SEC Form 4 · accession 0000017843-18-000051
CARPENTER TECHNOLOGY CORP · CRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen Ligocki
Director
Period of report
Sep 28, 2018
Accepted (ET)
Oct 2, 2018 · 12:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000017843
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock UnitsF3,F1,F2 | — | Sep 28, 2018 | A | 233 | A | — | — | Common Stock | 233 | 2,830 | D |
Explanation of responses
- F1Converts to common stock on a 1-for-1 basis
- F2Payable upon the later of separation of service or a specified date or event
- F3Includes dividend equivalents not previously reported.