Form
4
insider filings, from the source
Buys
Significant
Penny
Sales
Options
Clusters
Screener
Ratios
Learn
/
Insider · CIK 0001304473
Catherine Elizabeth Buggeln
Files at:
ASNA
,
FIVE
,
VSI
.
On EDGAR ↗
Period
1M
3M
6M
1Y
2Y
All data
shares as filed — not split-adjusted
Open-market buys & sales
buys $51k · 1
sales $0 · 0
net $51k
$10k
$10k
$100k
$100k
$1M
$1M
buys
sales
Mar 14
Mar 14
Mar 14
Mar 15
Mar 15
Mar 15
Mar 16
Reported trades — common stock
Trade
Reported (ET)
Company
Shares
Avg price
Total
Owned after
Δ stake
Flags
Dec 10, 2018
M
Form 4 →
Dec 12, 3:55 pm EST
Ascena Retail Group, Inc.
ASNA
365
—
—
82,845
—
plan?
Sep 28, 2018
M
Form 4 →
Oct 2, 9:36 am EDT
Ascena Retail Group, Inc.
ASNA
36,992
—
—
82,480
—
plan?
Sep 17, 2018
M
Form 4 →
Sep 18, 12:36 pm EDT
Ascena Retail Group, Inc.
ASNA
2,917
—
—
45,488
—
plan?
Jun 19, 2018
A
Form 4 →
Jun 21, 4:12 pm EDT
FIVE BELOW, INC
FIVE
1,014
—
—
10,473
—
plan?
Dec 10, 2017
M
Form 4 →
Dec 11, 12:33 pm EST
Ascena Retail Group, Inc.
ASNA
364
—
—
42,571
—
plan?
Sep 22, 2017
M
Form 4 →
Sep 25, 2:26 pm EDT
Ascena Retail Group, Inc.
ASNA
17,677
—
—
42,207
—
plan?
Sep 17, 2017
M
Form 4 →
Sep 18, 3:06 pm EDT
Ascena Retail Group, Inc.
ASNA
2,916
—
—
24,530
—
plan?
Jun 20, 2017
A
Form 4 →
Jun 21, 4:11 pm EDT
FIVE BELOW, INC
FIVE
2,078
—
—
9,459
—
plan?
Jan 27, 2017
A
Form 4 →
Jan 31, 4:04 pm EST
FIVE BELOW, INC
FIVE
398
$37.60
$14,965
7,381
—
plan?
Dec 10, 2016
M
Form 4 →
Dec 12, 2:03 pm EST
Ascena Retail Group, Inc.
ASNA
364
—
—
21,614
—
plan?
Oct 28, 2016
A
Form 4 →
Oct 31, 5:15 pm EDT
FIVE BELOW, INC
FIVE
402
$37.29
$14,991
6,983
—
plan?
Oct 28, 2016
A
Form 4 →
Oct 31, 4:55 pm EDT
FIVE BELOW, INC
FIVE
402
$37.29
$14,991
6,983
—
plan?
Sep 23, 2016
M
Form 4 →
Sep 26, 3:22 pm EDT
Ascena Retail Group, Inc.
ASNA
3,333
—
—
21,250
—
plan?
Sep 17, 2016
M
Form 4 →
Sep 21, 5:07 pm EDT
Ascena Retail Group, Inc.
ASNA
2,917
—
—
17,917
—
plan?
late
Jul 29, 2016
A
Form 4 →
Aug 1, 6:22 pm EDT
FIVE BELOW, INC
FIVE
294
—
—
6,581
—
plan?
Jul 1, 2016
A
M
Form 4 →
Jul 6, 4:18 pm EDT
Vitamin Shoppe, Inc.
VSI
2,749
$30.71
$69,988
5,953
—
plan?
Jun 21, 2016
A
Form 4 →
Jun 23, 1:24 pm EDT
FIVE BELOW, INC
FIVE
1,955
—
—
6,287
—
plan?
Apr 29, 2016
A
Form 4 →
May 3, 4:02 pm EDT
FIVE BELOW, INC
FIVE
359
$41.70
$14,970
4,332
—
plan?
Apr 4, 2016
M
Form 4 →
Apr 5, 4:13 pm EDT
Vitamin Shoppe, Inc.
VSI
470
—
—
3,204
—
plan?
Mar 15, 2016
P
Form 4 →
Mar 16, 2:12 pm EDT
Ascena Retail Group, Inc.
ASNA
5,000
$10.25
$51,250
15,000
+50.0%
plan?
Jan 29, 2016
A
Form 4 →
Feb 1, 5:58 pm EST
FIVE BELOW, INC
FIVE
425
$35.23
$14,973
3,973
—
plan?
Jan 2, 2016
M
Form 4 →
Jan 5, 4:26 pm EST
Vitamin Shoppe, Inc.
VSI
470
—
—
2,734
—
plan?
Oct 30, 2015
A
Form 4 →
Nov 2, 4:04 pm EST
FIVE BELOW, INC
FIVE
436
$34.34
$14,972
3,548
—
plan?
Oct 2, 2015
M
Form 4 →
Oct 2, 5:48 pm EDT
Vitamin Shoppe, Inc.
VSI
469
—
—
2,264
—
plan?
Sep 25, 2015
M
Form 4 →
Sep 29, 9:54 am EDT
Ascena Retail Group, Inc.
ASNA
1,666
—
—
10,000
—
plan?
Sep 23, 2015
M
Form 4 →
Sep 24, 12:05 pm EDT
Ascena Retail Group, Inc.
ASNA
1,667
—
—
8,334
—
plan?
Sep 18, 2015
M
Form 4 →
Sep 22, 2:48 pm EDT
Ascena Retail Group, Inc.
ASNA
1,667
—
—
6,667
—
plan?
Jul 31, 2015
A
Form 4 →
Aug 4, 6:05 pm EDT
FIVE BELOW, INC
FIVE
406
$36.87
$14,969
3,112
—
plan?
Jun 18, 2015
A
Form 4 →
Jun 22, 4:11 pm EDT
FIVE BELOW, INC
FIVE
2,271
—
—
2,706
—
plan?
May 1, 2015
A
Form 4 →
May 5, 4:04 pm EDT
FIVE BELOW, INC
FIVE
435
$34.46
$14,990
435
—
plan?
Reported trades — derivatives (options, RSUs, warrants)
Trade
Reported (ET)
Company
Shares
Avg price
Total
Owned after
Δ stake
Flags
Dec 10, 2018
M
Form 4 →
Dec 12, 3:55 pm EST
Ascena Retail Group, Inc.
ASNA
365
—
—
0
—
Oct 22, 2018
A
Form 4/A →
Oct 23, 5:44 pm EDT
Ascena Retail Group, Inc.
ASNA
24,138
—
—
24,138
—
Oct 22, 2018
M
Form 4 →
Oct 23, 3:20 pm EDT
Ascena Retail Group, Inc.
ASNA
24,138
—
—
24,138
—
amended
Sep 28, 2018
M
Form 4 →
Oct 2, 9:36 am EDT
Ascena Retail Group, Inc.
ASNA
36,992
—
—
0
—
Sep 17, 2018
M
Form 4 →
Sep 18, 12:36 pm EDT
Ascena Retail Group, Inc.
ASNA
2,917
—
—
0
—
Dec 10, 2017
M
Form 4 →
Dec 11, 12:33 pm EST
Ascena Retail Group, Inc.
ASNA
364
—
—
365
—
Sep 28, 2017
A
Form 4 →
Sep 29, 12:58 pm EDT
Ascena Retail Group, Inc.
ASNA
36,992
—
—
36,992
—
Sep 22, 2017
M
Form 4 →
Sep 25, 2:26 pm EDT
Ascena Retail Group, Inc.
ASNA
17,677
—
—
0
—
Sep 17, 2017
M
Form 4 →
Sep 18, 3:06 pm EDT
Ascena Retail Group, Inc.
ASNA
2,916
—
—
2,917
—
Dec 10, 2016
M
Form 4 →
Dec 12, 2:03 pm EST
Ascena Retail Group, Inc.
ASNA
364
—
—
729
—
Sep 23, 2016
M
Form 4 →
Sep 26, 3:22 pm EDT
Ascena Retail Group, Inc.
ASNA
3,333
—
—
0
—
Sep 22, 2016
A
Form 4 →
Sep 23, 4:42 pm EDT
Ascena Retail Group, Inc.
ASNA
16,010
—
—
16,010
—
Sep 17, 2016
M
Form 4 →
Sep 21, 5:07 pm EDT
Ascena Retail Group, Inc.
ASNA
2,917
—
—
5,833
—
late
Jul 5, 2016
M
Form 4 →
Jul 6, 4:18 pm EDT
Vitamin Shoppe, Inc.
VSI
470
—
—
0
—
Apr 4, 2016
M
Form 4 →
Apr 5, 4:13 pm EDT
Vitamin Shoppe, Inc.
VSI
470
—
—
470
—
Jan 2, 2016
M
Form 4 →
Jan 5, 4:26 pm EST
Vitamin Shoppe, Inc.
VSI
470
—
—
940
—
Dec 10, 2015
A
Form 4 →
Dec 14, 2:47 pm EST
Ascena Retail Group, Inc.
ASNA
1,093
—
—
1,093
—
Oct 2, 2015
M
Form 4 →
Oct 2, 5:48 pm EDT
Vitamin Shoppe, Inc.
VSI
469
—
—
1,410
—
Sep 25, 2015
M
Form 4 →
Sep 29, 9:54 am EDT
Ascena Retail Group, Inc.
ASNA
1,666
—
—
1,667
—
Sep 23, 2015
M
Form 4 →
Sep 24, 12:05 pm EDT
Ascena Retail Group, Inc.
ASNA
1,667
—
—
3,333
—
Sep 18, 2015
M
Form 4 →
Sep 22, 2:48 pm EDT
Ascena Retail Group, Inc.
ASNA
1,667
—
—
0
—
Sep 17, 2015
A
Form 4 →
Sep 18, 10:58 am EDT
Ascena Retail Group, Inc.
ASNA
8,750
—
—
8,750
—
Jul 2, 2015
A
Form 4 →
Jul 7, 4:57 pm EDT
Vitamin Shoppe, Inc.
VSI
1,879
—
—
1,879
—
Jan 2, 2015
A
Form 4 →
Jan 6, 6:09 pm EST
Vitamin Shoppe, Inc.
VSI
635
—
—
635
—