SEC Form 4 · accession 0001127602-18-028959
TD SYNNEX CORP · SNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Polk
Officer — Chief Executive Officer · Director
Period of report
Oct 1, 2018
Accepted (ET)
Oct 2, 2018 · 3:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177394
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 1, 2018 | M | 2,000 | $32.40 | A | 26,494 | D | |
| Common Stock | Oct 1, 2018 | S | 500 | $84.501 | D | 24,994 | D | |
| Common Stock | Oct 1, 2018 | S | 500 | $84.521 | D | 24,494 | D | |
| Common Stock | Oct 1, 2018 | S | 1,000 | $85.10 | D | 24,494 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $32.40 | Oct 1, 2018 | M | 2,000 | D | — | Oct 3, 2022 | Common Stock | 2,000 | 158 | D |
Explanation of responses
- F1These sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 31, 2017
- F2This stock option is immediately exercisable as to 158 shares and is fully vested.