SEC Form 4 · accession 0001127602-18-028867

COOPER COMPANIES, INC. · COO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — VP, General Counsel & Sec.

Period of report

Sep 27, 2018

Accepted (ET)

Oct 1, 2018 · 7:09 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000711404

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Sep 27, 2018	S	1,731	$275.8576	D	1,154	D
Common Stock^F2	Oct 1, 2018	M	122	—	A	1,276	D
Common Stock^F3	Oct 1, 2018	F	65	$0.00	D	1,211	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F2,F4,F5	—	Oct 1, 2018	M	122	D	—	—	Common Stock	122	0	D

F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $275.800 to $275.905. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.
F2RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.
F310/1/18 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 10/1/18) of $278.74 was used.
F4Grant Date 10/1/2013 RSU Vesting Date: The grant vests in equal portions on the following dates: 10/1/2014, 10/1/2015, 10/1/2016, 10/1/2017 and 10/1/2018.
F5RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.