SEC Form 4 · accession 0001144204-18-051802
Clarus Corp · CLAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicolas Sokolow
Director
Period of report
Sep 27, 2018
Accepted (ET)
Oct 1, 2018 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913277
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per share | Sep 27, 2018 | M | 12,500 | $4.41 | A | 67,576 | D | |
| Common Stock, par value $0.0001 per share | Sep 27, 2018 | M | 12,500 | $4.39 | A | 80,076 | D | |
| Common Stock, par value $0.0001 per shareF1,F4 | holding | — | — | — | 70,425 | I | See Footnote | |
| Common Stock, par value $0.0001 per shareF2,F4 | holding | — | — | — | 377,567 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to purchase)F3 | $4.41 | Sep 27, 2018 | M | 12,500 | A | — | Dec 11, 2025 | Common Stock | 12,500 | 0 | D |
| Stock Option (right to purchase)F3 | $4.39 | Sep 27, 2018 | M | 12,500 | A | — | Jun 8, 2026 | Common Stock | 12,500 | 0 | D |
Explanation of responses
- F1The securities reported herein are owned by Madetys Investments, LLC, a limited liability company of which the Reporting Person is the general manager.
- F2The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is the general manager.
- F3The vested and exercisable options to purchase shares of Common Stock were granted under the Issuer's 2015 Stock Incentive Plan.
- F4The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.