SEC Form 4 · accession 0001498301-15-000059
Ascena Retail Group, Inc. · ASNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Catherine Elizabeth Buggeln
Director
Period of report
Sep 23, 2015
Accepted (ET)
Sep 24, 2015 · 12:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001498301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Sep 23, 2015 | M | 1,667 | $0.00 | A | 8,334 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Sep 23, 2015 | M | 1,667 | D | — | — | Common | 1,667 | 3,333 | D |
Explanation of responses
- F1Granted under the Company's 2010 Stock Incentive Plan
- F2On Septemnber 23, 2014, the reporting person was granted 5,000 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.