SEC Form 4 · accession 0000046080-18-000129
HASBRO, INC. · HAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa Gersh
Director
Period of report
Sep 30, 2018
Accepted (ET)
Oct 2, 2018 · 2:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046080
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F2,F3,F4 | $0.00 | Sep 30, 2018 | A | 461 | A | — | — | Common Stock | 461 | 20,632 | D |
Explanation of responses
- F1All of the phantom stock units were acquired pursuant to the Hasbro, Inc. Deferred Compensation Plan for Non-Employee Directors in compliance with Rule 16b-3.
- F2Units correspond 1 for 1 with common stock.
- F3Units are settled only in cash and are payable after the reporting person ceases to be a director.
- F4Vesting of 15 units will occur on the earlier of 12/31/2018 (provided the reporting person is still a director as of such date) and the death, disability or retirement (after age 72) of the reporting person. Vesting of 15 units will occur on the earlier of 12/31/2019 (provided the reporting person is still a director as of such date) and the death, disability or retirement (after age 72) of the reporting person. The remainder of the units are immediately vested.