	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:07 pm EDT	CONOCOPHILLIPSCOP	Harald J NorvikDirector	179	$78.00	$13,962	76,397	—
Sep 28, 2018 AForm 4 →	Oct 2, 2:08 pm EDT	ALTRIA GROUP, INC.MO	Thomas F Farrell IIDirector	227	$60.61	$13,760	30,449	—
Sep 28, 2018 AForm 4 →	Oct 2, 2:12 pm EDT	ALTRIA GROUP, INC.MO	Mark NewmanDirector	227	$60.61	$13,760	709	—
Sep 28, 2018 AForm 4 →	Oct 2, 12:18 pm EDT	CARPENTER TECHNOLOGY CORPCRS	Kathleen LigockiDirector	233	$58.95	$13,750	2,830	—
Sep 28, 2018 AForm 4 →	Oct 2, 10:23 am EDT	FBL FINANCIAL GROUP INCFFG	Paul A. JufferDirector	183	$75.25	$13,750	1,163	—
Sep 28, 2018 AForm 4 →	Oct 2, 3:59 pm EDT	Fidelity National Financial, Inc.FNF	Douglas K AmmermanDirector	333	$39.35	$13,116	14,053	—
Oct 1, 2018 AForm 4 →	Oct 2, 12:47 pm EDT	DOLLAR TREE INCDLTR	Jeffrey G NaylorDirector	460	$27.14	$12,483	460	—
Sep 30, 2018 AForm 4 →	Oct 2, 2:36 pm EDT	Resolute Forest Products Inc.RFP	Richard D FalconerDirector	903	$13.71	$12,380	27,632	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:04 pm EDT	CONOCOPHILLIPSCOP	John V FaraciDirector	158	$78.00	$12,324	22,905	—
Sep 30, 2018 AForm 4 →	Oct 2, 1:49 pm EDT	NAVISTAR INTERNATIONAL CORPNAV	Daniel A NinivaggiDirector	312	$38.50	$12,000	312	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:06 pm EDT	CONOCOPHILLIPSCOP	Robert A NiblockDirector	150	$78.00	$11,700	46,138	—
Oct 1, 2018 AForm 4 →	Oct 2, 10:18 am EDT	BADGER METER INCBMI	Todd A. AdamsDirector	219	$52.95	$11,583	5,090	—
Sep 28, 2018 AForm 4 →	Oct 2, 8:13 am EDT	LOWES COMPANIES INCLOW	Laurie Z DouglasDirector	98	$114.82	$11,250	1,908	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:05 pm EDT	CONOCOPHILLIPSCOP	Jeffrey A JoerresDirector	139	$78.00	$10,842	437	—
Sep 28, 2018 AForm 4 →	Oct 1, 7:14 pm EDT	Fidelity National Information Services, Inc.FIS	David K HuntDirector	96	$109.07	$10,425	32,674	—
Sep 28, 2018 AForm 4 →	Oct 1, 5:49 pm EDT	Voya Financial, Inc.VOYA	Ruth Ann M GillisDirector	209	$49.67	$10,378	1,521	—
Sep 17, 2018 AJForm 4 →	Oct 1, 4:25 pm EDT	KELLOGG COK	Steven A CahillaneChairman, Pres. & CEO/Trustee, Director, 10% Owner	145	$70.60	$10,256	2,673	—	late
Sep 28, 2018 PForm 4 →	Oct 1, 5:40 pm EDT	FlexShopper, Inc.FPAY	Brad Mitchell BernsteinCEO, Director	61,500	$0.27	$9,855	61,500	—
Oct 1, 2018 AForm 4 →	Oct 2, 3:05 pm EDT	SAUL CENTERS INCBFS	George Patrick Clancy Jr.Director	181	$54.39	$9,850	4,568	—
Sep 30, 2018 AForm 4 →	Oct 2, 10:49 am EDT	Midland States Bancorp, Inc.MSBI	Deborah A GoldenDirector	300	$32.10	$9,621	4,261	—
Sep 30, 2018 AForm 4 →	Oct 2, 10:50 am EDT	Midland States Bancorp, Inc.MSBI	Jeffrey M McDonnellDirector	297	$32.10	$9,524	3,813	—
Sep 30, 2018 AForm 4 →	Oct 1, 4:43 pm EDT	APOGEE ENTERPRISES, INC.APOG	Bernard P AldrichDirector	185	$41.32	$7,644	48,802	—
Sep 28, 2018 AForm 4 →	Oct 2, 11:41 am EDT	YIELD10 BIOSCIENCE, INC.YTEN	Joseph H ShaulsonDirector	5,621	$1.33	$7,476	5,621	—
Oct 1, 2018 PForm 4 →	Oct 1, 4:15 pm EDT	UNITED BANKSHARES INC/WVUBSI	P Clinton WinterDirector	207	$35.95	$7,442	21,439	—
Aug 15, 2018 AForm 4 →	Oct 1, 4:59 pm EDT	INDEPENDENT BANK CORP /MI/IBCP	Stephen L Gulis Jr.Director	286	$24.95	$7,133	47,839	—	late
Sep 28, 2018 AForm 4 →	Oct 1, 7:12 pm EDT	Fidelity National Information Services, Inc.FIS	Keith W HughesDirector	65	$109.07	$7,082	22,197	—
Sep 30, 2018 AForm 4 →	Oct 2, 3:14 pm EDT	CABOT CORPCBT	Brian A BerubeSVP, General Counsel	111	$62.72	$6,937	17,355	—
Sep 30, 2018 AForm 4 →	Oct 2, 2:07 pm EDT	AbbVie Inc.ABBV	Robert J AlpernDirector	72	$94.58	$6,810	6,082	—
Oct 1, 2018 AForm 4 →	Oct 2, 11:20 am EDT	PEOPLES BANCORP INCPEBO	Susan D. RectorDirector	177	$35.03	$6,200	511	—
Oct 1, 2018 AForm 4 →	Oct 2, 3:04 pm EDT	SAUL CENTERS INCBFS	John E ChapotonDirector	114	$54.39	$6,200	14,241	—
Oct 1, 2018 AForm 4 →	Oct 2, 3:14 pm EDT	SAUL CENTERS INCBFS	B Francis Saul IIChief Executive Officer, Director, 10% Owner	114	$54.39	$6,200	31,115	—
Sep 30, 2018 AForm 4 →	Oct 2, 1:59 pm EDT	INSIGNIA SYSTEMS INC/MNISIG	Jacob J BerningDirector	3,179	$1.73	$5,500	3,179	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:59 pm EDT	SOUTHERN COSO	Thomas A FanningPresident, CEO & Chairman	125	$43.60	$5,457	18,853	—
Sep 30, 2018 AForm 4 →	Oct 1, 4:48 pm EDT	APOGEE ENTERPRISES, INC.APOG	Richard VanFleet ReynoldsDirector	121	$41.32	$5,000	7,160	—
Sep 30, 2018 AForm 4 →	Oct 2, 3:15 pm EDT	CABOT CORPCBT	Hobart KalksteinSenior Vice President	78	$62.72	$4,915	3,438	—
Sep 28, 2018 AForm 4 →	Oct 2, 11:39 am EDT	YIELD10 BIOSCIENCE, INC.YTEN	Peter N KelloggDirector	3,512	$1.33	$4,671	3,512	—
Sep 28, 2018 PForm 4 →	Oct 2, 1:07 pm EDT	Spirit of Texas Bancshares, Inc.STXB	Thomas C. SooyDirector	210	$21.59	$4,534	22,750	—
Sep 28, 2018 PForm 4/A →	Oct 2, 3:27 pm EDT	Spirit of Texas Bancshares, Inc.STXB	Thomas C. SooyDirector	210	$21.59	$4,534	25,750	—
Sep 28, 2018 AForm 4 →	Oct 2, 11:37 am EDT	YIELD10 BIOSCIENCE, INC.YTEN	Robert L Van NostrandDirector	3,396	$1.33	$4,517	3,396	—
Sep 30, 2018 AForm 4 →	Oct 2, 3:16 pm EDT	CABOT CORPCBT	Friedrich von GottbergSenior Vice President	66	$62.72	$4,153	12,180	—
Sep 30, 2018 JForm 4 →	Oct 2, 1:35 pm EDT	E.W. SCRIPPS CoSSP	John W HaydenDirector	252	$16.50	$4,152	83,288	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:11 pm EDT	INTEL CORPINTC	Robert Holmes SwanInterim CEO [CFO]	79	$47.29	$3,744	8,467	—
Oct 1, 2018 AForm 4 →	Oct 2, 11:20 am EDT	PEOPLES BANCORP INCPEBO	David L MeadDirector	102	$35.03	$3,573	12,840	—
Sep 30, 2018 AForm 4 →	Oct 1, 4:44 pm EDT	APOGEE ENTERPRISES, INC.APOG	Sara L HaysDirector	83	$41.32	$3,430	21,940	—
Oct 1, 2018 JForm 4 →	Oct 2, 1:50 pm EDT	STERLING BANCORPSTL	Robert W LazarDirector	144	$21.64	$3,125	2,491	—
Sep 28, 2018 AForm 4 →	Oct 2, 9:09 am EDT	DESTINATION XL GROUP, INC.DXLG	Willem Mesdag +4Director, 10% Owner	1,200	$2.50	$3,000	1,200	—
Sep 28, 2018 AForm 4 →	Oct 2, 11:38 am EDT	YIELD10 BIOSCIENCE, INC.YTEN	Anthony J SinskeyDirector	2,225	$1.33	$2,959	2,225	—
Sep 30, 2018 AForm 4 →	Oct 2, 2:10 pm EDT	HASBRO INCHAS	Kenneth A BronfinDirector	27	$105.12	$2,838	4,532	—
Sep 30, 2018 AForm 4 →	Oct 2, 1:58 pm EDT	INSIGNIA SYSTEMS INC/MNISIG	Steven R ZenzDirector	1,590	$1.73	$2,751	1,590	—
Sep 30, 2018 JForm 4 →	Oct 2, 1:48 pm EDT	E.W. SCRIPPS CoSSP	Kim WilliamsDirector	120	$16.50	$1,977	39,654	—
Sep 28, 2018 AForm 4 →	Oct 1, 5:31 pm EDT	PFIZER INCPFE	Dawn RogersExecutive Vice President	40	$44.07	$1,763	7,030	—
Sep 25, 2018 JPForm 4 →	Oct 1, 5:37 pm EDT	FlexShopper, Inc.FPAY	Harold Russell Heiser Jr.CFO	5,000	$0.29	$1,450	5,000	—	late
Sep 28, 2018 AForm 4 →	Oct 1, 4:08 pm EDT	UNIVERSAL FOREST PRODUCTS INCUFPI	Patrick M WebsterPresident and COO	41	$35.33	$1,449	116,241	—
Sep 28, 2018 AForm 4 →	Oct 2, 9:08 am EDT	DESTINATION XL GROUP, INC.DXLG	John E KyeesDirector	450	$2.50	$1,125	450	—
Oct 1, 2018 PForm 4 →	Oct 1, 9:16 pm EDT	Rosehill Resources Inc.ROSE	Robert Colby WillifordVice President of Land	1,000	$1.07	$1,075	2,000	—	amended
Oct 1, 2018 PForm 4/A →	Oct 2, 9:09 am EDT	Rosehill Resources Inc.ROSE	Robert Colby WillifordVice President of Land	1,000	$1.07	$1,075	2,000	—
Sep 30, 2018 AForm 4 →	Oct 2, 10:40 am EDT	Midland States Bancorp, Inc.MSBI	Leon J HolschbachCEO, Director	28	$32.10	$911	4,169	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:12 pm EDT	INTERNATIONAL BUSINESS MACHINES CORPIBM	Kenneth M KeverianSenior Vice President	6	$151.21	$907	8,139	—
Sep 28, 2018 AForm 4 →	Oct 1, 5:31 pm EDT	PFIZER INCPFE	Albert BourlaChief Operating Officer, Director	20	$44.07	$881	12,386	—
Sep 28, 2018 AForm 4 →	Oct 1, 5:46 pm EDT	Voya Financial, Inc.VOYA	Chetlur S RagavanSee Remarks	17	$49.67	$855	8,084	—
Oct 1, 2018 AForm 4 →	Oct 2, 11:18 am EDT	PEOPLES BANCORP INCPEBO	George W BroughtonDirector	15	$35.03	$525	1,834	—
Sep 28, 2018 AForm 4 →	Oct 1, 5:35 pm EDT	Voya Financial, Inc.VOYA	Carolyn M JohnsonSee Remarks	9	$49.67	$458	1,172	—
Sep 28, 2018 AForm 4 →	Oct 1, 5:43 pm EDT	Voya Financial, Inc.VOYA	Nancy FerraraSee Remarks	8	$49.67	$400	7,013	—
Sep 28, 2018 AForm 4 →	Oct 1, 5:31 pm EDT	PFIZER INCPFE	John D YoungGroup President	9	$44.07	$397	10,455	—
Sep 28, 2018 AForm 4 →	Oct 1, 5:31 pm EDT	Voya Financial, Inc.VOYA	Charles P NelsonSee Remarks	7	$49.67	$350	1,812	—
Sep 30, 2018 AForm 4 →	Oct 1, 4:45 pm EDT	APOGEE ENTERPRISES, INC.APOG	Lloyd Emerson JohnsonDirector	7	$41.32	$289	1,959	—
Sep 28, 2018 AForm 4 →	Oct 1, 5:27 pm EDT	Voya Financial, Inc.VOYA	Patricia J WalshSee Remarks	6	$49.67	$275	1,177	—
Sep 28, 2018 AForm 4 →	Oct 1, 5:31 pm EDT	PFIZER INCPFE	Rady A JohnsonExecutive Vice President	3	$44.07	$132	4,581	—
Oct 1, 2018 AForm 4 →	Oct 1, 4:00 pm EDT	DIAMOND OFFSHORE DRILLING, INC.DO	Paul G GaffneyDirector	1,000	—	—	1,000	—
Oct 1, 2018 AForm 4 →	Oct 1, 4:01 pm EDT	CorMedix Inc.CRMD	Steven W LefkowitzDirector	10,000	—	—	10,000	—	amended
Oct 1, 2018 AForm 4 →	Oct 1, 4:01 pm EDT	DIAMOND OFFSHORE DRILLING, INC.DO	Edward GrebowDirector	1,000	—	—	1,000	—
Sep 27, 2018 MForm 4 →	Oct 1, 4:02 pm EDT	SCHOLASTIC CORPSCHL	Alan J BoykoPresident, Schl Book Fairs	12,953	—	—	0	—
Oct 1, 2018 AForm 4 →	Oct 1, 4:02 pm EDT	CorMedix Inc.CRMD	Myron KaplanDirector	10,000	—	—	10,000	—	amended
Oct 1, 2018 AForm 4 →	Oct 1, 4:03 pm EDT	DIAMOND OFFSHORE DRILLING, INC.DO	Kenneth I SiegelDirector	1,000	—	—	1,000	—
Sep 30, 2018 AMForm 4 →	Oct 1, 4:04 pm EDT	APACHE CORPAPA	George D LawrenceDirector	3,144	—	—	0	—
Oct 1, 2018 AForm 4 →	Oct 1, 4:04 pm EDT	DIAMOND OFFSHORE DRILLING, INC.DO	Clifford M SobelDirector	1,000	—	—	1,000	—
Sep 27, 2018 AForm 4 →	Oct 1, 4:05 pm EDT	ORAGENICS INCOGEN	Fred TellingDirector	125,000	—	—	125,000	—
Sep 27, 2018 AForm 4 →	Oct 1, 4:05 pm EDT	ORAGENICS INCOGEN	Alan JoslynSee Remarks, Director	400,000	—	—	400,000	—
Oct 1, 2018 AForm 4 →	Oct 1, 4:06 pm EDT	DIAMOND OFFSHORE DRILLING, INC.DO	Andrew H TischDirector	1,000	—	—	1,000	—
Sep 27, 2018 AForm 4 →	Oct 1, 4:06 pm EDT	ORAGENICS INCOGEN	Michael O'Keefe SullivanCFO, Secretary and Treasurer	250,000	—	—	250,000	—
Sep 27, 2018 AForm 4 →	Oct 1, 4:06 pm EDT	ORAGENICS INCOGEN	Alan W DuntonDirector	125,000	—	—	125,000	—
Sep 27, 2018 MForm 4 →	Oct 1, 4:06 pm EDT	REGENERON PHARMACEUTICALS INCREGN	Joseph L GoldsteinDirector	2,709	—	—	1,791	—
Sep 27, 2018 AForm 4 →	Oct 1, 4:07 pm EDT	ORAGENICS INCOGEN	KOSKI FAMILY LP +410% Owner	125,000	—	—	125,000	—
Oct 1, 2018 AForm 4 →	Oct 1, 4:07 pm EDT	DIAMOND OFFSHORE DRILLING, INC.DO	James S TischDirector	1,000	—	—	1,000	—
Sep 29, 2018 MForm 4 →	Oct 1, 4:10 pm EDT	KADANT INCKAI	John M AlbertineDirector	675	—	—	675	—
Sep 27, 2018 MForm 4 →	Oct 1, 4:11 pm EDT	COMCAST CORPCMCSA	Arthur R BlockEVP, GC and Secretary	14,100	—	—	0	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:12 pm EDT	AETNA INC /PA/AET	Roger N FarahDirector	164	—	—	18,214	—
Sep 29, 2018 MForm 4 →	Oct 1, 4:13 pm EDT	KADANT INCKAI	Thomas C LeonardDirector	675	—	—	675	—
Sep 27, 2018 MForm 4 →	Oct 1, 4:15 pm EDT	Clarus CorpCLAR	Nicolas SokolowDirector	25,000	—	—	0	—
Oct 1, 2018 AForm 4 →	Oct 1, 4:16 pm EDT	MajescoMJCO	Adam ElsterChief Executive Officer, Director	300,000	—	—	300,000	—
Sep 29, 2018 MForm 4 →	Oct 1, 4:16 pm EDT	KADANT INCKAI	William A RainvilleDirector	675	—	—	675	—
Sep 30, 2018 AForm 4 →	Oct 1, 4:17 pm EDT	CareView Communications IncCRVW.OB	HealthCor Management, L.P. +8Director, 10% Owner	—	—	—	—	—
Sep 30, 2018 AForm 4 →	Oct 1, 4:17 pm EDT	CareView Communications IncCRVW.OB	HealthCor Management, L.P. +4Director, 10% Owner	—	—	—	—	—
Sep 29, 2018 MForm 4 →	Oct 1, 4:20 pm EDT	KADANT INCKAI	William P TullyDirector	675	—	—	675	—
Sep 29, 2018 AForm 4 →	Oct 1, 4:21 pm EDT	THERMO FISHER SCIENTIFIC INC.TMO	Dion J WeislerDirector	128	—	—	1,214	—
Sep 27, 2018 AForm 4 →	Oct 1, 4:21 pm EDT	TREVENA INCTRVN	Scott BraunsteinDirector	60,000	—	—	60,000	—
Sep 27, 2018 AForm 4 →	Oct 1, 4:22 pm EDT	TREVENA INCTRVN	Carrie L. BourdowPresident and CEO, Director	335,000	—	—	335,000	—
Sep 30, 2018 MForm 4 →	Oct 1, 4:23 pm EDT	GENERAL ELECTRIC COGE	Jerome PecresseSenior Vice President	3,500	—	—	10,500	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:25 pm EDT	GENWORTH FINANCIAL INCGNW	William H BolinderDirector	8,120	—	—	167,992	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:28 pm EDT	GENWORTH FINANCIAL INCGNW	G Kent ConradDirector	8,120	—	—	131,153	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:31 pm EDT	GENWORTH FINANCIAL INCGNW	Melina E HigginsDirector	8,120	—	—	126,158	—
Sep 28, 2018 MForm 4 →	Oct 1, 4:31 pm EDT	POLYONE CORPPOL	Donald K WisemanSVP, President of PP&S	4,000	—	—	0	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:32 pm EDT	AMERICAN INTERNATIONAL GROUP INCAIG	John P RepkoExecutive Vice President	35	—	—	5,926	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:32 pm EDT	AMERICAN INTERNATIONAL GROUP INCAIG	Jonathan WismerSVP, Dep. CFO & CAO	44	—	—	7,410	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:32 pm EDT	AMERICAN INTERNATIONAL GROUP INCAIG	Seraina MaciaExecutive Vice President	283	—	—	15,549	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:32 pm EDT	AMERICAN INTERNATIONAL GROUP INCAIG	Brian DuperreaultPresident & CEO, Director	768	—	—	71,306	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:32 pm EDT	AMERICAN INTERNATIONAL GROUP INCAIG	Luciana FatoEVP & General Counsel	151	—	—	13,263	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:32 pm EDT	AMERICAN INTERNATIONAL GROUP INCAIG	Peter ZaffinoExecutive Vice President	285	—	—	27,057	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:32 pm EDT	AMERICAN INTERNATIONAL GROUP INCAIG	Thomas B LeonardiExecutive Vice President	248	—	—	33,956	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:32 pm EDT	AMERICAN INTERNATIONAL GROUP INCAIG	Claudine MacartneyExecutive Vice President	166	—	—	15,378	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:32 pm EDT	AMERICAN INTERNATIONAL GROUP INCAIG	Alessandrea C. QuaneExecutive Vice President	510	—	—	3,395	—
Sep 27, 2018 AForm 4 →	Oct 1, 4:32 pm EDT	ORAGENICS INCOGEN	Charles L PopeDirector	125,000	—	—	125,000	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:32 pm EDT	AMERICAN INTERNATIONAL GROUP INCAIG	Sid SankaranExecutive VP & CFO	812	—	—	96,579	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:33 pm EDT	AMERICAN INTERNATIONAL GROUP INCAIG	Naohiro MouriExecutive Vice President	41	—	—	2,970	—
Sep 29, 2018 MForm 4 →	Oct 1, 4:33 pm EDT	MATTEL INC /DE/MAT	Joseph J EuteneuerChief Financial Officer	59,689	—	—	38,954	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:33 pm EDT	AMERICAN INTERNATIONAL GROUP INCAIG	Douglas A. DachilleExecutive Vice President	1,019	—	—	112,676	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:33 pm EDT	AMERICAN INTERNATIONAL GROUP INCAIG	Kevin T. HoganExecutive Vice President	951	—	—	104,627	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:33 pm EDT	GENWORTH FINANCIAL INCGNW	David M MoffettDirector	8,120	—	—	140,046	—
Sep 29, 2018 MForm 4 →	Oct 1, 4:33 pm EDT	MATTEL INC /DE/MAT	Amanda J ThompsonEVP & Chief People Officer	27,712	—	—	15,149	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:34 pm EDT	XCEL ENERGY INCXEL	Richard T ObrienDirector	794	—	—	50,602	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:35 pm EDT	GENWORTH FINANCIAL INCGNW	Thomas E MoloneyDirector	8,120	—	—	175,737	—
Sep 28, 2018 CForm 4 →	Oct 1, 4:36 pm EDT	Entasis Therapeutics Holdings Inc.ETTX	Novo Holdings A/S10% Owner	21,237,288	—	—	0	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:38 pm EDT	XCEL ENERGY INCXEL	Christopher J. PolicinskiDirector	826	—	—	84,256	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:38 pm EDT	GENWORTH FINANCIAL INCGNW	Debra J PerryDirector	8,120	—	—	59,725	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:39 pm EDT	GENWORTH FINANCIAL INCGNW	Robert P Restrepo Jr.Director	8,120	—	—	59,725	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:40 pm EDT	XCEL ENERGY INCXEL	Christopher J. PolicinskiDirector	826	—	—	84,256	—
Sep 29, 2018 MForm 4 →	Oct 1, 4:41 pm EDT	WELLCARE HEALTH PLANS, INC.WCG	Andrew Lynn AsherEVP, Chief Financial Officer	3,613	—	—	3,613	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:41 pm EDT	GENWORTH FINANCIAL INCGNW	James S RiepeDirector	14,982	—	—	344,309	—
Sep 29, 2018 MForm 4 →	Oct 1, 4:43 pm EDT	WELLCARE HEALTH PLANS, INC.WCG	Kelly A MunsonEVP, Medicaid	3,613	—	—	3,613	—
Sep 29, 2018 MForm 4 →	Oct 1, 4:43 pm EDT	WELLCARE HEALTH PLANS, INC.WCG	Michael Robert PolenEVP, Medicare and Operations	3,613	—	—	3,613	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:44 pm EDT	FACTSET RESEARCH SYSTEMS INCFDS	Helen L. ShanEVP & Chief Financial Officer	13,195	—	—	13,195	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:44 pm EDT	XCEL ENERGY INCXEL	David A WesterlundDirector	697	—	—	118,370	—
Sep 29, 2018 MForm 4 →	Oct 1, 4:44 pm EDT	WELLCARE HEALTH PLANS, INC.WCG	Michael P RaduEVP, Clinical Ops & Bus Dev	3,613	—	—	3,613	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:48 pm EDT	XCEL ENERGY INCXEL	Kim WilliamsDirector	783	—	—	82,831	—
Sep 27, 2018 AMForm 4 →	Oct 1, 4:48 pm EDT	VAIL RESORTS INCMTN	Peter A VaughnDirector	1,643	—	—	743	—
Sep 27, 2018 AMForm 4 →	Oct 1, 4:49 pm EDT	VAIL RESORTS INCMTN	John F SorteDirector	1,643	—	—	743	—
Sep 27, 2018 AMForm 4 →	Oct 1, 4:49 pm EDT	VAIL RESORTS INCMTN	D Bruce SewellDirector	1,643	—	—	743	—
Sep 27, 2018 AMForm 4 →	Oct 1, 4:49 pm EDT	VAIL RESORTS INCMTN	Hilary SchneiderDirector	1,643	—	—	743	—
Sep 27, 2018 AMForm 4 →	Oct 1, 4:50 pm EDT	VAIL RESORTS INCMTN	Michele RomanowDirector	1,643	—	—	743	—
Sep 27, 2018 AMForm 4 →	Oct 1, 4:50 pm EDT	VAIL RESORTS INCMTN	John RedmondDirector	1,643	—	—	743	—
Sep 28, 2018 AForm 4 →	Oct 1, 4:51 pm EDT	HENRY SCHEIN INCHSIC	Anne H. MarguliesDirector	241	—	—	330	—
Sep 27, 2018 AMForm 4 →	Oct 1, 4:51 pm EDT	VAIL RESORTS INCMTN	Roland A HernandezDirector	1,643	—	—	743	—
Sep 27, 2018 AMForm 4 →	Oct 1, 4:51 pm EDT	VAIL RESORTS INCMTN	Susan L DeckerDirector	1,643	—	—	743	—
Sep 30, 2018 AForm 4 →	Oct 1, 5:07 pm EDT	SENSIENT TECHNOLOGIES CORPSXT	Joseph CarleoneDirector	389	—	—	7,084	—
Oct 1, 2018 CForm 4 →	Oct 1, 5:08 pm EDT	SUTRO BIOPHARMA INCSTRO	Edward C AlbiniCFO and Secretary	41,694	—	—	0	—
Sep 27, 2018 MForm 4 →	Oct 1, 5:09 pm EDT	MAXIM INTEGRATED PRODUCTS INCMXIM	Tunc DolucaPRESIDENT, CEO & DIRECTOR, Director	80,000	—	—	87,088	—
Sep 30, 2018 AForm 4 →	Oct 1, 5:09 pm EDT	SENSIENT TECHNOLOGIES CORPSXT	Mario FerruzziDirector	66	—	—	823	—
Sep 28, 2018 AForm 4 →	Oct 1, 5:10 pm EDT	REDWOOD TRUST INCRWT	Georganne ProctorDirector	1,213	—	—	1,269	—
Oct 1, 2018 CForm 4 →	Oct 1, 5:12 pm EDT	SUTRO BIOPHARMA INCSTRO	Alta Partners VIII, L.P. +410% Owner	50,736,989	—	—	0	—
Sep 28, 2018 AForm 4 →	Oct 1, 5:13 pm EDT	REDWOOD TRUST INCRWT	Jeffrey T PeroDirector	1,947	—	—	1,947	—
Oct 1, 2018 CForm 4 →	Oct 1, 5:13 pm EDT	SUTRO BIOPHARMA INCSTRO	Linda A FitzpatrickChief People & Comm. Officer	228,243	—	—	0	—
Sep 30, 2018 MForm 4 →	Oct 1, 5:14 pm EDT	Univar Inc.UNVR	Stephen D NewlinExecutive Chairman, Director	12,500	—	—	50,000	—
Oct 1, 2018 CForm 4 →	Oct 1, 5:15 pm EDT	SUTRO BIOPHARMA INCSTRO	John Gordon FreundDirector, 10% Owner	56,560,236	—	—	0	—
Oct 1, 2018 MForm 4 →	Oct 1, 5:15 pm EDT	Adtalem Global Education Inc.ATGE	Lisa W WardellPresident and CEO, Director	5,700	—	—	13,408	—
Oct 1, 2018 CForm 4 →	Oct 1, 5:16 pm EDT	SUTRO BIOPHARMA INCSTRO	Trevor HallamChief Science Officer	50,033	—	—	0	—
Sep 28, 2018 AForm 4 →	Oct 1, 5:16 pm EDT	REDWOOD TRUST INCRWT	Greg H KubicekDirector	4,773	—	—	5,002	—
Sep 27, 2018 AForm 4 →	Oct 1, 5:18 pm EDT	Casa Systems IncCASA	Shaun N. McCarthyInterim CFO	6,738	—	—	6,738	—
Oct 1, 2018 CForm 4 →	Oct 1, 5:18 pm EDT	SUTRO BIOPHARMA INCSTRO	Daniel JanneyDirector, 10% Owner	50,736,989	—	—	0	—
Oct 1, 2018 CForm 4 →	Oct 1, 5:20 pm EDT	SUTRO BIOPHARMA INCSTRO	William J NewellCEO & President, Director	297,924	—	—	0	—
Oct 1, 2018 MForm 4 →	Oct 1, 5:22 pm EDT	SUTRO BIOPHARMA INCSTRO	Daniel H PetreeDirector	314	—	—	0	—
Oct 1, 2018 FMForm 4 →	Oct 1, 5:24 pm EDT	REDWOOD TRUST INCRWT	Dashiell I RobinsonPresident	61,237	—	—	0	—
Sep 30, 2018 AForm 4 →	Oct 1, 5:26 pm EDT	SENSIENT TECHNOLOGIES CORPSXT	Gebhardt Deborah McKeithanDirector	97	—	—	1,867	—
Sep 27, 2018 CMForm 4 →	Oct 1, 5:26 pm EDT	SUTRO BIOPHARMA INCSTRO	Michael Jay RossDirector, 10% Owner	45,440,098	—	—	0	—
Sep 27, 2018 CMForm 4 →	Oct 1, 5:28 pm EDT	SUTRO BIOPHARMA INCSTRO	SVLSF V, LLC +810% Owner	45,440,098	—	—	0	—
Sep 27, 2018 MForm 4 →	Oct 1, 5:28 pm EDT	ENCORE WIRE CORPWIRE	Frank J BilbanVice President & CFO	24,000	—	—	12,000	—
Sep 28, 2018 PForm 4 →	Oct 1, 5:38 pm EDT	FlexShopper, Inc.FPAY	James Douglas AllenDirector	50,000	—	—	50,000	—
Sep 27, 2018 MForm 4 →	Oct 1, 5:41 pm EDT	PHOTRONICS INCPLAB	Mitchell G TysonDirector	1,040	—	—	1,040	—
Sep 28, 2018 PForm 4 →	Oct 1, 5:42 pm EDT	FlexShopper, Inc.FPAY	T Scott KingDirector	100,000	—	—	100,000	—
Sep 28, 2018 PForm 4 →	Oct 1, 5:43 pm EDT	FlexShopper, Inc.FPAY	Carl PradelliDirector	37,500	—	—	25,000	—
Mar 1, 2018 AForm 4 →	Oct 1, 5:45 pm EDT	COMMUNITY HEALTH SYSTEMS INCCYH	Beryl RamseyDivision President	30,000	—	—	30,000	—	late amended
Sep 28, 2018 MForm 4 →	Oct 1, 5:46 pm EDT	Atkore International Group Inc.ATKR	John Patrick WilliamsonPresident and CEO, Director	22,678	—	—	134,422	—
Sep 30, 2018 MForm 4 →	Oct 1, 5:46 pm EDT	UNIVERSAL ELECTRONICS INCUEIC	Satjiv S ChahilDirector	1,250	—	—	3,750	—
Sep 30, 2018 MForm 4 →	Oct 1, 5:47 pm EDT	UNIVERSAL ELECTRONICS INCUEIC	William C MulliganDirector	1,250	—	—	3,750	—
Sep 30, 2018 MForm 4 →	Oct 1, 5:48 pm EDT	UNIVERSAL ELECTRONICS INCUEIC	J C SparkmanDirector	1,250	—	—	3,750	—
Sep 28, 2018 MForm 4 →	Oct 1, 5:49 pm EDT	Public StoragePSA	Tamara Hughes GustavsonDirector, 10% Owner	15,000	—	—	0	—
Sep 28, 2018 MForm 4 →	Oct 1, 5:52 pm EDT	TILLY'S, INC.TLYS	Seth R JohnsonDirector	7,500	—	—	0	—
Sep 30, 2018 MForm 4 →	Oct 1, 5:53 pm EDT	UNIVERSAL ELECTRONICS INCUEIC	Gregory StapletonDirector	1,250	—	—	3,750	—
Sep 30, 2018 MForm 4 →	Oct 1, 5:54 pm EDT	UNIVERSAL ELECTRONICS INCUEIC	Carl E VogelDirector	1,250	—	—	3,750	—
Sep 30, 2018 MForm 4 →	Oct 1, 5:55 pm EDT	UNIVERSAL ELECTRONICS INCUEIC	Edward K ZinserDirector	1,250	—	—	3,750	—
Sep 27, 2018 AMForm 4 →	Oct 1, 5:58 pm EDT	VAIL RESORTS INCMTN	Ryan H SiurekSVP, Controller & CAO	2,581	—	—	2,077	—	amended
Sep 27, 2018 AMForm 4 →	Oct 1, 5:58 pm EDT	VAIL RESORTS INCMTN	David T ShapiroEVP, General Counsel & Sec.	7,501	—	—	4,922	—	amended
Sep 27, 2018 AMForm 4 →	Oct 1, 5:59 pm EDT	VAIL RESORTS INCMTN	James C. O'DonnellEVP, Hospitality, Retail & RE	5,307	—	—	3,445	—
Sep 27, 2018 AMForm 4 →	Oct 1, 5:59 pm EDT	VAIL RESORTS INCMTN	Kirsten A. LynchEVP & Chief Marketing Officer	10,859	—	—	7,137	—
Sep 27, 2018 AMForm 4 →	Oct 1, 5:59 pm EDT	VAIL RESORTS INCMTN	Robert A KatzChief Exec.Officer & Chairman, Director	18,412	—	—	11,727	—
Sep 27, 2018 AMForm 4 →	Oct 1, 6:00 pm EDT	VAIL RESORTS INCMTN	Patricia A CampbellPresident-Mountain Division	10,859	—	—	7,137	—
Sep 27, 2018 AMForm 4 →	Oct 1, 6:00 pm EDT	VAIL RESORTS INCMTN	Michael Z BarkinEVP & Chief Financial Officer	10,962	—	—	7,137	—
Sep 27, 2018 GForm 4 →	Oct 1, 6:17 pm EDT	Sun BioPharma, Inc.SNBP	Donald Robert SchemelDirector, 10% Owner	11,767	—	—	11,767	—
Sep 30, 2018 AForm 4 →	Oct 1, 6:17 pm EDT	Midwest Energy Emissions Corp.MEEC	Richard MacPhersonPresident and CEO, Director, 10% Owner	16,458	—	—	16,458	—
Oct 1, 2018 MForm 4 →	Oct 1, 6:18 pm EDT	FACTSET RESEARCH SYSTEMS INCFDS	Matthew J McNultyOther	1,684	—	—	0	—
Oct 1, 2018 MForm 4 →	Oct 1, 6:18 pm EDT	Dave & Buster's Entertainment, Inc.PLAY	Margo Lynn ManningChief Operating Officer	10,000	—	—	33,683	—
Sep 27, 2018 AMForm 4 →	Oct 1, 6:20 pm EDT	EOG RESOURCES INCEOG	David W TriceEVP Exploration and Production	16,250	—	—	3,006	—
Sep 30, 2018 AForm 4 →	Oct 1, 6:20 pm EDT	Midwest Energy Emissions Corp.MEEC	Christopher GreenbergChairman of the Board, Director	8,333	—	—	8,333	—
Sep 27, 2018 MForm 4 →	Oct 1, 6:21 pm EDT	EXTREME NETWORKS INCEXTR	Edward H KennedyDirector	15,000	—	—	0	—
Sep 30, 2018 AForm 4 →	Oct 1, 6:23 pm EDT	Midwest Energy Emissions Corp.MEEC	Allan T GranthamDirector	6,000	—	—	6,000	—
Sep 30, 2018 AForm 4 →	Oct 1, 6:26 pm EDT	Midwest Energy Emissions Corp.MEEC	John PavlishSenior VP/Chief Tech Officer	13,750	—	—	13,750	—
Sep 27, 2018 AForm 4 →	Oct 1, 6:26 pm EDT	EOG RESOURCES INCEOG	Michael P DonaldsonEVP, Gen. Counsel & Corp Sec	12,056	—	—	12,056	—
Sep 30, 2018 AForm 4 →	Oct 1, 6:28 pm EDT	Midwest Energy Emissions Corp.MEEC	James TrettelVice President of Operations	12,500	—	—	12,500	—
Sep 30, 2018 AForm 4 →	Oct 1, 6:31 pm EDT	Midwest Energy Emissions Corp.MEEC	Richard H GrossVice Pres. and CFO	9,375	—	—	9,375	—
Sep 27, 2018 AForm 4 →	Oct 1, 6:33 pm EDT	EOG RESOURCES INCEOG	Ann D. JanssenSVP & Chief Accounting Officer	8,935	—	—	8,935	—
Sep 28, 2018 MForm 4 →	Oct 1, 6:34 pm EDT	TELEFLEX INCTFX	Thomas E PowellExecutive Vice President & CFO	5,200	—	—	31,424	—
Sep 27, 2018 OForm 4 →	Oct 1, 6:37 pm EDT	vTv Therapeutics Inc.VTVT	Ronald O Perelman10% Owner	1	—	—	1	—
Sep 27, 2018 AForm 4 →	Oct 1, 6:45 pm EDT	EOG RESOURCES INCEOG	William R. ThomasChairman & CEO, Director	45,815	—	—	45,815	—
Sep 27, 2018 MForm 4 →	Oct 1, 6:47 pm EDT	SendGrid, Inc.SEND	Stephen M SloanChief Product Officer	15,000	—	—	334,124	—
Sep 27, 2018 AForm 4 →	Oct 1, 6:50 pm EDT	EOG RESOURCES INCEOG	Timothy K DriggersEVP & Chief Financial Officer	13,019	—	—	13,019	—
Oct 1, 2018 MForm 4 →	Oct 1, 6:51 pm EDT	KEYW HOLDING CORPKEYW	Kenneth A MinihanDirector	5,000	—	—	0	—
Sep 27, 2018 AForm 4 →	Oct 1, 6:53 pm EDT	GILEAD SCIENCES INCGILD	Kevin E LoftonDirector	172	—	—	23,328	—
Sep 20, 2018 AForm 4 →	Oct 1, 6:53 pm EDT	CREATIVE REALITIES, INC.CREX	William Lindsey Logan IVCFO	500,000	—	—	500,000	—	late
Sep 27, 2018 AForm 4 →	Oct 1, 6:55 pm EDT	GILEAD SCIENCES INCGILD	Richard James WhitleyDirector	49	—	—	6,644	—
Sep 27, 2018 AForm 4 →	Oct 1, 6:55 pm EDT	EOG RESOURCES INCEOG	Lloyd W Helms Jr.Chief Operating Officer	14,467	—	—	14,467	—
Sep 27, 2018 AForm 4 →	Oct 1, 6:58 pm EDT	EOG RESOURCES INCEOG	Ezra Y YacobEVP Exploration and Production	7,232	—	—	7,232	—
Sep 27, 2018 MForm 4 →	Oct 1, 7:01 pm EDT	TherapeuticsMD, Inc.TXMD	Brian BernickDirector	182,800	—	—	1,097,310	—
Sep 28, 2018 MForm 4 →	Oct 1, 7:03 pm EDT	INNERWORKINGS INCINWK	Eric D BelcherDirector	200,000	—	—	375,000	—
Sep 27, 2018 AForm 4 →	Oct 1, 7:03 pm EDT	MOVADO GROUP INCMOV	Sallie A DemarsilisChief Financial Officer	29	—	—	1,676	—
Sep 27, 2018 AForm 4 →	Oct 1, 7:04 pm EDT	MOVADO GROUP INCMOV	Alexander GrinbergDirector, 10% Owner	18	—	—	1,942	—
Sep 27, 2018 AForm 4 →	Oct 1, 7:05 pm EDT	MOVADO GROUP INCMOV	Francis Anthony MorelliSr. VP Global Bus. Proc. & CIO	28	—	—	1,880	—
Sep 27, 2018 AForm 4 →	Oct 1, 7:05 pm EDT	MOVADO GROUP INCMOV	Miriam Grinberg Phalen10% Owner	24	—	—	5,175	—
Sep 27, 2018 AForm 4 →	Oct 1, 7:06 pm EDT	MOVADO GROUP INCMOV	Mitchell Cole SussisSenior VP and General Counsel	21	—	—	410	—
Oct 1, 2018 MForm 4 →	Oct 1, 7:08 pm EDT	WHITING PETROLEUM CORPWLL	Michael J StevensSVP and CFO	12,476	—	—	0	—
Oct 1, 2018 MForm 4 →	Oct 1, 7:09 pm EDT	WHITING PETROLEUM CORPWLL	Rick A Mr. RossSenior Vice President	2,079	—	—	0	—
Oct 1, 2018 MForm 4 →	Oct 1, 7:09 pm EDT	COOPER COMPANIES INCCOO	Randal GoldenVP, General Counsel & Sec.	122	—	—	0	—
Sep 27, 2018 MForm 4 →	Oct 1, 7:31 pm EDT	PayPal Holdings, Inc.PYPL	Daniel H SchulmanPresident and CEO, Director	15,000	—	—	41,764	—
Oct 1, 2018 MForm 4 →	Oct 1, 7:37 pm EDT	SALESFORCE COM INCCRM	Amy E WeaverPres., Legal & General Counsel	5,325	—	—	55,046	—
Oct 1, 2018 MForm 4 →	Oct 1, 7:40 pm EDT	SALESFORCE COM INCCRM	Srinivas TallapragadaPresident, Technology	37,606	—	—	15,286	—
Oct 1, 2018 MForm 4 →	Oct 1, 7:59 pm EDT	Redfin CorpRDFN	Bridget FreyChief Technology Officer	5,000	—	—	98,462	—
Sep 28, 2018 MForm 4 →	Oct 1, 8:10 pm EDT	STARWOOD PROPERTY TRUST, INC.STWD	Barry S SternlichtCEO, Chairman of Board, Director	147,916	—	—	1,145,836	—
Sep 28, 2018 MForm 4 →	Oct 1, 8:10 pm EDT	QUIDEL CORP /DE/QDEL	Douglas C BryantPresident & CEO, Director	25,250	—	—	15,962	—
Sep 28, 2018 AForm 4 →	Oct 1, 8:16 pm EDT	MYnd Analytics, Inc.MYND	George C Carpenter IVChief Executive Officer	13,513	—	—	13,513	—
Sep 27, 2018 AForm 4 →	Oct 1, 8:19 pm EDT	NEKTAR THERAPEUTICSNKTR	Karin EasthamDirector	17,000	—	—	17,000	—
Sep 27, 2018 AForm 4 →	Oct 1, 8:20 pm EDT	NEKTAR THERAPEUTICSNKTR	Jeffrey Robert AjerDirector	9,500	—	—	9,500	—
Sep 27, 2018 AForm 4 →	Oct 1, 8:21 pm EDT	NEKTAR THERAPEUTICSNKTR	Robert ChessDirector	9,500	—	—	9,500	—
Sep 27, 2018 AForm 4 →	Oct 1, 8:22 pm EDT	NEKTAR THERAPEUTICSNKTR	R Scott GreerDirector	9,500	—	—	9,500	—
Sep 27, 2018 AForm 4 →	Oct 1, 8:23 pm EDT	NEKTAR THERAPEUTICSNKTR	Christopher A KueblerDirector	9,500	—	—	9,500	—
Sep 27, 2018 AForm 4 →	Oct 1, 8:24 pm EDT	NEKTAR THERAPEUTICSNKTR	Lutz LingnauDirector	9,500	—	—	9,500	—
Sep 27, 2018 AForm 4 →	Oct 1, 8:25 pm EDT	NEKTAR THERAPEUTICSNKTR	Roy A WhitfieldDirector	9,500	—	—	9,500	—
Sep 27, 2018 MForm 4 →	Oct 1, 9:52 pm EDT	CODEXIS INCCDXS	John J NicolsPresident and CEO, Director	80,000	—	—	274,269	—
Sep 28, 2018 AForm 4 →	Oct 2, 6:05 am EDT	ALPINE IMMUNE SCIENCES, INC.ALPN	Stanford L PengSee Remarks	250,000	—	—	250,000	—
Sep 30, 2018 CForm 4 →	Oct 2, 9:03 am EDT	CENTURY ALUMINUM COCENX	Glencore AG +210% Owner	31	—	—	74,092	—
Sep 28, 2018 MForm 4 →	Oct 2, 9:32 am EDT	Ascena Retail Group, Inc.ASNA	Katie J BayneDirector	36,992	—	—	0	—
Sep 28, 2018 MForm 4 →	Oct 2, 9:36 am EDT	Ascena Retail Group, Inc.ASNA	Catherine Elizabeth BuggelnDirector	36,992	—	—	0	—
Sep 28, 2018 MForm 4 →	Oct 2, 9:40 am EDT	Ascena Retail Group, Inc.ASNA	Steven KirshenbaumDirector	36,992	—	—	0	—
Sep 28, 2018 MForm 4 →	Oct 2, 9:42 am EDT	Ascena Retail Group, Inc.ASNA	Krill Katherine LawtherDirector	36,992	—	—	0	—
Sep 28, 2018 MForm 4 →	Oct 2, 9:46 am EDT	Ascena Retail Group, Inc.ASNA	Marc LasryDirector	36,992	—	—	0	—
Sep 28, 2018 MForm 4 →	Oct 2, 9:54 am EDT	Ascena Retail Group, Inc.ASNA	Randy L PearceDirector	36,992	—	—	0	—
Sep 28, 2018 MForm 4 →	Oct 2, 9:58 am EDT	Ascena Retail Group, Inc.ASNA	Stacey RauchDirector	36,992	—	—	0	—
Sep 28, 2018 MForm 4 →	Oct 2, 10:01 am EDT	Ascena Retail Group, Inc.ASNA	Carl RubinDirector	36,992	—	—	0	—
Sep 28, 2018 DForm 4 →	Oct 2, 10:04 am EDT	Ascena Retail Group, Inc.ASNA	Linda YaccarinoDirector	36,992	—	—	0	—
Oct 1, 2018 AForm 4 →	Oct 2, 10:04 am EDT	UNION PACIFIC CORPUNP	Andrew H Card Jr.Director	368	—	—	29,105	—
Oct 1, 2018 AForm 4 →	Oct 2, 10:05 am EDT	UNION PACIFIC CORPUNP	Erroll B Davis Jr.Director	400	—	—	35,978	—
Oct 1, 2018 AForm 4 →	Oct 2, 10:05 am EDT	UNION PACIFIC CORPUNP	William J DeLaney IIIDirector	81	—	—	81	—
Oct 1, 2018 AForm 4 →	Oct 2, 10:09 am EDT	UNION PACIFIC CORPUNP	David B DillonDirector	255	—	—	5,864	—
Oct 1, 2018 AForm 4 →	Oct 2, 10:11 am EDT	UNION PACIFIC CORPUNP	Deborah C HopkinsDirector	426	—	—	3,539	—
Oct 1, 2018 AForm 4 →	Oct 2, 10:12 am EDT	UNION PACIFIC CORPUNP	Jane H LuteDirector	241	—	—	2,916	—
Oct 1, 2018 AForm 4 →	Oct 2, 10:16 am EDT	UNION PACIFIC CORPUNP	Michael R McCarthyDirector	711	—	—	47,901	—
Oct 1, 2018 AForm 4 →	Oct 2, 10:17 am EDT	UNION PACIFIC CORPUNP	Thomas F McLarty IIIDirector	365	—	—	28,469	—
Oct 1, 2018 AForm 4 →	Oct 2, 10:18 am EDT	UNION PACIFIC CORPUNP	Bhavesh V. PatelDirector	233	—	—	1,234	—
Oct 1, 2018 AForm 4 →	Oct 2, 10:23 am EDT	UNION PACIFIC CORPUNP	Jose H VillarrealDirector	334	—	—	22,151	—
Sep 29, 2018 MForm 4 →	Oct 2, 10:28 am EDT	PARKER DRILLING CO /DE/PKD	Nathaniel C DockrayChief Accounting Officer	468	—	—	5,876	—
Sep 29, 2018 MForm 4 →	Oct 2, 10:28 am EDT	PARKER DRILLING CO /DE/PKD	Jennifer Fremont SimonsVP, General Counsel&Secretary	435	—	—	8,402	—
Oct 1, 2018 AForm 4 →	Oct 2, 10:30 am EDT	NOVANTA INCNOVT	Thomas N SecorDirector	21	—	—	28,844	—
Oct 1, 2018 MForm 4 →	Oct 2, 10:34 am EDT	Midland States Bancorp, Inc.MSBI	Jeffrey A. BrunoehlerSVP Credit - CCO	2,822	—	—	22,178	—
Oct 1, 2018 AForm 4 →	Oct 2, 10:56 am EDT	ROCKWELL AUTOMATION INCROK	James Phillip HollomanDirector	651	—	—	8,614	—
Sep 28, 2018 AForm 4 →	Oct 2, 11:21 am EDT	Global Water Resources, Inc.GWRS	Richard M AlexanderDirector	36	—	—	16,138	—
Oct 1, 2018 AForm 4 →	Oct 2, 11:21 am EDT	ROCKWELL AUTOMATION INCROK	Lawrence D KingsleyDirector	657	—	—	3,559	—
Sep 28, 2018 AForm 4 →	Oct 2, 11:23 am EDT	Global Water Resources, Inc.GWRS	Debra CoyDirector	2	—	—	731	—
Sep 28, 2018 AForm 4 →	Oct 2, 11:25 am EDT	Global Water Resources, Inc.GWRS	Ronnie L FlemingPresident and CEO, Director	60	—	—	27,020	—	amended
Sep 28, 2018 AForm 4 →	Oct 2, 11:27 am EDT	Global Water Resources, Inc.GWRS	Brett HuckelbridgeDirector	2	—	—	731	—
Sep 28, 2018 AForm 4 →	Oct 2, 11:29 am EDT	Global Water Resources, Inc.GWRS	Michael J LiebmanCFO and Corporate Secretary	36	—	—	16,205	—	amended
Sep 28, 2018 AForm 4 →	Oct 2, 11:31 am EDT	Global Water Resources, Inc.GWRS	David C TedescoDirector	96	—	—	43,030	—
Oct 1, 2018 JForm 4 →	Oct 2, 11:55 am EDT	VECTREN CORPVVC	Jean L WojtowiczDirector	92	—	—	17,020	—
Oct 1, 2018 AForm 4 →	Oct 2, 11:56 am EDT	ROCKWELL AUTOMATION INCROK	Francis WlodarczykSVP	1,700	—	—	1,700	—
Oct 1, 2018 AForm 4 →	Oct 2, 12:00 pm EDT	ROCKWELL AUTOMATION INCROK	John M MillerVP and Chief IP Counsel	1,520	—	—	1,520	—
Oct 1, 2018 AForm 4 →	Oct 2, 12:00 pm EDT	ROCKWELL AUTOMATION INCROK	Robert B MurphySr. VP Operations & Eng. Svcs.	1,120	—	—	1,120	—
Oct 1, 2018 AForm 4 →	Oct 2, 12:00 pm EDT	ROCKWELL AUTOMATION INCROK	Blake D. MoretPresident and CEO, Director	11,540	—	—	11,540	—
Oct 1, 2018 AForm 4 →	Oct 2, 12:07 pm EDT	ROCKWELL AUTOMATION INCROK	Michael LaszkiewiczSVP	2,620	—	—	2,620	—
Oct 1, 2018 AForm 4 →	Oct 2, 12:07 pm EDT	ROCKWELL AUTOMATION INCROK	John P McDermottSr. Vice President	7,100	—	—	7,100	—
Oct 1, 2018 AForm 4 →	Oct 2, 12:07 pm EDT	ROCKWELL AUTOMATION INCROK	Frank C KulaszewiczSVP	11,540	—	—	11,540	—
Sep 27, 2018 MForm 4 →	Oct 2, 12:08 pm EDT	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Robert TelesmanicSVP, Cont. & Chief Acct. Offc.	149	—	—	894	—	late
Oct 1, 2018 AForm 4 →	Oct 2, 12:14 pm EDT	ROCKWELL AUTOMATION INCROK	Sujeet ChandSr VP & Chief Tech. Officer	7,100	—	—	7,100	—
Oct 1, 2018 AForm 4 →	Oct 2, 12:14 pm EDT	ROCKWELL AUTOMATION INCROK	Elik I FooksSenior Vice President	2,000	—	—	2,000	—
Oct 1, 2018 AForm 4 →	Oct 2, 12:14 pm EDT	ROCKWELL AUTOMATION INCROK	Patrick P. GorisSr. VP and CFO	1,520	—	—	1,520	—
Sep 28, 2018 MForm 4 →	Oct 2, 12:15 pm EDT	MOOG INC.MOGA/MOGB	Donald R FishbackCFO, Director	10,500	—	—	0	—
Oct 1, 2018 AForm 4 →	Oct 2, 12:21 pm EDT	ROCKWELL AUTOMATION INCROK	Steven W. EtzelVP and Treasurer	1,700	—	—	1,700	—
Oct 1, 2018 AForm 4 →	Oct 2, 12:21 pm EDT	ROCKWELL AUTOMATION INCROK	Theodore D CrandallSenior Vice President	11,540	—	—	11,540	—
Oct 1, 2018 AForm 4 →	Oct 2, 12:21 pm EDT	ROCKWELL AUTOMATION INCROK	David M DorganVP and Controller	1,520	—	—	1,520	—
Oct 1, 2018 AForm 4 →	Oct 2, 12:39 pm EDT	POTLATCHDELTIC CORPPCH	William Lindeke DriscollDirector	390	—	—	41,016	—
Sep 29, 2018 MForm 4 →	Oct 2, 12:40 pm EDT	KULICKE & SOFFA INDUSTRIES INCKLIC	Fusen Ernie ChenPresident and CEO, Director	48,376	—	—	0	—
Sep 19, 2014 JMForm 4 →	Oct 2, 2018, 12:47 pm EDT	DEEP WELL OIL & GAS INCDWOG	Said ArrataDirector	300,000	—	—	600,000	—	late
Sep 30, 2018 MForm 4 →	Oct 2, 12:50 pm EDT	USANA HEALTH SCIENCES INCUSNA	Robert AuciauxDirector	282	—	—	564	—
Sep 30, 2018 MForm 4 →	Oct 2, 12:51 pm EDT	USANA HEALTH SCIENCES INCUSNA	Feng PengDirector	282	—	—	564	—
Sep 30, 2018 MForm 4 →	Oct 2, 12:51 pm EDT	USANA HEALTH SCIENCES INCUSNA	Frederic J WinssingerDirector	282	—	—	564	—
Sep 30, 2018 MForm 4 →	Oct 2, 12:52 pm EDT	USANA HEALTH SCIENCES INCUSNA	Gilbert A FullerDirector	282	—	—	564	—
Sep 30, 2018 MForm 4 →	Oct 2, 12:53 pm EDT	USANA HEALTH SCIENCES INCUSNA	J Scott NixonDirector	282	—	—	564	—
Sep 29, 2018 MForm 4 →	Oct 2, 1:10 pm EDT	Ascena Retail Group, Inc.ASNA	Gary MutoPresident & CEO-ascena brands	26,666	—	—	53,334	—
Sep 29, 2018 MForm 4 →	Oct 2, 1:13 pm EDT	Ascena Retail Group, Inc.ASNA	Brian E LynchPresident & COO	5,950	—	—	0	—
Oct 1, 2018 AForm 4 →	Oct 2, 1:15 pm EDT	Stock Yards Bancorp, Inc.SYBT	James A HillebrandCEO, Director	25,000	—	—	25,000	—
Sep 28, 2018 JForm 4 →	Oct 2, 1:20 pm EDT	Hospitality Investors Trust, Inc.no symbol	BROOKFIELD ASSET MANAGEMENT INC. +9Director, 10% Owner	146,595	—	—	11,619,210	—
Oct 1, 2018 AForm 4 →	Oct 2, 1:20 pm EDT	Stock Yards Bancorp, Inc.SYBT	Michael RehmExecutive Vice President	10,000	—	—	10,000	—
Sep 29, 2018 MForm 4 →	Oct 2, 1:22 pm EDT	Ascena Retail Group, Inc.ASNA	Robert GiammatteoEVP, CFO	2,007	—	—	0	—
Sep 29, 2018 MForm 4 →	Oct 2, 1:25 pm EDT	Ascena Retail Group, Inc.ASNA	John E PershingEVP, Chief HR Officer	2,553	—	—	0	—
Oct 1, 2018 AForm 4 →	Oct 2, 1:28 pm EDT	Stock Yards Bancorp, Inc.SYBT	Philip PoindexterPresident	17,500	—	—	17,500	—
Oct 1, 2018 MForm 4 →	Oct 2, 1:30 pm EDT	BSB Bancorp, Inc.BLMT	Richard J FougereDirector	500	—	—	22,110	—
Oct 1, 2018 AForm 4 →	Oct 2, 1:34 pm EDT	MINERALS TECHNOLOGIES INCMTX	John J CarmolaDirector	90	—	—	8,901	—
Oct 1, 2018 AForm 4 →	Oct 2, 1:35 pm EDT	MINERALS TECHNOLOGIES INCMTX	Robert L ClarkDirector	35	—	—	16,170	—
Oct 1, 2018 MForm 4 →	Oct 2, 1:35 pm EDT	Meridian Bancorp, Inc.EBSB	John MigliozziEVP	24,484	—	—	0	—
Oct 1, 2018 AForm 4 →	Oct 2, 1:35 pm EDT	MINERALS TECHNOLOGIES INCMTX	Franklin FederDirector	200	—	—	2,284	—
Oct 1, 2018 AForm 4 →	Oct 2, 1:37 pm EDT	MINERALS TECHNOLOGIES INCMTX	Donald C WinterDirector	334	—	—	13,341	—
Oct 1, 2018 AForm 4 →	Oct 2, 1:40 pm EDT	MINERALS TECHNOLOGIES INCMTX	Carolyn K PittmanDirector	84	—	—	1,812	—
Sep 30, 2018 JForm 4 →	Oct 2, 2:07 pm EDT	DETERMINE, INC.DTRM	Neil S Subin10% Owner	90,171	—	—	409,601	—
Oct 1, 2018 AForm 4 →	Oct 2, 2:13 pm EDT	PRAXAIR INCPX	Nance K DiccianiDirector	170	—	—	6,618	—
Sep 30, 2018 MForm 4 →	Oct 2, 2:16 pm EDT	NATURAL GAS SERVICES GROUP INCNGS	William F Hughes Jr.Director	898	—	—	4,563	—
Oct 1, 2018 AForm 4 →	Oct 2, 2:16 pm EDT	PRAXAIR INCPX	Edward G GalanteDirector	170	—	—	12,135	—
Oct 1, 2018 AForm 4 →	Oct 2, 2:17 pm EDT	PRAXAIR INCPX	Wayne T SmithDirector	148	—	—	31,630	—
Sep 27, 2018 MForm 4 →	Oct 2, 2:20 pm EDT	Ascena Retail Group, Inc.ASNA	Dan LamadridSVP, Finance and CAO	7,423	—	—	14,844	—	late
Sep 28, 2018 AForm 4 →	Oct 2, 2:27 pm EDT	Gogo Inc.GOGO	Robert L CrandallDirector	11,970	—	—	6,190	—
Sep 28, 2018 AForm 4 →	Oct 2, 2:28 pm EDT	Gogo Inc.GOGO	Hugh W JonesDirector	9,561	—	—	6,190	—
Sep 28, 2018 AForm 4 →	Oct 2, 2:29 pm EDT	Gogo Inc.GOGO	Ronald T LemayDirector	12,976	—	—	8,400	—
Sep 28, 2018 AForm 4 →	Oct 2, 2:29 pm EDT	Gogo Inc.GOGO	Michele Coleman MayesDirector	12,452	—	—	6,190	—
Sep 28, 2018 AForm 4 →	Oct 2, 2:30 pm EDT	Gogo Inc.GOGO	Robert H MundheimDirector	9,561	—	—	6,190	—
Sep 28, 2018 AForm 4 →	Oct 2, 2:30 pm EDT	BIOCEPT INCBIOC	Edwin HendrickSVP, Chief Commercial Officer	45,000	—	—	45,000	—
Sep 28, 2018 AForm 4 →	Oct 2, 2:31 pm EDT	Gogo Inc.GOGO	Christopher D PayneDirector	11,970	—	—	6,190	—
Sep 28, 2018 AForm 4 →	Oct 2, 2:31 pm EDT	Gogo Inc.GOGO	Charles C TownsendDirector	11,970	—	—	6,190	—
Oct 1, 2018 CForm 4 →	Oct 2, 2:31 pm EDT	SUTRO BIOPHARMA INCSTRO	Merck & Co., Inc. +110% Owner	74,794,315	—	—	0	—
Sep 28, 2018 AForm 4 →	Oct 2, 2:32 pm EDT	Gogo Inc.GOGO	Harris N WilliamsDirector	9,561	—	—	6,190	—
Oct 1, 2018 MForm 4 →	Oct 2, 2:47 pm EDT	AIR PRODUCTS & CHEMICALS INC /DE/APD	Michael S CroccoExecutive VP and CFO	7,954	—	—	0	—
Sep 28, 2018 MForm 4 →	Oct 2, 2:51 pm EDT	NATIONAL FUEL GAS CONFG	Paula M CiprichSenior VP & Gen Counsel	4,000	—	—	0	—
Oct 1, 2018 MForm 4 →	Oct 2, 2:57 pm EDT	PUBLIC SERVICE ENTERPRISE GROUP INCPEG	Ralph IzzoChairman, President and CEO, Director	28,992	—	—	289,916	—
Oct 1, 2018 MForm 4 →	Oct 2, 3:00 pm EDT	MINERALS TECHNOLOGIES INCMTX	Andrew M JonesVice President	278	—	—	6,266	—
Oct 1, 2018 MForm 4 →	Oct 2, 3:12 pm EDT	SYNNEX CORPSNX	Dennis PolkChief Executive Officer, Director	2,000	—	—	158	—
Sep 30, 2018 AForm 4 →	Oct 2, 3:12 pm EDT	Domtar CORPUFS	Giannella AlvarezDirector	515	—	—	1,726	—
Sep 30, 2018 MForm 4 →	Oct 2, 3:13 pm EDT	RAYMOND JAMES FINANCIAL INCRJF	Paul D AllisonChair, President & CEO RJ Ltd.	5,000	—	—	0	—
Sep 30, 2018 AForm 4 →	Oct 2, 3:13 pm EDT	Domtar CORPUFS	Robert E AppleDirector	875	—	—	18,966	—
Sep 30, 2018 AForm 4 →	Oct 2, 3:13 pm EDT	Domtar CORPUFS	David J IllingworthDirector	515	—	—	13,709	—
Oct 1, 2018 MForm 4 →	Oct 2, 3:14 pm EDT	AIR PRODUCTS & CHEMICALS INC /DE/APD	Russell A FlugelVP, Controller and PAO	6,563	—	—	0	—
Sep 30, 2018 AForm 4 →	Oct 2, 3:14 pm EDT	Domtar CORPUFS	David G MaffucciDirector	515	—	—	20,339	—
Sep 30, 2018 AForm 4 →	Oct 2, 3:15 pm EDT	Domtar CORPUFS	Mary A WinstonDirector	515	—	—	7,787	—
Oct 1, 2018 MForm 4 →	Oct 2, 3:18 pm EDT	CytomX Therapeutics, Inc.CTMX	Debanjan RayChief Financial Officer	3,000	—	—	13,220	—
Aug 13, 2018 AForm 4 →	Oct 2, 3:24 pm EDT	EVO Transportation & Energy Services, Inc.EVO	Michael ZientekChief Financial Officer	200,000	—	—	200,000	—	late
Sep 30, 2018 AForm 4 →	Oct 2, 3:29 pm EDT	HALLIBURTON COHAL	Abdulaziz Fahd Al KhayyalDirector	374	—	—	4,960	—
Sep 30, 2018 AForm 4 →	Oct 2, 3:31 pm EDT	WATERS CORP /DE/WAT	Edward ConardDirector	115	—	—	115	—
Sep 30, 2018 AForm 4 →	Oct 2, 3:33 pm EDT	WATERS CORP /DE/WAT	Gary E HendricksonDirector	24	—	—	24	—
Sep 30, 2018 AForm 4 →	Oct 2, 3:36 pm EDT	WATERS CORP /DE/WAT	Christopher A KueblerDirector	115	—	—	115	—
Sep 30, 2018 AForm 4 →	Oct 2, 3:37 pm EDT	HALLIBURTON COHAL	Alan M BennettDirector	983	—	—	28,615	—
Sep 30, 2018 AForm 4 →	Oct 2, 3:38 pm EDT	WATERS CORP /DE/WAT	Flemming OrnskovDirector	102	—	—	102	—
Sep 30, 2018 AForm 4 →	Oct 2, 3:40 pm EDT	WATERS CORP /DE/WAT	Thomas P SaliceDirector	163	—	—	163	—
Sep 30, 2018 AForm 4 →	Oct 2, 3:43 pm EDT	ZIMMER BIOMET HOLDINGS, INC.ZBH	Christopher B BegleyDirector	182	—	—	8,954	—
Sep 30, 2018 AForm 4 →	Oct 2, 3:43 pm EDT	HALLIBURTON COHAL	James R BoydDirector	163	—	—	37,381	—
Sep 30, 2018 AForm 4 →	Oct 2, 3:44 pm EDT	ZIMMER BIOMET HOLDINGS, INC.ZBH	Betsy J BernardDirector	210	—	—	10,246	—
Sep 30, 2018 AForm 4 →	Oct 2, 3:49 pm EDT	HALLIBURTON COHAL	Milton CarrollDirector	854	—	—	29,961	—
Sep 30, 2018 AForm 4 →	Oct 2, 3:50 pm EDT	ZIMMER BIOMET HOLDINGS, INC.ZBH	Gail BoudreauxDirector	182	—	—	8,520	—
Sep 30, 2018 AForm 4 →	Oct 2, 3:59 pm EDT	ZIMMER BIOMET HOLDINGS, INC.ZBH	Michael J. FarrellDirector	182	—	—	5,412	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.