Form4insider filings, from the source

SEC Form 4 · accession 0001209191-18-052851

SUTRO BIOPHARMA, INC. · STRO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
ILSF III, LLC
10% Owner
SVLSF V, LLC
10% Owner
Period of report
Sep 27, 2018
Accepted (ET)
Oct 1, 2018 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001382101

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockF1,F2Oct 1, 2018C943—A943IBy International Life Sciences Fund III Co-Investment, L.P.
Common StockF3,F2Oct 1, 2018C7,610—A8,553IBy International Life Sciences Fund III Co-Investment, L.P.
Common StockF4,F2Oct 1, 2018C2,399—A10,952IBy International Life Sciences Fund III Co-Investment, L.P.
Common StockF1,F2Oct 1, 2018C79,467—A79,467IBy International Life Sciences Fund III (LP1), L.P.
Common StockF3,F2Oct 1, 2018C641,440—A720,907IBy International Life Sciences Fund III (LP1), L.P.
Common StockF4,F2Oct 1, 2018C202,115—A923,022IBy International Life Sciences Fund III (LP1), L.P.
Common StockF1,F2Oct 1, 2018C758—A758IBy International Life Sciences Fund III Strategic Partners, L.P.
Common StockF3,F2Oct 1, 2018C6,128—A6,886IBy International Life Sciences Fund III Strategic Partners, L.P.
Common StockF4,F2Oct 1, 2018C1,931—A8,817IBy International Life Sciences Fund III Strategic Partners, L.P.
Common StockF4,F5Oct 1, 2018C341,030—A341,030IBy SV Life Sciences Fund V, L.P.
Common StockF6,F5Oct 1, 2018C270,690—A611,720IBy SV Life Sciences Fund V, L.P.
Common StockF7,F5Oct 1, 2018C251,783—A863,503IBy SV Life Sciences Fund V, L.P.
Common StockF4,F8Oct 1, 2018C7,207—A7,207IBy SV Life Sciences Fund V Strategic Partners, L.P.
Common StockF6,F8Oct 1, 2018C5,721—A12,928IBy SV Life Sciences Fund V Strategic Partners, L.P.
Common StockF7,F8Oct 1, 2018C5,320—A18,248IBy SV Life Sciences Fund V Strategic Partners, L.P.

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Series C Preferred Stock Warrant (right to buy)F2,F9$0.4797Sep 27, 2018M6,183D——Series C Preferred Stock6,1835,361I
Series C Preferred StockF2,F10—Sep 27, 2018M6,183A——Common Stock22864,815I
Series C Preferred Stock Warrant (right to buy)F2,F9$0.4797Sep 27, 2018M521,159D——Series C Preferred Stock521,159451,869I
Series C Preferred StockF2,F10—Sep 27, 2018M521,159A——Common Stock19,2825,462,550I
Series C Preferred Stock Warrant (right to buy)F2,F9$0.4797Sep 27, 2018M4,978D——Series C Preferred Stock4,9784,315I
Series C Preferred StockF2,F10—Sep 27, 2018M4,978A——Common Stock18452,183I
Series A Preferred StockF2,F1—Oct 1, 2018C21,776D——Common Stock9430I
Series B Preferred StockF2,F3—Oct 1, 2018C131,683D——Common Stock7,6100I
Series C Preferred StockF2,F4—Oct 1, 2018C64,815D——Common Stock2,3990I
Series A Preferred StockF2,F1—Oct 1, 2018C1,835,270D——Common Stock79,4670I
Series B Preferred StockF2,F3—Oct 1, 2018C11,097,596D——Common Stock641,4400I
Series C Preferred StockF2,F4—Oct 1, 2018C5,462,550D——Common Stock202,1150I
Series A Preferred StockF2,F1—Oct 1, 2018C17,533D——Common Stock7580I
Series B Preferred StockF2,F3—Oct 1, 2018C106,019D——Common Stock6,1280I
Series C Preferred StockF2,F4—Oct 1, 2018C52,183D——Common Stock1,9310I
Series C Preferred StockF5,F4—Oct 1, 2018C9,217,015D——Common Stock341,0300I
Series D Preferred StockF5,F6—Oct 1, 2018C6,683,697D——Common Stock270,6900I
Series E Preferred StockF5,F7—Oct 1, 2018C9,155,794D——Common Stock251,7830I
Series C Preferred StockF8,F4—Oct 1, 2018C194,786D——Common Stock7,2070I
Series D Preferred StockF8,F6—Oct 1, 2018C141,249D——Common Stock5,7210I
Series E Preferred StockF8,F7—Oct 1, 2018C193,492D——Common Stock5,3200I

Explanation of responses