SEC Form 4 · accession 0001127602-18-028841
EOG RESOURCES INC · EOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David W Trice
Officer — EVP Exploration and Production
Period of report
Sep 27, 2018
Accepted (ET)
Oct 1, 2018 · 6:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821189
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 27, 2018 | A | 2,952 | $0.00 | A | 74,807 | D | |
| Common Stock | Sep 28, 2018 | M | 9,018 | $69.43 | A | 83,825 | D | |
| Common Stock | Sep 28, 2018 | D | 4,914 | $127.43 | D | 78,911 | D | |
| Common Stock | Sep 28, 2018 | F | 1,615 | $127.43 | D | 77,296 | D | |
| Common Stock | Sep 28, 2018 | S | 2,489 | $127.442 | D | 74,807 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $127.00 | Sep 27, 2018 | A | 7,232 | A | Sep 27, 2019 | Sep 27, 2025 | Common Stock | 7,232 | 7,232 | D |
| Stock Appreciation RightsF2 | $69.43 | Sep 28, 2018 | M | 9,018 | D | Sep 28, 2016 | Sep 28, 2022 | Common Stock | 9,018 | 3,006 | D |
Explanation of responses
- F1The SARs granted will become exercisable in increments of 33%, 33% and 34% on each of the first three anniversaries, respectively, of the September 27, 2018 date of grant. The SARs granted will become fully exercisable on September 27, 2021.
- F2The SARs granted became exercisable in 25 percent increments beginning one year from the September 28, 2015 date of grant and on each of the next three grant date anniversaries. The SARs reported will become fully exercisable on September 28, 2019.
Remarks
In addition to the reported awards, the Reporting Person also received an award of 5,905 Performance Units, effective September 27, 2018, pursuant to the Amended and Restated EOG Resources, Inc. 2008 Omnibus Equity Compensation Plan, which award is not yet reportable on Form 4.