SEC Form 4 · accession 0001213900-18-013340

FlexShopper, Inc. · FPAY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Sep 28, 2018

Accepted (ET)

Oct 1, 2018 · 5:43 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001397047

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Sep 28, 2018	P	25,000	$1.00	A	31,250	I	Trustee and beneficial owner
Common Stock^F1	Sep 28, 2018	P	50,000	$1.00	A	62,500	I	Limited liability company owned by reporting person and spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Warrants (right to buy)^F1	$1.25	Sep 28, 2018	P	12,500	A	Sep 28, 2018	Sep 28, 2023	Common Stock	12,500	12,500	I
Warrants (right to buy)^F1	$1.25	Sep 28, 2018	P	25,000	A	Sep 28, 2018	Sep 28, 2023	Common Stock	25,000	25,000	I

F1The shares of common stock reported in Table I and warrants to purchase common stock reported in Table II were purchased by the Reporting Person in the Issuer's public offering of Units, which closed on September 28, 2018. Each Unit consists of one share of common stock and one-half (1/2) of one warrant to purchase one share of common stock. The Reporting Person purchased each Unit at the public offering price of $1.00 per Unit.